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Nasdaq · USD

JBIO

Jade Biosciences, Inc.

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Tapewire entity
4757
SEC CIK
0001798749
Parsed reports
214

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2022 Filed Dec 13, 2022 23:00 UTC Exercise / conversionCommon Stock 3,969 $2.14 $8,493.66
Disclosure

SEC source: 0001415889-22-012508 · form4-12132022_061201.xml · nonDerivative · entry 1

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 23:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,124 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · derivative · entry 10

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,726

Underlying: Common Stock · 10,124 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F7 · derivative.exercise_date: A total of 50,850 shares subject to an employee stock option were granted on April 2, 2021, with 25% of this option vested on March 22, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 23:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,887 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · derivative · entry 9

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,769

Underlying: Common Stock · 1,887 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F6 · derivative.exercise_date: A total of 98,676 shares subject to an employee stock option were granted on April 2, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 23:00 UTC SaleCommon Stock 11,031 $24.20 $266,974.47
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · nonDerivative · entry 7

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.00 to $24.50, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 23:00 UTC SaleCommon Stock 20 $20.58 $411.60
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · nonDerivative · entry 6

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,991

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 23:00 UTC SaleCommon Stock 960 $20.12 $19,313.76
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · nonDerivative · entry 5

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,011

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.575 to $20.54, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 08, 2022 Filed Dec 9, 2022 23:00 UTC Exercise / conversionCommon Stock 12,011 $2.14 $25,703.54
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · nonDerivative · entry 4

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012429 · form4-12122022_061202.xml · derivative · entry 8

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,030

Underlying: Common Stock · 10,000 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F7 · derivative.exercise_date: A total of 328,921 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on July 4, 2021, and with shares vesting in 48 substantially equal monthly installments.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 3,178 $24.08 $76,532.91
Disclosure

SEC source: 0001415889-22-012429 · form4-12122022_061202.xml · nonDerivative · entry 5

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.43 to $24.32, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 3,199 $22.56 $72,178.40
Disclosure

SEC source: 0001415889-22-012429 · form4-12122022_061202.xml · nonDerivative · entry 4

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,178

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.27 to $22.845, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 2,695 $21.63 $58,302.28
Disclosure

SEC source: 0001415889-22-012429 · form4-12122022_061202.xml · nonDerivative · entry 3

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,377

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.25 to $22.20, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 928 $20.94 $19,435.20
Disclosure

SEC source: 0001415889-22-012429 · form4-12122022_061202.xml · nonDerivative · entry 2

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,072

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.235 to $21.22, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 08, 2022 Filed Dec 12, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionCommon Stock 10,000 $2.14 $21,400.00
Disclosure

SEC source: 0001415889-22-012429 · form4-12122022_061202.xml · nonDerivative · entry 1

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 23:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,637 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · derivative · entry 8

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,656

Underlying: Common Stock · 11,637 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F6 · derivative.exercise_date: A total of 98,676 shares subject to an employee stock option were granted on April 2, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 23:00 UTC SaleCommon Stock 4,558 $20.40 $92,992.77
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · nonDerivative · entry 3

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.02 to $20.56, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 23:00 UTC SaleCommon Stock 7,079 $19.37 $137,089.79
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · nonDerivative · entry 2

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,518

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.97, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 07, 2022 Filed Dec 9, 2022 23:00 UTC Exercise / conversionCommon Stock 11,637 $2.14 $24,903.18
Disclosure

SEC source: 0001415889-22-012355 · form4-12092022_061201.xml · nonDerivative · entry 1

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 36,570 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · derivative · entry 10

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,030

Underlying: Common Stock · 36,570 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F9 · derivative.exercise_date: A total of 328,921 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on July 4, 2021, and with shares vesting in 48 substantially equal monthly installments.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 1,018 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · derivative · entry 9

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,515

Underlying: Common Stock · 1,018 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F8 · derivative.exercise_date: A total of 48,882 shares subject to an employee stock option were granted on April 2, 2021, with the first installment vested on May 2, 2021, with shares vesting in 48 substantially equal monthly installments.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 1,507 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · derivative · entry 8

