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Nasdaq · USD

JBIO

Jade Biosciences, Inc.

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4757
SEC CIK
0001798749
Parsed reports
214

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 05, 2023 Filed Apr 7, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-006376 · form4-04072023_060401.xml · derivative · entry 6

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,688

Underlying: Common Stock · 200 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F5 · derivative.exercise_date: A total of 14,488 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on June 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 450 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-006376 · form4-04072023_060401.xml · derivative · entry 5

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,058

Underlying: Common Stock · 450 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F4 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
SaleCommon Stock 535 $19.11 $10,221.50
Disclosure

SEC source: 0001415889-23-006376 · form4-04072023_060401.xml · nonDerivative · entry 4

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,609

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.78 to $19.51, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
SaleCommon Stock 1,715 $17.91 $30,720.80
Disclosure

SEC source: 0001415889-23-006376 · form4-04072023_060401.xml · nonDerivative · entry 3

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,144

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.63 to $18.45, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 1,600 $2.14 $3,424.00
Disclosure

SEC source: 0001415889-23-006376 · form4-04072023_060401.xml · nonDerivative · entry 2

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 650 $1.74 $1,131.00
Disclosure

SEC source: 0001415889-23-006376 · form4-04072023_060401.xml · nonDerivative · entry 1

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-006321 · form4-04052023_060401.xml · derivative · entry 4

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,381

Underlying: Common Stock · 15,000 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

F4 · derivative.exercise_date: A total of 493,381 shares subject to an employee stock option were granted on April 2, 2021, with 25% vested on June 4, 2022, with the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,828 $19.77 $115,226.55
Disclosure

SEC source: 0001415889-23-006321 · form4-04052023_060401.xml · nonDerivative · entry 3

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.51 to $20.22, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 9,172 $19.16 $175,689.66
Disclosure

SEC source: 0001415889-23-006321 · form4-04052023_060401.xml · nonDerivative · entry 2

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,828

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.50 to $19.50, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $2.14 $32,100.00
Disclosure

SEC source: 0001415889-23-006321 · form4-04052023_060401.xml · nonDerivative · entry 1

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 139,067 $0.00 Strike: $23.03 $0.00
Disclosure

SEC source: 0001415889-23-004514 · form4-03082023_060310.xml · derivative · entry 1

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,067

Underlying: Common Stock · 139,067 shares

Expires 2033-03-06

F1 · derivative.exercise_date: The option shall vest and become exercisable in 48 substantially equal monthly installments, with the first installment vesting on April 7, 2023.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 750 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · derivative · entry 9

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,732

Underlying: Common Stock · 750 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F8 · derivative.exercise_date: A total of 59,732 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 650 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · derivative · entry 8

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,708

Underlying: Common Stock · 650 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F7 · derivative.exercise_date: A total of 49,908 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · derivative · entry 7

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,694

Underlying: Common Stock · 200 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F6 · derivative.exercise_date: A total of 16,294 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on May 2, 2021.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · derivative · entry 6

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,888

Underlying: Common Stock · 200 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F5 · derivative.exercise_date: A total of 14,488 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on June 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 450 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · derivative · entry 5

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,508

Underlying: Common Stock · 450 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F4 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
SaleCommon Stock 45 $24.92 $1,121.58
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · nonDerivative · entry 4

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.755 to $24.96, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
SaleCommon Stock 2,205 $23.73 $52,318.04
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · nonDerivative · entry 3

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.445 to $24.38, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 1,600 $2.14 $3,424.00
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · nonDerivative · entry 2

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 650 $1.74 $1,131.00
Disclosure

SEC source: 0001415889-23-004512 · form4-03082023_060305.xml · nonDerivative · entry 1

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 6,852 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-004513 · form4-03082023_060307.xml · derivative · entry 8

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,019

Underlying: Common Stock · 6,852 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F7 · derivative.exercise_date: A total of 328,921 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on July 4, 2021, and with shares vesting in 48 substantially equal monthly installments.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 1,018 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-004513 · form4-03082023_060307.xml · derivative · entry 7

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,460

Underlying: Common Stock · 1,018 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F6 · derivative.exercise_date: A total of 48,882 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on May 2, 2021, with shares vesting in 48 substantially equal monthly installments.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 1,506 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-004513 · form4-03082023_060307.xml · derivative · entry 6

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,616

Underlying: Common Stock · 1,506 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F5 · derivative.exercise_date: A total of 72,325 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 906 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-004513 · form4-03082023_060307.xml · derivative · entry 5

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,055

Underlying: Common Stock · 906 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F4 · derivative.exercise_date: A total of 48,293 shares subject to an employee stock option were granted on September 4, 2020, with 10% of the shares vested on January 1, 2020, an additional 22.5% of the shares vested on January 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 215 $24.50 $5,267.01
Disclosure

SEC source: 0001415889-23-004513 · form4-03082023_060307.xml · nonDerivative · entry 4

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.30 to $24.96, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 10,067 $23.71 $238,686.56
Disclosure

SEC source: 0001415889-23-004513 · form4-03082023_060307.xml · nonDerivative · entry 3

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.28 to $24.002, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionCommon Stock 7,870 $2.14 $16,841.80
Disclosure

SEC source: 0001415889-23-004513 · form4-03082023_060307.xml · nonDerivative · entry 2

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

Read SEC document
March 06, 2023 Filed Mar 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionCommon Stock 2,412 $1.74 $4,196.88
Disclosure

SEC source: 0001415889-23-004513 · form4-03082023_060307.xml · nonDerivative · entry 1

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-004192 · form4-03032023_060301.xml · derivative · entry 6

