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JXN

Jackson Financial Inc.

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3581
SEC CIK
0001822993
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622

Last 12 months

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0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2022 Filed Jun 13, 2022 20:31 UTC GrantCommon Stock 9,420 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-014795 · form4.xml · nonDerivative · entry 1

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,515.37

F1 · security: Represents Restricted Share Units ("RSUs") granted on June 9, 2022 as part of the 2022-2023 Annual Director Compensation. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, the RSUs will settle and any fractional shares will be paid out in cash.

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June 09, 2022 Filed Jun 13, 2022 20:30 UTC GrantCommon Stock 3,568 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-014791 · form4.xml · nonDerivative · entry 2

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,952.27

F2 · security: Represents Restricted Share Units ("RSUs") granted on June 9, 2022 where the Director elected to receive equity in lieu of the cash portion of the 2022-2023 Annual Director Compensation. The RSUs vest in four equal installments over a 12-month period, where the first vests on August 31, 2022, the second vests on November 30, 2022, the third vests on February 28, 2023 and the fourth vests on May 31, 2023. Upon the director's termination, the RSUs will settle and any fractional shares will be paid out in cash.

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June 09, 2022 Filed Jun 13, 2022 20:30 UTC GrantCommon Stock 4,282 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-014791 · form4.xml · nonDerivative · entry 1

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384.27

F1 · security: Represents Restricted Share Units ("RSUs") granted on June 9, 2022 as part of the 2022-2023 Annual Director Compensation. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, the RSUs will settle and any fractional shares will be paid out in cash.

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June 09, 2022 Filed Jun 13, 2022 20:30 UTC
Lawton DrewDirector
GrantCommon Stock 4,282 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-014790 · form4.xml · nonDerivative · entry 1

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,178.96

F1 · security: Represents Restricted Share Units ("RSUs") granted on June 9, 2022 as part of the 2022-2023 Annual Director Compensation. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first. Upon the director's termination, the RSUs will settle and any fractional shares will be paid out in cash.

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May 16, 2022 Filed May 17, 2022 22:43 UTC
Myers Paul ChadwickVice Chair, JHLLC
PurchaseCommon Stock 8,000 $33.15 $265,200.00
Disclosure

SEC source: 0001062993-22-012824 · form4.xml · nonDerivative · entry 3

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,491.22

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $32.95 to $33.41, inclusive. Mr. Myers undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Footnote 4.

F5 · balance_after: The total amount beneficially owned reflects both (1) the addition of 8,000 shares purchased in the open market on May 16, 2022, and (2) a removal from Table I to Table II of common stock underlying 47,439.61 Restricted Share Units ("RSUs") that were acquired upon the October 4, 2021 grant of converted unvested Prudential plc Restricted Stock. One hundred percent (100%) of the RSUs previously were reported in Table I on March 14, 2022, based on an understanding that the RSUs were to settle upon vesting only in shares. It has since been clarified that only 75% of the total number of RSUs acquired in October 2021 will settle in shares upon vesting, and the remaining 25% of the RSUs will be paid out in cash upon vesting. The 25% of the RSUs that will be paid out in cash upon vesting is now properly reported in Table II, instead of Table I. These RSUs cliff vest on April 9, 2023.

F2 · ownership.direct: Shares purchased through a Joint Brokerage Account in both Mr. Myers's and spouse's name as joint owners.

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May 13, 2022 Filed May 17, 2022 22:47 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
PurchaseCommon Stock 10,000 $30.60 $306,000.00
Disclosure

SEC source: 0001062993-22-012826 · form4.xml · nonDerivative · entry 3

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,528.64

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $30.43 to $30.75, inclusive. Mr. Ganguly undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Footnote 3.

