Tapewire

NYSE · USD

JXN

Jackson Financial Inc.

Export transactions ↓
Tapewire entity
3581
SEC CIK
0001822993
Parsed reports
622

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2022 Filed Sep 19, 2022 23:26 UTC GrantCommon Stock 72.67 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019743 · form4.xml · nonDerivative · entry 4

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,511.66

F4 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director received 4,282 RSUs. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:26 UTC GrantCommon Stock 55.47 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019743 · form4.xml · nonDerivative · entry 3

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,438.99

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director elected for equity in lieu of cash as part of annual director compensation for the "cash portion" to receive 3,125 RSUs. The RSUs vested over eight months with three-eighths on December 31, 2021, the next three-eighths on March 31, 2022, and the remaining two-eighths on May 31, 2022. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:26 UTC GrantCommon Stock 71.41 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019743 · form4.xml · nonDerivative · entry 2

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,383.52

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:26 UTC GrantCommon Stock 99.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019743 · form4.xml · nonDerivative · entry 1

Claffee Lily Fu · CIK 0001876346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,312.11

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as Director Founder's Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half shall vest on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 45.41 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019746 · form4.xml · nonDerivative · entry 5

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,922.69

F5 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Shares ("RS"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director elected equity in lieu of cash as part of annual director compensation for the "cash portion" of compensation to receive 3,568 RS. The RS vest quarterly over 12 months, where 25% vests on August 31, 2022, November 30, 2022, February 28, 2023, and May 31, 2023, subject to the Director's continued service through such date. Upon vesting, any fractional shares will be paid out in cash. Upon the Director's termination, the RS will settle in shares.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 72.67 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019746 · form4.xml · nonDerivative · entry 4

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,877.28

F4 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Shares ("RS"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director received 4,282 RS. The RS fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon vesting, fractional shares will be paid out in cash. Upon the Director's termination, the RS will settle in shares.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 66.48 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019746 · form4.xml · nonDerivative · entry 3

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,804.61

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Shares ("RS"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 3,745 RS for service provided from October 1, 2021 to May 31, 2022. The RS fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date. Upon vesting, any fractional shares will be paid out in cash. Upon the Director's termination, the RS will be settled in shares.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 4.93 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019746 · form4.xml · nonDerivative · entry 2

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,738.13

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 278 RSUs for service provided from September 13, 2021 to September 30, 2021. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 99.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019746 · form4.xml · nonDerivative · entry 1

Kirkland Derek G · CIK 0001876366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,733.2

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Shares ("RS"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as Director Founder's Award of 5,626 RS. The RS vest over two years in two equal installments. The first half shall vest on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such date. Upon vesting, any fractional shares will be paid out in cash. Upon the Director's termination, the RS will settle in shares.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:27 UTC GrantCommon Stock 72.67 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019744 · form4.xml · nonDerivative · entry 3

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,619.28

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director received 4,282 RSUs. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:27 UTC GrantCommon Stock 71.41 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019744 · form4.xml · nonDerivative · entry 2

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,546.61

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:27 UTC GrantCommon Stock 99.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019744 · form4.xml · nonDerivative · entry 1

Durant Gregory T · CIK 0001875587 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,475.2

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as Director Founder's Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half shall vest on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:26 UTC GrantRestricted Share Units · Derivative 196.14 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019742 · form4.xml · derivative · entry 6

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,753.95

Underlying: Common Stock · 196.14 shares

Expires not disclosed

F6 · derivative.exercise_price: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 1, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

F6 · derivative.exercise_date: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 1, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

F6 · derivative.expiration_date: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 1, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:26 UTC GrantCommon Stock 394.1 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019742 · form4.xml · nonDerivative · entry 5

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,466.73

F5 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 22,494 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:26 UTC GrantCommon Stock 832.3 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019742 · form4.xml · nonDerivative · entry 4

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,072.63

F4 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Executive Founder's Award of 46,886 RSUs. These RSUs vest over two years in two equal installments with the first half vesting on the one-year anniversary of the grant date, October 4, 2022, and the remaining half vesting on the two-year anniversary of the grant date, October 4, 2023, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:26 UTC GrantCommon Stock 99.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019742 · form4.xml · nonDerivative · entry 3

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,240.33

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:26 UTC GrantCommon Stock 532.67 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019742 · form4.xml · nonDerivative · entry 2

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,140.46

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Annual Award of 30,007 RSUs. These RSUs vest over 30 months in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:26 UTC GrantCommon Stock 588.41 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019742 · form4.xml · nonDerivative · entry 1

Wadsten Marcia Lynn · CIK 0001855725 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,607.79

F1 · security: Reflects 75% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally reported on October 4, 2021, as converted unvested Prudential plc Restricted Stock where the total amount of 44,196 JFI RSUs acquired reflect the underlying: (a) JFI common stock received as a demerger dividend plus (b) converted JFI common stock. These RSUs vest on April 9, 2023, subject to continued employment through such date. Upon vesting, 75% of the total number of RSUs will settle in shares, and the remaining 25% of the RSUs will be paid out in cash (see Footnote 6). Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 159.86 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019745 · form4.xml · nonDerivative · entry 4

