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OTC · USD

JUSH

Jushi Holdings Inc.

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Tapewire entity
384
SEC CIK
0001909747
Parsed reports
85

Last 12 months

Inside the activity.

20 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202630
Jul 202640
Aug 202690
Sep 202640
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 14, 2024 Filed Aug 16, 2024 19:16 UTC Disposition to issuerStock Option (right to buy) · Derivative 120,000 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001628280-24-037515 · wk-form4_1723835769.xml · derivative · entry 2

Monroe Stephen · CIK 0001939766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 120,000 shares

Expires 2032-07-28

F2 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 120,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 120,000 shares on or about September 17, 2024.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 19:16 UTC Disposition to issuerStock Option (right to buy) · Derivative 13,952 Not disclosed Strike: $5.71 Not disclosed
Disclosure

SEC source: 0001628280-24-037515 · wk-form4_1723835769.xml · derivative · entry 1

Monroe Stephen · CIK 0001939766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 13,952 shares

Expires 2031-06-15

F1 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 13,952 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 13,952 shares on or about September 17, 2024.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 19:12 UTC Disposition to issuerStock Option (right to buy) · Derivative 103,626 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001628280-24-037510 · wk-form4_1723835568.xml · derivative · entry 4

Barack Louis Jon · CIK 0001939867 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 103,626 shares

Expires 2032-07-28

F3 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 1,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 1,000,000 shares on or about September 17, 2024.

F2 · derivative.exercise_date: This Option will vest as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2022), subject to continuous service.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 19:12 UTC Disposition to issuerStock Option (right to buy) · Derivative 896,374 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001628280-24-037510 · wk-form4_1723835568.xml · derivative · entry 3

Barack Louis Jon · CIK 0001939867 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 896,374 shares

Expires 2032-07-28

F3 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 1,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 1,000,000 shares on or about September 17, 2024.

F2 · derivative.exercise_date: This Option will vest as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2022), subject to continuous service.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 19:12 UTC Disposition to issuerStock Option (right to buy) · Derivative 319,146 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001628280-24-037510 · wk-form4_1723835568.xml · derivative · entry 2

Barack Louis Jon · CIK 0001939867 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 319,146 shares

Expires 2029-04-17

F1 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 793,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 793,000 shares on or about September 17, 2024.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 19:12 UTC Disposition to issuerStock Option (right to buy) · Derivative 473,854 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001628280-24-037510 · wk-form4_1723835568.xml · derivative · entry 1

Barack Louis Jon · CIK 0001939867 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 473,854 shares

Expires 2029-04-17

F1 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 793,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 793,000 shares on or about September 17, 2024.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 19:06 UTC
Lebowitz TobiChief Legal Officer and Sec.
Disposition to issuerStock Option (right to buy) · Derivative 236,374 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001628280-24-037505 · wk-form4_1723835163.xml · derivative · entry 3

Lebowitz Tobi · CIK 0001945627 · Chief Legal Officer and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 236,374 shares

Expires 2032-07-28

F3 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 340,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 340,000 shares on or about September 17, 2024.

F2 · derivative.exercise_date: This Option will vest as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2022), subject to continuous service.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 19:06 UTC
Lebowitz TobiChief Legal Officer and Sec.
Disposition to issuerStock Option (right to buy) · Derivative 103,626 Not disclosed Strike: $1.93 Not disclosed
Disclosure

SEC source: 0001628280-24-037505 · wk-form4_1723835163.xml · derivative · entry 2

Lebowitz Tobi · CIK 0001945627 · Chief Legal Officer and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 103,626 shares

Expires 2032-07-28

F3 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 340,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 340,000 shares on or about September 17, 2024.

F2 · derivative.exercise_date: This Option will vest as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2022), subject to continuous service.

