JCI

SEC source: 0001225208-16-038904 · doc4.xml · nonDerivative · entry 1

Oliver George · CIK 0001403297 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,042

F1 · shares: Reflects the number of ordinary shares underlying previously granted performance share units that, pursuant to the award agreements governing such awards, were converted into time-based restricted stock units at target level at the effective time of the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016. The amount reflects the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger. Subject to certain forfeiture and accelerated vesting provisions, such awards will vest on the last day of the three-year performance period originally applicable to the performance share units.

SEC source: 0001225208-16-038903 · doc4.xml · derivative · entry 2

DUPERREAULT BRIAN · CIK 0001072522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 18,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

F2 · derivative.exercise_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

F2 · derivative.expiration_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

SEC source: 0001225208-16-038903 · doc4.xml · nonDerivative · entry 1

DUPERREAULT BRIAN · CIK 0001072522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger").

SEC source: 0001225208-16-038902 · doc4.xml · derivative · entry 2

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

F2 · derivative.exercise_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

F2 · derivative.expiration_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

SEC source: 0001225208-16-038902 · doc4.xml · nonDerivative · entry 1

WIJNBERG SANDRA S · CIK 0001194455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger").

SEC source: 0001225208-16-038901 · doc4.xml · derivative · entry 2

ONEILL BRENDAN R · CIK 0001223628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

F2 · derivative.exercise_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

F2 · derivative.expiration_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

SEC source: 0001225208-16-038901 · doc4.xml · nonDerivative · entry 1

ONEILL BRENDAN R · CIK 0001223628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger").

SEC source: 0001225208-16-038900 · doc4.xml · derivative · entry 2

GUPTA RAJIV · CIK 0001068731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 15,083 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

F2 · derivative.exercise_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

F2 · derivative.expiration_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.

SEC source: 0001225208-16-038900 · doc4.xml · nonDerivative · entry 1

GUPTA RAJIV · CIK 0001068731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger").

SEC source: 0001225208-16-038899 · doc4.xml · nonDerivative · entry 2

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").

SEC source: 0001225208-16-038899 · doc4.xml · nonDerivative · entry 1

BULLS HERMAN E · CIK 0001205068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,815

F1 · shares: Each share of Johnson Controls, Inc. ("Johnson Controls") was converted into 0.8357 ordinary shares of Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") and $5.7293 in cash in connection with the closing of the merger between Johnson Controls and JCI plc (the "merger").

SEC source: 0001225208-16-038898 · doc4.xml · nonDerivative · entry 1

Olson Robert E · CIK 0001463326 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,196

F1 · shares: Reflects the number of ordinary shares underlying previously granted performance share units that, pursuant to the award agreements governing such awards, were converted into time-based restricted stock units at target level at the effective time of the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016. The amount reflects the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger. Subject to certain forfeiture and accelerated vesting provisions, such awards will vest on the last day of the three-year performance period originally applicable to the performance share units.

SEC source: 0001225208-16-038897 · doc4.xml · nonDerivative · entry 1

COSTELLO LAWRENCE B · CIK 0001204587 · EVP Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,999

F1 · shares: Reflects the number of ordinary shares underlying previously granted performance share units that, pursuant to the award agreements governing such awards, were converted into time-based restricted stock units at target level at the effective time of the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016. The amount reflects the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger. Subject to certain forfeiture and accelerated vesting provisions, such awards will vest on the last day of the three-year performance period originally applicable to the performance share units.

SEC source: 0001225208-16-038896 · doc4.xml · nonDerivative · entry 1

Barber Madeleine G · CIK 0001530906 · SVP Tax

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,363

F1 · shares: Reflects the number of ordinary shares underlying previously granted performance share units that, pursuant to the award agreements governing such awards, were converted into time-based restricted stock units at target level at the effective time of the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016. The amount reflects the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger. Subject to certain forfeiture and accelerated vesting provisions, such awards will vest on the last day of the three-year performance period originally applicable to the performance share units.

SEC source: 0001127602-16-064661 · form4a.xml · nonDerivative · entry 1

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,714.51

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 117,714.25 ordinary shares in connection with the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-064657 · form4a.xml · nonDerivative · entry 1

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,307.8

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 89,151.22 ordinary shares in connection with the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-064653 · form4a.xml · nonDerivative · entry 1

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,549.24

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 31,392.83 ordinary shares in connection with the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-065284 · form4.xml · nonDerivative · entry 1

Pfeiffer Johan Fredrik · CIK 0001493450 · Pres. Bldg. Solutions EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,503

SEC source: 0001127602-17-011457 · form4a.xml · nonDerivative · entry 2

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse as Trustee of TR

Disclosed balance after: 1,970

F3 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 11,464 ordinary shares.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-17-011457 · form4a.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,464

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 7, 2016 and is being filed to correct the originally reported acquisition of 1,970 ordinary shares.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.