F4 · balance_after: The total amount beneficially owned reflects both (1) the addition of 10,000 shares purchased in the open market on May 13, 2022, and (2) a removal from Table I to Table II of common stock underlying 10,080.57 Restricted Stock Units ("RSUs") that were acquired upon the October 4, 2021 grant of converted unvested Prudential plc Restricted Stock. One hundred percent (100%) of the RSUs previously were reported in Table I on March 14, 2022, based on an understanding that the RSUs were to settle upon vesting only in shares. It has since been clarified that only 75% of the total number of RSUs acquired in October 2021 will settle in shares upon vesting, and the remaining 25% of the RSUs will be paid out in cash upon vesting. The 25% of the RSUs that will be paid out in cash upon vesting is now properly reported in Table II, instead of Table I. These RSUs cliff vest on April 9, 2023.

F5 · ownership.direct: Shares held in a Joint Brokerage Account in both Mr. Ganguly's and spouse's name as joint owners.

Read SEC document
May 13, 2022 Filed May 17, 2022 22:43 UTC
Myers Paul ChadwickVice Chair, JHLLC
PurchaseCommon Stock 4,500 $31.50 $141,750.00
Disclosure

SEC source: 0001062993-22-012824 · form4.xml · nonDerivative · entry 2

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,930.83

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $31.20 to $31.81, inclusive. Mr. Myers undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Footnote 3.

F2 · ownership.direct: Shares purchased through a Joint Brokerage Account in both Mr. Myers's and spouse's name as joint owners.

Read SEC document
May 13, 2022 Filed May 17, 2022 22:43 UTC
Myers Paul ChadwickVice Chair, JHLLC
PurchaseCommon Stock 500 $30.06 $15,030.00
Disclosure

SEC source: 0001062993-22-012824 · form4.xml · nonDerivative · entry 1

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,430.83

F1 · price: Shares were bought in two transactions for $30.06. Mr. Myers undertakes to provide to Jackson Financial Inc., any security holder of Jackson Financial Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought described in this Footnote 1.

F2 · ownership.direct: Shares purchased through a Joint Brokerage Account in both Mr. Myers's and spouse's name as joint owners.

Read SEC document
May 13, 2022 Filed May 17, 2022 23:05 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
PurchaseCommon Stock 4,900 $30.71 $150,479.00
Disclosure

SEC source: 0001062993-22-012828 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 261,514.39

F1 · balance_after: The total amount beneficially owned reflects (1) the addition of 4,900 shares purchased in the open market on May 13, 2022; (2) the addition of .45 shares of JFI common stock previously omitted from a Form 4 filed on October 6, 2021, and (3) a removal from Table I to Table II of common stock underlying 13,736.16 Restricted Share Units ("RSUs") that were acquired upon the October 4, 2021 grant of unvested Prudential plc Restricted Stock. One hundred percent (100%) of the RSUs previously were reported in Table I on March 14, 2022, based on an understanding that the RSUs were to settle in shares. It has since been clarified that, upon vesting, 75% of the total number of RSUs acquired in October 2021 will settle in shares, and the remaining 25% of the RSUs will be paid out in cash. The 25% of the RSUs that will be paid out in cash is now properly reported in Table II. These RSUs cliff vest on April 9, 2023.

F2 · ownership.nature: These shares are held in a brokerage account with the account name of L. Prieskorn and C. Prieskorn TTEE, a trust where Mrs. Prieskorn and her spouse are trustees and beneficiaries.

Read SEC document
May 13, 2022 Filed May 17, 2022 22:40 UTC
Chelko CarrieEVP, GC and Secretary
PurchaseCommon Stock 0.854 $29.91 $25.54
Disclosure

SEC source: 0001062993-22-012823 · form4.xml · nonDerivative · entry 3

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,598.79

F1 · balance_after: Total amount includes a deduction of .32 shares to reflect addition miscalculation on Form 4, row 3 filed on March 8, 2022.