Read SEC document
August 14, 2024 Filed Aug 16, 2024 19:06 UTC
Lebowitz TobiChief Legal Officer and Sec.
Disposition to issuerStock Option (right to buy) · Derivative 250,000 Not disclosed Strike: $2.00 Not disclosed
Disclosure

SEC source: 0001628280-24-037505 · wk-form4_1723835163.xml · derivative · entry 1

Lebowitz Tobi · CIK 0001945627 · Chief Legal Officer and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 250,000 shares

Expires 2029-04-17

F1 · price: On August 14, 2024, the issuer canceled, pursuant to the issuer's option regrant program, an option for 250,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 250,000 shares on or about September 17, 2024.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 19:32 UTC
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
GrantWarrant (right to buy) · Derivative 3,600,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001628280-24-034378 · wk-form4_1722627121.xml · derivative · entry 1

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Serpentine Capital Management III LLC

Disclosed balance after: 3,600,000

Underlying: Subordinate Voting Shares · 3,600,000 shares

Expires 2029-07-31

F1 · derivative.exercise_price: The exercise of the warrant is subject to a beneficial ownership limit of 19.99% of the number of subordinate voting shares outstanding immediately after giving effect to the issuance of subordinate voting shares issuable upon exercise of the warrant.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:10 UTC GrantWarrant (right to buy) · Derivative 2,800,000 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001628280-24-034474 · wk-form4_1722632998.xml · derivative · entry 1

Arsenault Denis J. · CIK 0001949999 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,800,000

Underlying: Subordinate Voting Shares · 2,800,000 shares

Expires 2029-07-31

F1 · derivative.exercise_price: The exercise of the warrant is subject to a beneficial ownership limit of 19.99% of the number of subordinate voting shares outstanding immediately after giving effect to the issuance of subordinate voting shares issuable upon exercise of the warrant.

Read SEC document
May 15, 2024 Filed May 17, 2024 09:29 UTC
West ToddChief Operating Officer
GrantStock Option (right to buy) · Derivative 250,000 $0.71 Strike: $0.71 $177,500.00
Disclosure

SEC source: 0001628280-24-023905 · wk-form4_1715952554.xml · derivative · entry 3

West Todd · CIK 0002020035 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Subordinate Voting Shares · 250,000 shares

Expires 2034-05-15

F3 · derivative.exercise_date: 125,000 Options will vest on 5/15/2028 and 125,000 Options will vest on 5/15/2029, subject to continuous service.

Read SEC document
May 15, 2024 Filed May 17, 2024 09:29 UTC
West ToddChief Operating Officer
GrantStock Option (right to buy) · Derivative 72,431 $0.71 Strike: $0.71 $51,426.01
Disclosure

SEC source: 0001628280-24-023905 · wk-form4_1715952554.xml · derivative · entry 2

West Todd · CIK 0002020035 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,431

Underlying: Subordinate Voting Shares · 72,431 shares

Expires 2034-05-15

F2 · derivative.exercise_date: 24,143 Options will vest on 5/15/2025, 24,144 Options will vest on 5/15/2026, and 24,144 Options will vest on 5/15/2027, subject to continuous service.

Read SEC document
May 15, 2024 Filed May 17, 2024 09:29 UTC
West ToddChief Operating Officer
GrantStock Option (right to buy) · Derivative 177,569 $0.71 Strike: $0.71 $126,073.99
Disclosure

SEC source: 0001628280-24-023905 · wk-form4_1715952554.xml · derivative · entry 1

West Todd · CIK 0002020035 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,569

Underlying: Subordinate Voting Shares · 177,569 shares

Expires 2034-05-15

F1 · derivative.exercise_date: 59,190 Options will vest on 5/15/2025, 59,189 Options will vest on 5/15/2026, and 59,190 Options will vest on 5/15/2027, subject to continuous service.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 10:50 UTC
HAHN MARINADirector
GrantStock Option (right to buy) · Derivative 40,000 $0.55 Strike: $0.55 $22,000.00
Disclosure

SEC source: 0001628280-23-041908 · wk-form4_1703001031.xml · derivative · entry 1

HAHN MARINA · CIK 0001020975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Subordinate Voting Shares · 40,000 shares

Expires 2033-12-17

F1 · derivative.exercise_date: This Option provides for vesting as to 100% of the total number of Shares subject to the Option on 12/17/2024, subject to continuous service.

F2 · balance_after: Does not include options to purchase an aggregate of 180,000 Subordinated Voting Shares of different classes held directly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 16:15 UTC
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
GrantWarrant (right to buy) · Derivative 718,750 $0.80 Strike: $0.80 $575,000.00
Disclosure

SEC source: 0001628280-23-041922 · wk-form4_1703002512.xml · derivative · entry 2

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,750

Underlying: Subordinate Voting Shares · 718,750 shares

Expires 2026-12-07

F2 · derivative.exercise_date: Vested.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 16:15 UTC
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 3,000,000 $0.55 Strike: $0.55 $1,650,000.00
Disclosure