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,136

Underlying: Common Stock · 1,507 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F7 · derivative.exercise_date: A total of 72,325 shares subject to an employee stock option were granted on September 4, 2020, with 25% of the shares vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionStock Option (Right to Buy) · Derivative 905 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · derivative · entry 7

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,772

Underlying: Common Stock · 906 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F6 · derivative.exercise_date: A total of 48,293 shares subject to an employee stock option were granted on September 4, 2020, with 10% of the shares vested on January 1, 2020, an additional 22.5% of the shares vested on January 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 615 $18.29 $11,249.64
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · nonDerivative · entry 6

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.192 to $18.33, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 36,115 $17.80 $642,861.45
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · nonDerivative · entry 5

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.191 to $18.16, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 1,259 $16.90 $21,275.09
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · nonDerivative · entry 4

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,730

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.19 to $17.19, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
SaleCommon Stock 2,011 $15.61 $31,386.28
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · nonDerivative · entry 3

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,989

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.152 to $15.98, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionCommon Stock 37,588 $2.14 $80,438.32
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · nonDerivative · entry 2

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 18:00 UTC
Dake Benjamin TSEE REMARKS
Exercise / conversionCommon Stock 2,412 $1.74 $4,196.88
Disclosure

SEC source: 0001415889-22-012273 · form4-12082022_061206.xml · nonDerivative · entry 1

Dake Benjamin T · CIK 0001869248 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 14, 2022.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 750 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012183 · form4-12072022_061201.xml · derivative · entry 8

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,982

Underlying: Common Stock · 750 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F7 · derivative.exercise_date: A total of 59,732 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 650 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012183 · form4-12072022_061201.xml · derivative · entry 7

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,658

Underlying: Common Stock · 650 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F6 · derivative.exercise_date: A total of 49,908 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on July 4, 2021.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-012183 · form4-12072022_061201.xml · derivative · entry 6

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,294

Underlying: Common Stock · 200 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F5 · derivative.exercise_date: A total of 16,294 shares subject to an employee stock option were granted on April 2, 2021, with options vesting in 48 equal monthly installments, with the first installment vested on May 2, 2021.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-22-012183 · form4-12072022_061201.xml · derivative · entry 5

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488

Underlying: Common Stock · 200 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F4 · derivative.exercise_date: A total of 14,488 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on June 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 450 $0.00 Strike: $1.74 $0.00
Disclosure

SEC source: 0001415889-22-012183 · form4-12072022_061201.xml · derivative · entry 4

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,858

Underlying: Common Stock · 450 shares

Expires 2030-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F3 · derivative.exercise_date: A total of 24,108 shares subject to an employee stock option were granted on September 4, 2020, with 25% of this option vested on August 1, 2021, and the remainder vesting in 36 substantially equal monthly installments thereafter.

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December 05, 2022 Filed Dec 7, 2022 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
SaleCommon Stock 2,250 $17.38 $39,114.00
Disclosure

SEC source: 0001415889-22-012183 · form4-12072022_061201.xml · nonDerivative · entry 3

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,609

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.00 to $17.91, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

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December 05, 2022 Filed Dec 7, 2022 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 1,600 $2.14 $3,424.00
Disclosure

SEC source: 0001415889-22-012183 · form4-12072022_061201.xml · nonDerivative · entry 2

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

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December 05, 2022 Filed Dec 7, 2022 18:00 UTC
NIVEN RALPHCHIEF SCIENTIFIC OFFICER
Exercise / conversionCommon Stock 650 $1.74 $1,131.00
Disclosure

SEC source: 0001415889-22-012183 · form4-12072022_061201.xml · nonDerivative · entry 1

NIVEN RALPH · CIK 0001168060 · CHIEF SCIENTIFIC OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 6, 2022.