Read SEC document
May 13, 2022 Filed May 17, 2022 22:40 UTC
Chelko CarrieEVP, GC and Secretary
PurchaseCommon Stock 600 $29.80 $17,880.00
Disclosure

SEC source: 0001062993-22-012823 · form4.xml · nonDerivative · entry 2

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,598.26

Read SEC document
May 13, 2022 Filed May 17, 2022 22:40 UTC
Chelko CarrieEVP, GC and Secretary
PurchaseCommon Stock 2,743 $29.93 $82,097.99
Disclosure

SEC source: 0001062993-22-012823 · form4.xml · nonDerivative · entry 1

Chelko Carrie · CIK 0001884039 · EVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,998.26

Read SEC document
May 09, 2022 Filed May 9, 2022 17:41 UTC
Hagan Dan10% owner
SaleCommon Stock 47,479 $39.34 $1,867,595.96
Disclosure

SEC source: 0001815075-22-000004 · primary_doc.xml · nonDerivative · entry 4

Hagan Dan · CIK 0001815075 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500,000

F1 · balance_after: Does not include shares of Issuer common stock held in a charitable trust for which the reporting person is the sole trustee, as the reporting person does not have a pecuniary interest in those shares.

Read SEC document
May 09, 2022 Filed May 9, 2022 17:41 UTC
Hagan Dan10% owner
SaleCommon Stock 169,932 $40.21 $6,832,727.82
Disclosure

SEC source: 0001815075-22-000004 · primary_doc.xml · nonDerivative · entry 3

Hagan Dan · CIK 0001815075 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,547,479

F1 · balance_after: Does not include shares of Issuer common stock held in a charitable trust for which the reporting person is the sole trustee, as the reporting person does not have a pecuniary interest in those shares.

Read SEC document
May 06, 2022 Filed May 9, 2022 17:41 UTC
Hagan Dan10% owner
SaleCommon Stock 227,024 $42.30 $9,602,978.99
Disclosure

SEC source: 0001815075-22-000004 · primary_doc.xml · nonDerivative · entry 2

Hagan Dan · CIK 0001815075 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,717,411

F1 · balance_after: Does not include shares of Issuer common stock held in a charitable trust for which the reporting person is the sole trustee, as the reporting person does not have a pecuniary interest in those shares.

Read SEC document
May 05, 2022 Filed May 9, 2022 17:41 UTC
Hagan Dan10% owner
SaleCommon Stock 55,565 $43.57 $2,421,144.86
Disclosure

SEC source: 0001815075-22-000004 · primary_doc.xml · nonDerivative · entry 1

Hagan Dan · CIK 0001815075 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,944,435

F1 · balance_after: Does not include shares of Issuer common stock held in a charitable trust for which the reporting person is the sole trustee, as the reporting person does not have a pecuniary interest in those shares.

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May 05, 2022 Filed Jun 21, 2022 16:17 UTC
Nerud Mark DPresident and CEO of JNAM
GiftCommon Stock 12,435 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-015262 · form4.xml · nonDerivative · entry 1

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Indirect · Nerud Revoc Trust

Disclosed balance after: 38,880.34

F1 · shares: Mr. Nerud transferred 12,435 shares of his Jackson Financial Inc. ("JFI") common stock to a brokerage account with the account name of the Mark D. Nerud 2012 Revocable Trust Dated 5/8/12. Mr. Nerud is the grantor, and he also is a co-trustee with his spouse. Mr. Nerud's spouse is beneficiary of the trust.

F2 · balance_after: The total amount of JFI common stock beneficially owned includes an adjustment to reflect an over reporting of 90.62 dividend equivalents as originally reported in a Form 4 filed on March 24, 2022. It also includes an adjustment to reflect an under reporting of 1,393.84 shares of common stock earned on February 2, 2022 as originally reported in a Form 4 filed on March 14, 2022.

F1 · ownership.nature: Mr. Nerud transferred 12,435 shares of his Jackson Financial Inc. ("JFI") common stock to a brokerage account with the account name of the Mark D. Nerud 2012 Revocable Trust Dated 5/8/12. Mr. Nerud is the grantor, and he also is a co-trustee with his spouse. Mr. Nerud's spouse is beneficiary of the trust.

Read SEC document
April 19, 2022 Filed May 17, 2022 22:47 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
GiftCommon Stock 13,640 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012826 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,609.21

F1 · shares: Mr. Ganguly transferred 13,640 shares of Jackson Financial Inc. ("JFI") common stock to a Joint Brokerage Account held in both Mr. Ganguly's and spouse's name as joint owners.