SEC source: 0001628280-23-041922 · wk-form4_1703002512.xml · derivative · entry 1

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Subordinate Voting Shares · 3,000,000 shares

Expires 2033-12-17

F1 · derivative.exercise_date: One-half of the Options will vest on January 1, 2024, and the second half will vest on January 1, 2025.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 16:05 UTC
MOSIER MICHELLE OChief Financial Officer
GrantStock Option (right to buy) · Derivative 300,000 $0.55 Strike: $0.55 $165,000.00
Disclosure

SEC source: 0001628280-23-041916 · wk-form4_1703001913.xml · derivative · entry 2

MOSIER MICHELLE O · CIK 0001182453 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Subordinate Voting Shares · 300,000 shares

Expires 2033-12-17

F3 · derivative.exercise_date: This Option provides for vesting as to 1/3 of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (12/17/2023), subject to continuous service.

F2 · balance_after: Does not include options to purchase an aggregate of 200,000 Subordinated Voting Shares of different classes held directly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 16:05 UTC
MOSIER MICHELLE OChief Financial Officer
GrantWarrant (right to buy) · Derivative 200,000 $0.55 Strike: $0.55 $110,000.00
Disclosure

SEC source: 0001628280-23-041916 · wk-form4_1703001913.xml · derivative · entry 1

MOSIER MICHELLE O · CIK 0001182453 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Subordinate Voting Shares · 200,000 shares

Expires 2028-12-17

F1 · derivative.exercise_date: 1/5 of the Warrant has vested. 1/5 will vest on 11/2/2024, 1/5 will vest on 11/2/2025, 1/5 will vest on 11/2/2026, and 1/5 will vest on 11/2/2027, subject to continuous service.

F2 · balance_after: Does not include options to purchase an aggregate of 200,000 Subordinated Voting Shares of different classes held directly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 15:54 UTC
Wafford BillDirector
GrantStock Option (right to buy) · Derivative 101,429 $0.55 Strike: $0.55 $55,785.95
Disclosure

SEC source: 0001628280-23-041910 · wk-form4_1703001287.xml · derivative · entry 1

Wafford Bill · CIK 0001724667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,429

Underlying: Subordinate Voting Shares · 101,429 shares

Expires 2033-12-17

F1 · derivative.exercise_date: This Option provides for vesting as to 100% of the total number of Shares subject to the Option on 12/17/2024, subject to continuous service.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 16:11 UTC GrantStock Option (right to buy) · Derivative 1,000,000 $0.55 Strike: $0.55 $550,000.00
Disclosure

SEC source: 0001628280-23-041920 · wk-form4_1703002261.xml · derivative · entry 1

Barack Louis Jon · CIK 0001939867 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Subordinate Voting Shares · 1,000,000 shares

Expires 2033-12-17

F1 · derivative.exercise_date: 1/3 of the Options will vest on 12/17/2024, 1/3 will vest on 12/17/2025, and 1/3 will vest on 12/17/2026, subject to continuous service.

F2 · balance_after: Does not include options and warrants to purchase an aggregate of 3,893,000 Subordinated Voting Shares of different classes held directly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 16:08 UTC
Lebowitz TobiChief Legal Officer and Sec.
GrantStock Option (right to buy) · Derivative 165,000 $0.55 Strike: $0.55 $90,750.00
Disclosure

SEC source: 0001628280-23-041918 · wk-form4_1703002076.xml · derivative · entry 2

Lebowitz Tobi · CIK 0001945627 · Chief Legal Officer and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Subordinate Voting Shares · 165,000 shares

Expires 2033-12-17

F3 · derivative.exercise_date: 1/3 of the Options will vest on 12/17/2024, 1/3 will vest on 12/17/2025, and 1/3 will vest on 12/17/2026, subject to continuous service.

F2 · balance_after: Does not include options to purchase an aggregate of 890,000 Subordinated Voting Shares of different classes held directly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 16:08 UTC
Lebowitz TobiChief Legal Officer and Sec.
GrantStock Option (right to buy) · Derivative 300,000 $0.55 Strike: $0.55 $165,000.00
Disclosure

SEC source: 0001628280-23-041918 · wk-form4_1703002076.xml · derivative · entry 1

Lebowitz Tobi · CIK 0001945627 · Chief Legal Officer and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Subordinate Voting Shares · 300,000 shares

Expires 2033-12-17

F1 · derivative.exercise_date: 2/5 of the Options have vested. 1/5 will vest on 5/1/2024, 1/5 will vest on 5/1/2025, and 1/5 will vest on 5/1/2026, subject to continuous service.