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,019.1

F4 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director received 9,420 RSUs. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 73.23 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019745 · form4.xml · nonDerivative · entry 3

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,859.24

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on January 31, 2022, as part of annual director compensation for service provided from February 1, 2021 to May 31, 2021, where the Director received 4,180 RSUs. The RSUs fully vest on the one-year anniversary of the original grant date, October 4, 2022, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 219.73 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019745 · form4.xml · nonDerivative · entry 2

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,786.01

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 12,378 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:27 UTC GrantCommon Stock 799.01 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019745 · form4.xml · nonDerivative · entry 1

KANDARIAN STEVEN A · CIK 0001255728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,566.28

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as Director Founder's Award of 45,011 RSUs. The RSUs vest over three years in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on the three-year anniversary of the grant date, October 4, 2024, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:24 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 174.66 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019738 · form4.xml · nonDerivative · entry 3

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,784.03

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 9,969 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:24 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 33.28 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019738 · form4.xml · nonDerivative · entry 2

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,609.37

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 19:24 UTC
Nerud Mark DPresident and CEO of JNAM
GrantCommon Stock 213.07 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019738 · form4.xml · nonDerivative · entry 1

Nerud Mark D · CIK 0001364117 · President and CEO of JNAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,576.09

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Annual Award of 12,003 RSUs. These RSUs vest over 30 months in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:31 UTC GrantCommon Stock 60.55 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019748 · form4.xml · nonDerivative · entry 5

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,572.21

F5 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director elected for equity in lieu of cash as part of annual director compensation for the "cash portion" to receive 3,568 RSUs. The RSUs vest quarterly over 12 months, where 25% vests on August 31, 2022, November 30, 2022, February 28, 2023, and May 31, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:31 UTC GrantCommon Stock 72.67 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019748 · form4.xml · nonDerivative · entry 4

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,511.66

F4 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director received 4,282 RSUs. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:31 UTC GrantCommon Stock 55.47 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019748 · form4.xml · nonDerivative · entry 3

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,438.99

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director elected for equity in lieu of cash as part of annual director compensation for the "cash portion" to receive 3,125 RSUs. The RSUs vested over eight months with three-eighths on December 31, 2021, the next three-eighths on March 31, 2022, and the remaining two-eighths on May 31, 2022. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:31 UTC GrantCommon Stock 71.41 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019748 · form4.xml · nonDerivative · entry 2

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,383.52

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:31 UTC GrantCommon Stock 99.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019748 · form4.xml · nonDerivative · entry 1

Lippert Martin J · CIK 0001527888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,312.11

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as Director Founder's Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half shall vest on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:23 UTC
Cummings Don WSVP, Controller and CAO
GrantRestricted Share Units · Derivative 86.04 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019734 · form4.xml · derivative · entry 5

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,156.24

Underlying: Common Stock · 86.04 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 2, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

F5 · derivative.exercise_date: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 2, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

F5 · derivative.expiration_date: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 2, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:23 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 82.85 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019734 · form4.xml · nonDerivative · entry 4

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,609.17

F4 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 4,729 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:23 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 33.28 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019734 · form4.xml · nonDerivative · entry 3

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,526.32

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:23 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 258.11 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019734 · form4.xml · nonDerivative · entry 2

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,493.04

F2 · security: Reflects 75% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally reported on October 4, 2021, as converted unvested Prudential plc Restricted Stock where the total amount of 19,387 JFI RSUs acquired reflect the underlying: (a) JFI common stock received as a demerger dividend plus (b) converted JFI common stock. These RSUs vest on April 9, 2023, subject to continued employment through such date. Upon vesting, 75% of the total number of RSUs will settle in shares, and the remaining 25% of the RSUs will be paid out in cash (see Footnote 5). Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:23 UTC
Cummings Don WSVP, Controller and CAO
GrantCommon Stock 119.84 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019734 · form4.xml · nonDerivative · entry 1

Cummings Don W · CIK 0001575566 · SVP, Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,234.93

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Annual Award of 6,751 RSUs. These RSUs vest over 30 months in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:29 UTC
Lawton DrewDirector
GrantCommon Stock 72.67 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019747 · form4.xml · nonDerivative · entry 3

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,619.28

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on June 9, 2022, as part of annual director compensation, where the Director received 4,282 RSUs. The RSUs fully vest on June 9, 2023, or the next Annual Meeting of Shareholders, whichever comes first, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:29 UTC
Lawton DrewDirector
GrantCommon Stock 71.41 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019747 · form4.xml · nonDerivative · entry 2

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,546.61

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of annual director compensation, where the Director received 4,023 RSUs. The RSUs fully vest on the first anniversary of the grant date, October 4, 2022, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:29 UTC
Lawton DrewDirector
GrantCommon Stock 99.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019747 · form4.xml · nonDerivative · entry 1