F1 · ownership.direct: Mr. Ganguly transferred 13,640 shares of Jackson Financial Inc. ("JFI") common stock to a Joint Brokerage Account held in both Mr. Ganguly's and spouse's name as joint owners.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 18:09 UTC Tax withholdingCommon Stock 9,671.28 $43.21 $417,896.01
Disclosure

SEC source: 0001062993-22-009798 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,545.97

F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity.

F2 · balance_after: The total amount beneficially owned also includes adjustments to reflect an inadvertent understatement of shares earned pursuant to Performance Share Unit awards as reported on a Form 4 filed on March 14, 2022, and overstatement of dividend equivalents as reported on a Form 4 filed on March 24, 2022.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 18:07 UTC
Nerud Mark DPresident and CEO of JNAM
Tax withholdingCommon Stock 9,890.59 $43.21 $427,372.39
Disclosure

SEC source: 0001062993-22-009793 · form4.xml · nonDerivative · entry 1

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,577.12

F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 22:07 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Tax withholdingCommon Stock 15,374.03 $43.21 $664,311.84
Disclosure

SEC source: 0001062993-22-009794 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,350.1

F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity.

F2 · balance_after: The total amount beneficially owned also includes adjustments to reflect an inadvertent understatement of shares earned pursuant to Performance Share Unit awards as reported on a Form 4 filed on March 14, 2022, and overstatement of dividend equivalents as reported on a Form 4 filed on March 24, 2022.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 22:08 UTC
Romine ScottPresident and CEO, JNLD
Tax withholdingCommon Stock 9,602.42 $43.21 $414,920.57
Disclosure

SEC source: 0001062993-22-009795 · form4.xml · nonDerivative · entry 1

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,886.99

F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity.

F2 · balance_after: The total amount beneficially owned also includes adjustments to reflect an inadvertent understatement of shares earned pursuant to Performance Share Unit awards as reported on a Form 4 filed on March 14, 2022, and overstatement of dividend equivalents as reported on a Form 4 filed on March 24, 2022.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 22:08 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Tax withholdingCommon Stock 15,057.18 $43.21 $650,620.75
Disclosure

SEC source: 0001062993-22-009796 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,111.89

F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity.

F2 · balance_after: The total amount beneficially owned also includes adjustments to reflect an inadvertent understatement of shares earned pursuant to Performance Share Unit awards as reported on a Form 4 filed on March 14, 2022, and overstatement of dividend equivalents as reported on a Form 4 filed on March 24, 2022.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 22:07 UTC
Myers Paul ChadwickVice Chair, JHLLC
Tax withholdingCommon Stock 55,352.7 $43.21 $2,391,790.17
Disclosure

SEC source: 0001062993-22-009792 · form4.xml · nonDerivative · entry 1

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,930.83

F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity.

F2 · balance_after: The total amount beneficially owned also includes adjustments to reflect an inadvertent understatement of shares earned pursuant to Performance Share Unit awards as reported on a Form 4 filed on March 14, 2022, and overstatement of dividend equivalents as reported on a Form 4 filed on March 24, 2022.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 22:06 UTC
Harris Bradley OlanEVP & Chief Risk Officer
Tax withholdingCommon Stock 11,096.19 $43.21 $479,466.37
Disclosure

SEC source: 0001062993-22-009791 · form4.xml · nonDerivative · entry 1

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,564.01

F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity.

F2 · balance_after: The total amount beneficially owned also includes adjustments to reflect an inadvertent understatement of shares earned pursuant to Performance Share Unit awards as reported on a Form 4 filed on March 14, 2022, and overstatement of dividend equivalents as reported on a Form 4 filed on March 24, 2022.

Read SEC document
April 02, 2022 Filed Apr 5, 2022 22:06 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Tax withholdingCommon Stock 10,761.55 $43.21 $465,006.58
Disclosure

SEC source: 0001062993-22-009790 · form4.xml · nonDerivative · entry 1

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,609.21

F1 · shares: Reflects the number of shares withheld for tax withholding upon the vesting of common stock previously "earned" based on achievement of performance metrics of the Performance Share Units ("PSUs") received upon the demerger conversion of the previously awarded 2019 Prudential plc equity.