F2 · balance_after: Does not include options to purchase an aggregate of 890,000 Subordinated Voting Shares of different classes held directly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 16:00 UTC GrantStock Option (right to buy) · Derivative 80,000 $0.55 Strike: $0.55 $44,000.00
Disclosure

SEC source: 0001628280-23-041914 · wk-form4_1703001645.xml · derivative · entry 1

Cross Benjamin · CIK 0001939735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Subordinate Voting Shares · 80,000 shares

Expires 2033-12-17

F1 · derivative.exercise_date: This Option provides for vesting as to 100% of the total number of Shares subject to the Option on 12/17/2024, subject to continuous service.

F2 · balance_after: Does not include options and warrants to purchase an aggregate of 300,000 Subordinated Voting Shares of different classes held directly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

Read SEC document
December 17, 2023 Filed Dec 19, 2023 15:58 UTC GrantStock Option (right to buy) · Derivative 80,000 $0.55 Strike: $0.55 $44,000.00
Disclosure

SEC source: 0001628280-23-041912 · wk-form4_1703001476.xml · derivative · entry 1

Monroe Stephen · CIK 0001939766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Subordinate Voting Shares · 80,000 shares

Expires 2033-12-17

F1 · derivative.exercise_date: This Option provides for vesting as to 100% of the total number of Shares subject to the Option on 12/17/2024, subject to continuous service.

F2 · balance_after: Does not include options to purchase an aggregate of 258,952 Subordinated Voting Shares of different classes held directly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 15:50 UTC
HAHN MARINADirector
Disposition to issuerStock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $3.91 Not disclosed
Disclosure

SEC source: 0001628280-23-039758 · wk-form4_1700599810.xml · derivative · entry 1

HAHN MARINA · CIK 0001020975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Subordinate Voting Shares · 20,000 shares

Expires 2031-10-27

F2 · price: On November 17, 2023, the issuer canceled, pursuant to the issuer's option regrant program, an option for 20,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 20,000 shares on or about December 17, 2023.

F1 · derivative.exercise_date: This Option provided for vesting as to 100% of the total number of Shares subject to the Option on 7/1/2022, subject to continuous service.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 20:40 UTC
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
Disposition to issuerStock Option (right to buy) · Derivative 3,000,000 Not disclosed Strike: $3.91 Not disclosed
Disclosure

SEC source: 0001628280-23-039753 · wk-form4_1700599219.xml · derivative · entry 1

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,665,551

Underlying: Subordinate Voting Shares · 3,000,000 shares

Expires 2031-10-27

F2 · price: On November 17, 2023, the issuer canceled, pursuant to the reporting person's employment agreement, an option for 3,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person.

F1 · derivative.exercise_date: This Option provided for vesting as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2021), subject to continuous service.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 20:36 UTC
MOSIER MICHELLE OChief Financial Officer
Disposition to issuerWarrant (right to buy) · Derivative 200,000 Not disclosed Strike: $1.75 Not disclosed
Disclosure

SEC source: 0001628280-23-039750 · wk-form4_1700598956.xml · derivative · entry 1

MOSIER MICHELLE O · CIK 0001182453 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Subordinate Voting Shares · 200,000 shares

Expires 2032-12-09

F2 · price: On November 17, 2023, the issuer canceled a Warrant for 200,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement Warrant for 200,000 shares on or about December 17, 2023.

F1 · derivative.exercise_date: This Warrant provided for vesting as to 20% of the total number of Shares subject to the Warrant on each yearly anniversary after the Vesting Commencement Date (11/2/2022), subject to continuous service.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 20:47 UTC Disposition to issuerStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.91 Not disclosed
Disclosure

SEC source: 0001628280-23-039756 · wk-form4_1700599654.xml · derivative · entry 1

Cross Benjamin · CIK 0001939735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Subordinate Voting Shares · 60,000 shares

Expires 2031-10-27

F2 · price: On November 17, 2023, the issuer canceled, pursuant to the issuer's option regrant program, an option for 60,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 60,000 shares on or about December 17, 2023.