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December 01, 2022 Filed Dec 3, 2022 00:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-011983 · form4-12022022_071207.xml · derivative · entry 3

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,381

Underlying: Common Stock · 15,000 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

F2 · derivative.exercise_date: A total of 493,381 shares subject to an employee stock option were granted on April 2, 2021, with 25% vested on June 4, 2022, with the remainder vesting in 36 substantially equal monthly installments thereafter.

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December 01, 2022 Filed Dec 3, 2022 00:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 15,000 $18.00 $270,000.00
Disclosure

SEC source: 0001415889-22-011983 · form4-12022022_071207.xml · nonDerivative · entry 2

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

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December 01, 2022 Filed Dec 3, 2022 00:00 UTC
NOYES TIMOTHY PDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 15,000 $2.14 $32,100.00
Disclosure

SEC source: 0001415889-22-011983 · form4-12022022_071207.xml · nonDerivative · entry 1

NOYES TIMOTHY P · CIK 0001185035 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 18, 2022.

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November 30, 2022 Filed Dec 3, 2022 00:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 85 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-011982 · form4-12022022_071201.xml · derivative · entry 3

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,293

Underlying: Common Stock · 85 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F3 · derivative.exercise_date: A total of 98,676 shares subject to an employee stock option were granted on April 1, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.

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November 30, 2022 Filed Dec 3, 2022 00:00 UTC SaleCommon Stock 85 $19.06 $1,620.13
Disclosure

SEC source: 0001415889-22-011982 · form4-12022022_071201.xml · nonDerivative · entry 2

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.17, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 30, 2022 Filed Dec 3, 2022 00:00 UTC Exercise / conversionCommon Stock 85 $2.14 $181.90
Disclosure

SEC source: 0001415889-22-011982 · form4-12022022_071201.xml · nonDerivative · entry 1

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 22:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,261 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-011794 · form4-11282022_051101.xml · derivative · entry 3

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,378

Underlying: Common Stock · 1,261 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F3 · derivative.exercise_date: A total of 98,676 shares subject to an employee stock option were granted on April 1, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 22:00 UTC SaleCommon Stock 1,261 $19.07 $24,048.28
Disclosure

SEC source: 0001415889-22-011794 · form4-11282022_051101.xml · nonDerivative · entry 2

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.40, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 22:00 UTC Exercise / conversionCommon Stock 1,261 $2.14 $2,698.54
Disclosure

SEC source: 0001415889-22-011794 · form4-11282022_051101.xml · nonDerivative · entry 1

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 01:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 174 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-011708 · form4-11222022_081101.xml · derivative · entry 10

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,639

Underlying: Common Stock · 174 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F6 · derivative.exercise_date: A total of 98,676 shares subject to an employee stock option were granted on April 1, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 01:00 UTC SaleCommon Stock 174 $19.01 $3,308.11
Disclosure

SEC source: 0001415889-22-011708 · form4-11222022_081101.xml · nonDerivative · entry 7

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.03, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 01:00 UTC Exercise / conversionCommon Stock 174 $2.14 $372.36
Disclosure

SEC source: 0001415889-22-011708 · form4-11222022_081101.xml · nonDerivative · entry 6

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 01:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2 $0.00 Strike: $2.14 $0.00
Disclosure

SEC source: 0001415889-22-011708 · form4-11222022_081101.xml · derivative · entry 9

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,813

Underlying: Common Stock · 2 shares

Expires 2031-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

F6 · derivative.exercise_date: A total of 98,676 shares subject to an employee stock option were granted on April 1, 2021, with 25% of this option vested on June 4, 2022, and the remainder vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 01:00 UTC SaleCommon Stock 2 $19.00 $38.00
Disclosure

SEC source: 0001415889-22-011708 · form4-11222022_081101.xml · nonDerivative · entry 5

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,960

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 01:00 UTC Exercise / conversionCommon Stock 2 $2.14 $4.28
Disclosure

SEC source: 0001415889-22-011708 · form4-11222022_081101.xml · nonDerivative · entry 4

Eldridge George A · CIK 0001413006 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.