F2 · balance_after: The total amount beneficially owned also includes adjustments to reflect an inadvertent understatement of shares earned pursuant to Performance Share Unit awards as reported on a Form 4 filed on March 14, 2022, and overstatement of dividend equivalents as reported on a Form 4 filed on March 24, 2022.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 08:55 UTC Exercise / conversionRestricted Share Units · Derivative 7,221.82 $43.21 $312,054.84
Disclosure

SEC source: 0001062993-23-007861 · form4.xml · derivative · entry 4

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,532.31

Underlying: Common Stock · 7,221.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 7,221.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 89.02 dividend equivalents distributed on the earned 21,663.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,221.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 89.02 dividend equivalents settled in cash, not shares.

F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · derivative.underlying_shares: The reported number, 7,221.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 89.02 dividend equivalents distributed on the earned 21,663.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,221.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 89.02 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 08:55 UTC Disposition to issuerCommon Stock 7,221.82 $43.21 $312,054.84
Disclosure

SEC source: 0001062993-23-007861 · form4.xml · nonDerivative · entry 2

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,612.79

F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 7,221.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 89.02 dividend equivalents distributed on the earned 21,663.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,221.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 89.02 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 08:54 UTC
Nerud Mark DPresident and CEO of JNAM
Exercise / conversionRestricted Share Units · Derivative 7,351.85 $43.21 $317,673.44
Disclosure

SEC source: 0001062993-23-007859 · form4.xml · derivative · entry 4

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,351.85 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares.

F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · derivative.underlying_shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 08:54 UTC
Nerud Mark DPresident and CEO of JNAM
Disposition to issuerCommon Stock 7,351.85 $43.21 $317,673.44
Disclosure

SEC source: 0001062993-23-007859 · form4.xml · nonDerivative · entry 2

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,014.13

F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 7,351.85, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 90.62 dividend equivalents distributed on the earned 22,054.54 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 7,351.85 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 90.62 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 13:06 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Exercise / conversionRestricted Share Units · Derivative 8,035.82 $43.21 $347,227.78
Disclosure

SEC source: 0001062993-23-007862 · form4.xml · derivative · entry 4

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,583.47

Underlying: Common Stock · 8,035.82 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · derivative.underlying_shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 13:06 UTC
Ganguly Devkumar DilipEVP & Chief Operating Officer
Disposition to issuerCommon Stock 8,035.82 $43.21 $347,227.78
Disclosure

SEC source: 0001062993-23-007862 · form4.xml · nonDerivative · entry 2

Ganguly Devkumar Dilip · CIK 0001856351 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,289.98

F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:55 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Exercise / conversionRestricted Share Units · Derivative 11,192.76 $43.21 $483,639.16
Disclosure

SEC source: 0001062993-23-007860 · form4.xml · derivative · entry 4

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,943.58

Underlying: Common Stock · 11,192.76 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 11,192.76, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 137.97 dividend equivalents distributed on the earned 33,575.27 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,192.76 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 137.97 dividend equivalents settled in cash, not shares.

F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · derivative.underlying_shares: The reported number, 11,192.76, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 137.97 dividend equivalents distributed on the earned 33,575.27 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,192.76 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 137.97 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:55 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
Disposition to issuerCommon Stock 11,192.76 $43.21 $483,639.16
Disclosure

SEC source: 0001062993-23-007860 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,959.24

F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 11,192.76, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 137.97 dividend equivalents distributed on the earned 33,575.27 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,192.76 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 137.97 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:54 UTC
Romine ScottPresident and CEO, JNLD
Disposition to issuerRestricted Share Units · Derivative 8,035.82 $43.21 $347,227.78
Disclosure

SEC source: 0001062993-23-007858 · form4.xml · derivative · entry 4

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,163.12

Underlying: Common Stock · 8,035.82 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · derivative.underlying_shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:54 UTC
Romine ScottPresident and CEO, JNLD
Disposition to issuerCommon Stock 8,035.82 $43.21 $347,227.78
Disclosure