F1 · derivative.exercise_date: This Option provided for vesting as to 100% of the total number of Shares subject to the Option on 7/1/2022, subject to continuous service.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:02 UTC Disposition to issuerStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.91 Not disclosed
Disclosure

SEC source: 0001628280-23-039766 · wk-form4_1700600535.xml · derivative · entry 1

Monroe Stephen · CIK 0001939766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,952

Underlying: Subordinate Voting Shares · 60,000 shares

Expires 2031-10-27

F2 · price: On November 17, 2023, the issuer canceled, pursuant to the issuer's option regrant program, an option for 60,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 60,000 shares on or about December 17, 2023.

F1 · derivative.exercise_date: This Option provided for vesting as to 100% of the total number of Shares subject to the Option on 7/1/2022, subject to continuous service.

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November 17, 2023 Filed Nov 21, 2023 20:59 UTC Disposition to issuerStock Option (right to buy) · Derivative 1,000,000 Not disclosed Strike: $3.91 Not disclosed
Disclosure

SEC source: 0001628280-23-039761 · wk-form4_1700600335.xml · derivative · entry 1

Barack Louis Jon · CIK 0001939867 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,893,000

Underlying: Subordinate Voting Shares · 1,000,000 shares

Expires 2031-10-27

F2 · price: On November 17, 2023, the issuer canceled, pursuant to the issuer's option regrant program, an option for 1,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 1,000,000 shares on or about December 17, 2023.

F1 · derivative.exercise_date: This Option provided for vesting as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2021), subject to continuous service.

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November 17, 2023 Filed Nov 21, 2023 20:37 UTC
Lebowitz TobiChief Legal Officer and Sec.
Disposition to issuerStock Option (right to buy) · Derivative 165,000 Not disclosed Strike: $3.91 Not disclosed
Disclosure

SEC source: 0001628280-23-039751 · wk-form4_1700599061.xml · derivative · entry 2

Lebowitz Tobi · CIK 0001945627 · Chief Legal Officer and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890,000

Underlying: Subordinate Voting Shares · 165,000 shares

Expires 2031-10-27

F4 · price: On November 17, 2023, the issuer canceled, pursuant to the issuer's option regrant program, an option for 165,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 165,000 shares on or about December 17, 2023.

F3 · derivative.exercise_date: This Option provided for vesting as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2021), subject to continuous service.

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November 17, 2023 Filed Nov 21, 2023 20:37 UTC
Lebowitz TobiChief Legal Officer and Sec.
Disposition to issuerStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $3.91 Not disclosed
Disclosure

SEC source: 0001628280-23-039751 · wk-form4_1700599061.xml · derivative · entry 1

Lebowitz Tobi · CIK 0001945627 · Chief Legal Officer and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,055,000

Underlying: Subordinate Voting Shares · 300,000 shares

Expires 2031-10-27

F2 · price: On November 17, 2023, the issuer canceled, pursuant to the issuer's option regrant program, an option for 300,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person. In exchange, the reporting person will receive a replacement option for 300,000 shares on or about December 17, 2023.

F1 · derivative.exercise_date: This Option provided for vesting as to 20% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2021), subject to continuous service.

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November 17, 2023 Filed Dec 4, 2023 16:57 UTC Amendment
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
Disposition to issuerStock Option (right to buy) · Derivative 3,000,000 Not disclosed Strike: $3.91 Not disclosed
Disclosure

SEC source: 0001628280-23-040571 · wk-form4a_1701709055.xml · derivative · entry 1

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Subordinate Voting Shares · 3,000,000 shares

Expires 2031-10-27

F2 · price: On November 17, 2023, the issuer canceled, pursuant to the reporting person's employment agreement, an option for 3,000,000 shares of the issuer's Subordinate Voting Shares granted to the reporting person.

F1 · derivative.exercise_date: One-third of the Option will vest on each of the first, second and third anniversaries of the Vesting Commencement Date (5/1/2021), subject to continuous service.

F3 · balance_after: Does not include options and warrants to purchase an aggregate of 29,490,551 Subordinated Voting Shares of different classes held directly or indirectly by such reporting person. For future filings, the reporting person intends to report in column 9 of Table II only the shares beneficially held of the same class for any reported transaction pursuant to SEC guidance.