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,381

Underlying: Common Stock · 15,000 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

F5 · derivative.exercise_date: A total of 493,381 shares subject to an employee stock option were granted on April 2, 2021, with 25% vested on June 4, 2022, with the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 23:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,050 $25.67 $26,953.50
Disclosure

SEC source: 0001415889-23-004192 · form4-03032023_060301.xml · nonDerivative · entry 5

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

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March 01, 2023 Filed Mar 3, 2023 23:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,316 $24.69 $131,240.34
Disclosure

SEC source: 0001415889-23-004192 · form4-03032023_060301.xml · nonDerivative · entry 4

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.33 to $25.06, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 01, 2023 Filed Mar 3, 2023 23:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 2,672 $23.81 $63,622.72
Disclosure

SEC source: 0001415889-23-004192 · form4-03032023_060301.xml · nonDerivative · entry 3

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,366

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.31 to $24.20, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 01, 2023 Filed Mar 3, 2023 23:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,962 $22.71 $135,379.73
Disclosure

SEC source: 0001415889-23-004192 · form4-03032023_060301.xml · nonDerivative · entry 2

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,038

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.25 to $23.24, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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March 01, 2023 Filed Mar 3, 2023 23:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $2.14 $32,100.00
Disclosure

SEC source: 0001415889-23-004192 · form4-03032023_060301.xml · nonDerivative · entry 1

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
GrantStock Option (Right to Buy) · Derivative 62,000 $0.00 Strike: $25.57 $0.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · derivative · entry 9

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires 2033-02-06

F8 · derivative.exercise_date: This option shall vest and become exercisable in 48 substantially equal monthly installments, with the first installment vesting on March 7, 2023.

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February 07, 2023 Filed Feb 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
GrantStock Options (Right to Buy) · Derivative 62,000 $0.00 Strike: $25.57 $0.00
Disclosure

SEC source: 0001415889-23-002170 · form4-02082023_060209.xml · derivative · entry 9

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires 2033-02-06

F8 · derivative.exercise_date: This option shall vest and become exercisable in 48 substantially equal monthly installments, with the first installment vesting on March 7, 2023.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 18:10 UTC
Gillies HunterCHIEF MEDICAL OFFICER
GrantStock Option (Right to Buy) · Derivative 62,000 $0.00 Strike: $25.57 $0.00
Disclosure

SEC source: 0001415889-23-002172 · form4-02082023_060201.xml · derivative · entry 2

Gillies Hunter · CIK 0001868997 · CHIEF MEDICAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires 2033-02-06

F2 · derivative.exercise_date: This option shall vest and become exercisable in 48 substantially equal monthly installments, with the first installment vesting on March 7, 2023.

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February 07, 2023 Filed Feb 8, 2023 23:10 UTC
Verwijs MarinusSENIOR VICE PRESIDENT, CMC
GrantStock Option (Right to Buy) · Derivative 62,000 $0.00 Strike: $25.57 $0.00
Disclosure

SEC source: 0001415889-23-002174 · form4-02082023_060211.xml · derivative · entry 1

Verwijs Marinus · CIK 0001916553 · SENIOR VICE PRESIDENT, CMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 62,000 shares

Expires 2033-02-06

F1 · derivative.exercise_date: The option shall vest and become exercisable in 48 substantially equal monthly installments, with the first installment vesting on March 7, 2023.

Read SEC document
February 07, 2023 Filed Feb 8, 2023 23:10 UTC GrantStock Option (Right to Buy) · Derivative 85,000 $0.00 Strike: $25.57 $0.00
Disclosure

SEC source: 0001415889-23-002173 · form4-02082023_060206.xml · derivative · entry 1

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2033-02-06

F1 · derivative.exercise_date: This option shall vest and become exercisable in 48 substantially equal monthly installments, with the first installment vesting on March 7, 2023.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 750 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · derivative · entry 8

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,482

Underlying: Common Stock · 750 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F7 · derivative.exercise_date: A total of 59,732 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 650 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · derivative · entry 7

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,358

Underlying: Common Stock · 650 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F6 · derivative.exercise_date: A total of 49,908 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · derivative · entry 6

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,894

Underlying: Common Stock · 200 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F5 · derivative.exercise_date: A total of 16,294 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on May 2, 2021.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · derivative · entry 5

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,088

Underlying: Common Stock · 200 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F4 · derivative.exercise_date: A total of 14,488 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on June 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 450 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · derivative · entry 4

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,958

Underlying: Common Stock · 450 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F3 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
SaleCommon Stock 2,250 $24.27 $54,612.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · nonDerivative · entry 3

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.84 to $24.74, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 1,600 $2.14 $3,424.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · nonDerivative · entry 2

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 650 $1.74 $1,131.00
Disclosure

SEC source: 0001415889-23-002169 · form4-02082023_060201.xml · nonDerivative · entry 1

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 6,853 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-002170 · form4-02082023_060209.xml · derivative · entry 8

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,871

Underlying: Common Stock · 6,853 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F7 · derivative.exercise_date: A total of 328,921 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on July 4, 2021, and with shares vesting in 48 substantially equal monthly installments.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 1,019 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-23-002170 · form4-02082023_060209.xml · derivative · entry 7

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,478

Underlying: Common Stock · 1,019 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F6 · derivative.exercise_date: A total of 48,882 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on May 2, 2021, with shares vesting in 48 substantially equal monthly installments.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 1,507 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-23-002170 · form4-02082023_060209.xml · derivative · entry 6

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,122

Underlying: Common Stock · 1,507 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F5 · derivative.exercise_date: A total of 72,325 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.