SEC source: 0001062993-23-007858 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,744.99

F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 8,035.82, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 99.05 dividend equivalents distributed on the earned 24,105.47 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 8,035.82 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 99.05 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:53 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Exercise / conversionRestricted Share Units · Derivative 11,479.75 $43.21 $496,040.00
Disclosure

SEC source: 0001062993-23-007857 · form4.xml · derivative · entry 4

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,849.2

Underlying: Common Stock · 11,479.75 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 11,479.75, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 141.50 dividend equivalents distributed on the earned 34,437.26 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,479.75 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 141.50 dividend equivalents settled in cash, not shares.

F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · derivative.underlying_shares: The reported number, 11,479.75, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 141.50 dividend equivalents distributed on the earned 34,437.26 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,479.75 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 141.50 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:53 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
Disposition to issuerCommon Stock 11,479.75 $43.21 $496,040.00
Disclosure

SEC source: 0001062993-23-007857 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,946.85

F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 11,479.75, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 141.50 dividend equivalents distributed on the earned 34,437.26 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 11,479.75 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 141.50 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:51 UTC
Myers Paul ChadwickVice Chair, JHLLC
Exercise / conversionRestricted Share Units · Derivative 41,330.19 $43.21 $1,785,877.51
Disclosure

SEC source: 0001062993-23-007855 · form4.xml · derivative · entry 4

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,991.54

Underlying: Common Stock · 41,330.19 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 41,330.19, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 509.45 dividend equivalents distributed on the earned 123,988.57 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 41,330.19 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 509.45 dividend equivalents settled in cash, not shares.

F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · derivative.underlying_shares: The reported number, 41,330.19, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 509.45 dividend equivalents distributed on the earned 123,988.57 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 41,330.19 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 509.45 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:51 UTC
Myers Paul ChadwickVice Chair, JHLLC
Disposition to issuerCommon Stock 41,330.19 $43.21 $1,785,877.51
Disclosure

SEC source: 0001062993-23-007855 · form4.xml · nonDerivative · entry 2

Myers Paul Chadwick · CIK 0001857242 · Vice Chair, JHLLC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,780.97

F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 41,330.19, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 509.45 dividend equivalents distributed on the earned 123,988.57 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 41,330.19 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 509.45 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:51 UTC
Harris Bradley OlanEVP & Chief Risk Officer
Exercise / conversionRestricted Share Units · Derivative 9,285.78 $43.21 $401,238.55
Disclosure

SEC source: 0001062993-23-007854 · form4.xml · derivative · entry 4

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,128.68

Underlying: Common Stock · 9,285.78 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 9,285.78, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 114.46 dividend equivalents distributed on the earned 27,855.36 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 9,285.78 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 114.46 dividend equivalents settled in cash, not shares.

F2 · derivative.exercise_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · derivative.expiration_date: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · derivative.underlying_shares: The reported number, 9,285.78, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 114.46 dividend equivalents distributed on the earned 27,855.36 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 9,285.78 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 114.46 dividend equivalents settled in cash, not shares.

Read SEC document
April 02, 2022 Filed Mar 28, 2023 12:51 UTC
Harris Bradley OlanEVP & Chief Risk Officer
Disposition to issuerCommon Stock 9,285.78 $43.21 $401,238.55
Disclosure

SEC source: 0001062993-23-007854 · form4.xml · nonDerivative · entry 2

Harris Bradley Olan · CIK 0001857311 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,019.75

F2 · security: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F2 · kind: Reflects the cash settlement of 25% of the converted units that were earned on February 2, 2022, and vested on April 2, 2022.