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September 12, 2023 Filed Sep 13, 2023 16:57 UTC
MOSIER MICHELLE OChief Financial Officer
PurchaseSubordinate Voting Shares 30,567 $0.70 $21,396.90
Disclosure

SEC source: 0001628280-23-032157 · wk-form4_1694624248.xml · nonDerivative · entry 1

MOSIER MICHELLE O · CIK 0001182453 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,067

Read SEC document
September 07, 2023 Filed Sep 11, 2023 16:47 UTC
MOSIER MICHELLE OChief Financial Officer
PurchaseSubordinate Voting Shares 66,500 $0.75 $49,875.00
Disclosure

SEC source: 0001628280-23-031946 · wk-form4_1694450836.xml · nonDerivative · entry 1

MOSIER MICHELLE O · CIK 0001182453 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,500

Read SEC document
September 01, 2023 Filed Sep 1, 2023 21:45 UTC
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
GrantWarrant (right to buy) · Derivative 551,471 $0.68 Strike: $0.68 $375,000.28
Disclosure

SEC source: 0001628280-23-031292 · wk-form4_1693604707.xml · derivative · entry 1

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,665,551

Underlying: Subordinate Voting Shares · 551,471 shares

Expires 2026-12-07

F1 · balance_after: Subsequent to Mr. Cacioppo's last report, indirect ownership of 160,000 warrants to purchase subordinate voting shares of the Issuer were transferred from One East Management Services, LLC to One East Capital Advisors, LP. Such transfer only effected a change in the form of beneficial ownership and did not change Mr. Cacioppo's pecuniary interest in the subject securities.

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June 27, 2023 Filed Jun 30, 2023 20:28 UTC
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
GrantWarrant (right to buy) · Derivative 719,080 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0001628280-23-024049 · wk-form4_1688156874.xml · derivative · entry 2

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Serpentine Capital Management II, LLC

Disclosed balance after: 32,114,080

Underlying: Subordinate Voting Shares · 719,080 shares

Expires 2026-12-07

F1 · kind: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

F1 · price: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

F1 · derivative.exercise_date: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

Read SEC document
June 27, 2023 Filed Jun 30, 2023 20:28 UTC
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
Disposition to issuerWarrant (right to buy) · Derivative 719,080 Not disclosed Strike: $2.09 Not disclosed
Disclosure

SEC source: 0001628280-23-024049 · wk-form4_1688156874.xml · derivative · entry 1

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Serpentine Capital Management II, LLC

Disclosed balance after: 31,395,000

Underlying: Subordinate Voting Shares · 719,080 shares

Expires 2026-12-07

F1 · kind: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

F1 · price: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

F1 · derivative.exercise_date: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

Read SEC document
June 27, 2023 Filed Jul 5, 2023 17:18 UTC PurchaseWarrant (right to buy) · Derivative 3,452,595 Not disclosed Strike: $1.00 Not disclosed
Disclosure

SEC source: 0001628280-23-024195 · wk-form4_1688577517.xml · derivative · entry 2

Arsenault Denis J. · CIK 0001949999 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,702,595

Underlying: Subordinate Voting Shares · 3,452,595 shares

Expires 2026-12-07

F1 · kind: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

F1 · price: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

F1 · derivative.exercise_date: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

Read SEC document
June 27, 2023 Filed Jul 5, 2023 17:18 UTC OtherWarrant (right to buy) · Derivative 3,452,595 Not disclosed Strike: $2.09 Not disclosed
Disclosure

SEC source: 0001628280-23-024195 · wk-form4_1688577517.xml · derivative · entry 1

Arsenault Denis J. · CIK 0001949999 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,250,000

Underlying: Subordinate Voting Shares · 3,452,595 shares

Expires 2026-12-07

F1 · kind: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

F1 · price: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

F1 · derivative.exercise_date: The two transactions reported in Table II above involved the amendment of an outstanding warrant to reduce the exercise price from $2.086 a share to $1.00 a share. The amendment is reported above as the cancellation of the old warrant and the acquisition of a new one.

Read SEC document
May 17, 2023 Filed May 19, 2023 16:26 UTC
HAHN MARINADirector
GrantStock Option (right to buy) · Derivative 100,000 $0.48 Strike: $0.48 $48,270.00
Disclosure

SEC source: 0001628280-23-019062 · wf-form4_168452797076124.xml · derivative · entry 1

HAHN MARINA · CIK 0001020975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Subordinate Voting Shares · 100,000 shares

Expires 2033-05-01

Read SEC document
May 17, 2023 Filed May 19, 2023 20:24 UTC
Wafford BillDirector
GrantStock Option (right to buy) · Derivative 125,000 $0.48 Strike: $0.48 $60,337.50
Disclosure