Lawton Drew · CIK 0001605553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,475.2

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as Director Founder's Award of 5,626 RSUs. The RSUs vest over two years in two equal installments. The first half shall vest on the one-year anniversary of the grant date, October 4, 2022, and the second half shall vest on the two-year anniversary of the grant date, October 4, 2023, subject to the Director's continued service through such date. Upon the Director's termination, the RSUs will settle in shares and any fractional shares will be paid out in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:26 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 313.49 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019741 · form4.xml · nonDerivative · entry 3

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,599.38

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 17,893 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:26 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 33.28 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019741 · form4.xml · nonDerivative · entry 2

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,285.89

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:26 UTC
Smith Craig DonaldCEO, CIO & Pres PPM America
GrantCommon Stock 346.23 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019741 · form4.xml · nonDerivative · entry 1

Smith Craig Donald · CIK 0001856283 · CEO, CIO & Pres PPM America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,252.61

F1 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Annual Award of 19,504 RSUs. These RSUs vest over 30 months in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantRestricted Share Units · Derivative 237.73 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019739 · form4.xml · derivative · entry 6

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,246.43

Underlying: Common Stock · 237.73 shares

Expires not disclosed

F6 · derivative.exercise_price: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 1, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

F6 · derivative.exercise_date: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 1, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

F6 · derivative.expiration_date: Reflects 25% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity, as described in Footnote 1, above. As previously reported, 25% of the total RSUs granted or acquired upon vesting will be settled in cash.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 1,092.76 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019739 · form4.xml · nonDerivative · entry 5

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,292.98

F5 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 62,372 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 1,331.69 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019739 · form4.xml · nonDerivative · entry 4

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,200.22

F4 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Executive Founder's Award of 75,018 RSUs. These RSUs vest over two years in two equal installments with the first half vesting on the one-year anniversary of the grant date, October 4, 2022, and the remaining half vesting on the two-year anniversary of the grant date, October 4, 2023, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 99.87 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019739 · form4.xml · nonDerivative · entry 3

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,868.53

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Celebration Award of 5,626 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 852.29 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019739 · form4.xml · nonDerivative · entry 2

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,768.66

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Annual Award of 48,012 RSUs. These RSUs vest over 30 months in three installments with the first third vesting on the one-year anniversary of the grant date, October 4, 2022, the next third vesting on the two-year anniversary of the grant date, October 4, 2023, and the remaining third vesting on April 4, 2024, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Prieskorn Laura LoueneDirector · CEO, President and Director
GrantCommon Stock 713.22 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019739 · form4.xml · nonDerivative · entry 1

Prieskorn Laura Louene · CIK 0001856349 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,916.37

F1 · security: Reflects 75% of the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally reported on October 4, 2021, as converted unvested Prudential plc Restricted Stock where the total amount of 53,570 JFI RSUs acquired reflect the underlying: (a) JFI common stock received as a demerger dividend plus (b) converted JFI common stock. These RSUs vest on April 9, 2023, subject to continued employment through such date. Upon vesting, 75% of the total number of RSUs will settle in shares, and the remaining 25% of the RSUs will be paid out in cash (see Footnote 6). Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 291.1 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019740 · form4.xml · nonDerivative · entry 4

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,294.27

F4 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on March 10, 2022, as part of the 2022 Annual Restricted Share Unit Award of 16,615 RSUs. These RSUs vest over three years, where the first third vests on the one-year anniversary of the grant date, March 10, 2023, the next third vests on the two-year anniversary of the grant date, March 10, 2024, and the remaining third vests on the three-year anniversary of the grant date, March 10, 2025, subject to continued employment through such dates. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 144.82 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019740 · form4.xml · nonDerivative · entry 3

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,003.17

F3 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity granted to the recipient on December 27, 2021, of 8,266 RSUs, which reflected an adjustment to Mr. Romine's annual grant received on October 4, 2021, in connection with his promotion. These RSUs vest over 30 months in three equal installments with the first third vesting on the one-year anniversary of the grant date, December 27, 2022, the next third vesting on the two-year anniversary of the grant date, December 27, 2023, and the remaining third vesting on June 27, 2024. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 23:25 UTC
Romine ScottPresident and CEO, JNLD
GrantCommon Stock 33.28 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019740 · form4.xml · nonDerivative · entry 2

Romine Scott · CIK 0001900824 · President and CEO, JNLD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,858.35

F2 · security: Reflects the acquisition on September 15, 2022, of dividend equivalents in the form of Restricted Share Units ("RSUs"), which are subject to the same terms and conditions as the underlying equity originally granted to the recipient on October 4, 2021, as part of the Celebration Award of 1,875 RSUs. These RSUs fully vest on the one-year anniversary of the grant date, October 4, 2022, subject to continued employment through such date. Upon vesting, full shares will be distributed but the fractional shares will be used for share withholding to cover related tax obligations for the Section 16 Officer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.