F3 · shares: The reported number, 9,285.78, does not reflect the total of (a) the number of earned "restricted share units" settled in cash, and (b) dividend equivalents from December 2021 and March 2022, all of which vested on April 2, 2022. On March 24, 2022, we erroneously over-reported 114.46 dividend equivalents distributed on the earned 27,855.36 "restricted share units" (75% settled in shares) in Table I that should have been reported on the same date but in Table II on the earned 9,285.78 "restricted share units" (25% settled in cash). Despite the incorrect reporting in Table I, upon vesting, the 114.46 dividend equivalents settled in cash, not shares.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 20:09 UTC GrantCommon Stock 277.27 $44.62 $12,371.79
Disclosure

SEC source: 0001062993-22-008564 · form4.xml · nonDerivative · entry 6

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,283.1

F6 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 277.27 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 22,494 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 20:09 UTC GrantCommon Stock 422.88 $44.62 $18,868.91
Disclosure

SEC source: 0001062993-22-008564 · form4.xml · nonDerivative · entry 5

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,005.83

F5 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 422.88 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 19,955 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Ms. Wadsten, until April 2, 2022, so long as Ms. Wadsten remains employed through such date.

Read SEC document
March 23, 2022 Filed Mar 24, 2022 20:09 UTC GrantCommon Stock 585.57 $44.62 $26,128.13
Disclosure

SEC source: 0001062993-22-008564 · form4.xml · nonDerivative · entry 4

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,582.95

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 585.57 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 619.37 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of the Executive Founder's Award of 46,886 RSUs. These RSUs vest over two years in two equal installments with the first half vesting on the one-year anniversary of the grant date, October 4, 2022 and the remaining half vesting on the two-year anniversary of the grant date, October 4, 2023, subject to continued employment through such dates.

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March 23, 2022 Filed Mar 24, 2022 20:09 UTC GrantCommon Stock 70.26 $44.62 $3,135.00
Disclosure

SEC source: 0001062993-22-008564 · form4.xml · nonDerivative · entry 3

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,997.38

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 70.26 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 74.32 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date.

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March 23, 2022 Filed Mar 24, 2022 20:09 UTC GrantCommon Stock 374.76 $44.62 $16,721.79
Disclosure

SEC source: 0001062993-22-008564 · form4.xml · nonDerivative · entry 2

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,927.12

F2 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 374.76 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 396.39 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of Annual Award of 30,007 RSUs. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates.

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March 23, 2022 Filed Mar 24, 2022 20:09 UTC GrantCommon Stock 551.97 $44.62 $24,628.90
Disclosure

SEC source: 0001062993-22-008564 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,552.36

F1 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 551.97 Restricted Share Units ("RSUs"), as well as the previously reported acquisition on December 9, 2021 of dividend equivalents in the form of 583.83 RSUs, which are subject to the same terms and conditions as the underlying equity originally granted to recipient on October 4, 2021 as part of converted unvested Prudential plc Restricted Stock received previously under the 2015 Prudential Restricted Stock Plan, where the total amount of 44,196 JFI RSUs acquired reflect: (a) JFI common stock received as a demerger dividend plus (b) JFI common stock. The RSUs fully vest on April 9, 2023, subject to continued employment through such date.

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March 23, 2022 Filed Mar 24, 2022 20:08 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 122.88 $44.62 $5,482.91
Disclosure

SEC source: 0001062993-22-008563 · form4.xml · nonDerivative · entry 4

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,467.71

F4 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 122.88 Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient on March 10, 2022 as part of the 2022 Annual Restricted Share Unit Award of 9,969 RSUs. The RSUs vest over three years in equal installments, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates.

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March 23, 2022 Filed Mar 24, 2022 20:08 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 362.47 $44.62 $16,173.41
Disclosure

SEC source: 0001062993-22-008563 · form4.xml · nonDerivative · entry 3

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,344.83

F3 · security: The total number reflects the acquisition on March 23, 2022 of dividend equivalents in the form of 362.47 Performance Share Units ("PSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to recipient in 2019 from our former parent, Prudential plc, of 17,105 PSUs, which were converted into PSUs of Jackson Financial Inc. on September 13, 2021. Column 4 reflects the number of shares of common stock "earned" based on achievement of performance metrics for the period January 1, 2019 through December 31, 2021. The shares will not vest, or be delivered to Mr. Nerud, until April 2, 2022, so long as Mr. Nerud remains employed through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.