SEC source: 0001628280-23-019057 · wf-form4_168452786800819.xml · derivative · entry 1

Wafford Bill · CIK 0001724667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,806

Underlying: Subordinate Voting Shares · 125,000 shares

Expires 2033-05-01

Read SEC document
May 17, 2023 Filed May 19, 2023 20:26 UTC
Lebowitz TobiChief Legal Officer and Sec.
GrantStock Option (right to buy) · Derivative 300,000 $0.48 Strike: $0.48 $144,810.00
Disclosure

SEC source: 0001628280-23-019061 · wf-form4_168452794833273.xml · derivative · entry 1

Lebowitz Tobi · CIK 0001945627 · Chief Legal Officer and Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,355,000

Underlying: Subordinate Voting Shares · 300,000 shares

Expires 2033-05-01

F1 · derivative.exercise_date: This Option will vest as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2023), subject to continuous service.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:25 UTC GrantStock Option (right to buy) · Derivative 600,000 $0.48 Strike: $0.48 $289,620.00
Disclosure

SEC source: 0001628280-23-019059 · wf-form4_168452792734543.xml · derivative · entry 1

Barack Louis Jon · CIK 0001939867 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,893,000

Underlying: Subordinate Voting Shares · 600,000 shares

Expires 2033-05-01

F1 · derivative.exercise_date: This Option will vest as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2023), subject to continuous service.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:25 UTC GrantStock Option (right to buy) · Derivative 125,000 $0.48 Strike: $0.48 $60,337.50
Disclosure

SEC source: 0001628280-23-019058 · wf-form4_168452788711692.xml · derivative · entry 1

Monroe Stephen · CIK 0001939766 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,952

Underlying: Subordinate Voting Shares · 125,000 shares

Expires 2033-05-01

Read SEC document
May 17, 2023 Filed May 19, 2023 20:24 UTC
Upshaw Nichole LeeChief People Officer
GrantStock Option (right to buy) · Derivative 450,000 $0.48 Strike: $0.48 $217,215.00
Disclosure

SEC source: 0001628280-23-019056 · wf-form4_168452784937819.xml · derivative · entry 1

Upshaw Nichole Lee · CIK 0001957746 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,420,000

Underlying: Subordinate Voting Shares · 450,000 shares

Expires 2033-05-01

F1 · derivative.exercise_date: This Option will vest as to 33 1/3% of the total number of Shares subject to the Option on each yearly anniversary after the Vesting Commencement Date (5/1/2023), subject to continuous service.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:24 UTC GrantStock Option (right to buy) · Derivative 100,000 $0.48 Strike: $0.48 $48,270.00
Disclosure

SEC source: 0001628280-23-019055 · wf-form4_168452781975029.xml · derivative · entry 1

Cross Benjamin · CIK 0001939735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,000

Underlying: Subordinate Voting Shares · 100,000 shares

Expires 2033-05-01

Read SEC document
February 06, 2023 Filed Feb 8, 2023 21:24 UTC
MOSIER MICHELLE OChief Financial Officer
GrantStock Option (right to buy) · Derivative 200,000 $0.61 Strike: $0.61 $122,000.00
Disclosure

SEC source: 0001628280-23-002782 · wf-form4_167589144187968.xml · derivative · entry 1

MOSIER MICHELLE O · CIK 0001182453 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Stock Option (right to buy) · 200,000 shares

Expires 2033-02-05

F1 · derivative.exercise_date: This Option will vest as to 20% of the total number of shares subject to the Options on the first, second, third, fourth and fifth anniversaries of the vesting commencement date (1/16/2023), subject to continuous service.

Read SEC document
December 09, 2022 Filed Dec 15, 2022 21:46 UTC
Cacioppo JamesDirector · Chief Executive Officer · 10% owner
GrantStock Option (right to buy) · Derivative 3,000,000 $1.75 Strike: $1.75 $5,250,000.00
Disclosure

SEC source: 0001628280-22-032005 · wf-form4_167114073671579.xml · derivative · entry 2

Cacioppo James · CIK 0001455939 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,114,080

Underlying: Subordinate Voting Shares · 3,000,000 shares

Expires 2032-12-09

F1 · derivative.exercise_date: 1/3 of the total number of the shares subject to the Option vests on January 1, 2023, 1/3 vests January 1, 2024 and 1/3 vests January 1, 2025 subject to the terms of his employment agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.