Tapewire

OTC · USD

JANL

JANEL CORP

Export transactions ↓
Tapewire entity
7097
SEC CIK
0001133062
Parsed reports
124

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202610
Jul 202600
Aug 202600
Sep 202630
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2020 Filed Sep 1, 2020 20:23 UTC PurchaseCOMMON STOCK 1,000 $8.49 $8,490.00
Disclosure

SEC source: 0001620010-20-000004 · primary_doc.xml · nonDerivative · entry 4

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

F1 · balance_after: Includes 13,000 shares which the Registered Person currently has the right to acquire.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:23 UTC PurchaseCOMMON STOCK 200 $8.29 $1,658.00
Disclosure

SEC source: 0001620010-20-000004 · primary_doc.xml · nonDerivative · entry 3

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · balance_after: Includes 13,000 shares which the Registered Person currently has the right to acquire.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:23 UTC PurchaseCOMMON STOCK 2,667 $8.40 $22,402.80
Disclosure

SEC source: 0001620010-20-000004 · primary_doc.xml · nonDerivative · entry 2

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,800

F1 · balance_after: Includes 13,000 shares which the Registered Person currently has the right to acquire.

Read SEC document
August 28, 2020 Filed Sep 1, 2020 20:23 UTC PurchaseCOMMON STOCK 2,133 $8.49 $18,109.17
Disclosure

SEC source: 0001620010-20-000004 · primary_doc.xml · nonDerivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,133

F1 · balance_after: Includes 13,000 shares which the Registered Person currently has the right to acquire.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 20:34 UTC PurchaseCOMMON STOCK 1,500 $8.31 $12,465.00
Disclosure

SEC source: 0001620010-20-000003 · primary_doc.xml · nonDerivative · entry 3

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · balance_after: Includes 13,000 shares which the Registered Person currently has the right to acquire.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:34 UTC PurchaseCOMMON STOCK 21 $8.31 $174.51
Disclosure

SEC source: 0001620010-20-000003 · primary_doc.xml · nonDerivative · entry 2

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,500

F1 · balance_after: Includes 13,000 shares which the Registered Person currently has the right to acquire.

Read SEC document
August 14, 2020 Filed Aug 18, 2020 20:34 UTC PurchaseCOMMON STOCK 200 $8.30 $1,660.00
Disclosure

SEC source: 0001620010-20-000003 · primary_doc.xml · nonDerivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,479

F1 · balance_after: Includes 13,000 shares which the Registered Person currently has the right to acquire.

Read SEC document
August 13, 2020 Filed Aug 13, 2020 20:55 UTC PurchaseCOMMON STOCK 1,000 $8.30 $8,300.00
Disclosure

SEC source: 0001620010-20-000002 · primary_doc.xml · nonDerivative · entry 6

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,279

F1 · balance_after: Includes 13,000 shares which the Reporting Person currently has the right to acquire.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:55 UTC PurchaseCOMMON STOCK 150 $8.49 $1,273.50
Disclosure

SEC source: 0001620010-20-000002 · primary_doc.xml · nonDerivative · entry 5

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,279

F1 · balance_after: Includes 13,000 shares which the Reporting Person currently has the right to acquire.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:55 UTC PurchaseCOMMON STOCK 600 $8.49 $5,094.00
Disclosure

SEC source: 0001620010-20-000002 · primary_doc.xml · nonDerivative · entry 4

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,129

F1 · balance_after: Includes 13,000 shares which the Reporting Person currently has the right to acquire.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:55 UTC PurchaseCOMMON STOCK 100 $8.90 $890.00
Disclosure

SEC source: 0001620010-20-000002 · primary_doc.xml · nonDerivative · entry 3

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,529

F1 · balance_after: Includes 13,000 shares which the Reporting Person currently has the right to acquire.

Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:55 UTC PurchaseCOMMON STOCK 100 $8.49 $849.00
Disclosure

SEC source: 0001620010-20-000002 · primary_doc.xml · nonDerivative · entry 2

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,429

F1 · balance_after: Includes 13,000 shares which the Reporting Person currently has the right to acquire.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 20:55 UTC PurchaseCOMMON STOCK 200 $8.49 $1,698.00
Disclosure

SEC source: 0001620010-20-000002 · primary_doc.xml · nonDerivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,329

F1 · balance_after: Includes 13,000 shares which the Reporting Person currently has the right to acquire.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 21:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 833 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001116354-19-000007 · primary_doc.xml · derivative · entry 6

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 833 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 21:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 833 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-19-000007 · primary_doc.xml · derivative · entry 5

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834

Underlying: Common Stock · 833 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 21:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,174 $0.00 Strike: $8.01 $0.00
Disclosure

SEC source: 0001116354-19-000007 · primary_doc.xml · derivative · entry 4

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,174 shares

Expires 2027-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 21:19 UTC Exercise / conversionCommon Stock 833 $7.75 $6,455.75
Disclosure

SEC source: 0001116354-19-000007 · primary_doc.xml · nonDerivative · entry 3

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Does not include 5,000 shares which will vest (subject to applicable vesting conditions) on 5/12/2020.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 21:19 UTC Exercise / conversionCommon Stock 833 $9.00 $7,497.00
Disclosure

SEC source: 0001116354-19-000007 · primary_doc.xml · nonDerivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Does not include 5,000 shares which will vest (subject to applicable vesting conditions) on 5/12/2020.

Read SEC document
October 18, 2019 Filed Oct 21, 2019 21:19 UTC Exercise / conversionCommon Stock 2,174 $8.01 $17,413.74
Disclosure

SEC source: 0001116354-19-000007 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Does not include 5,000 shares which will vest (subject to applicable vesting conditions) on 5/12/2020.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:48 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-19-000005 · primary_doc.xml · derivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2029-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2020, 833 shares vest and become exercisable on October 1, 2021 and the remaining 833 shares vest and become exercisable on October 1, 2022.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:36 UTC
Gonzalez John Joseph IIDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-19-000004 · primary_doc.xml · derivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2029-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2020, 833 shares vest and become exercisable on October 1, 2021 and the remaining 833 shares vest and become exercisable on October 1, 2022.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 16:55 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-19-000006 · primary_doc.xml · derivative · entry 1

MELSEN GREGORY J · CIK 0001194908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2029-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2020, 833 shares vest and become exercisable on October 1, 2021 and the remaining 833 shares vest and become exercisable on October 1, 2022.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 833 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-19-000002 · primary_doc.xml · derivative · entry 5

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 833 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,778 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-19-000002 · primary_doc.xml · derivative · entry 4

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,778 shares

Expires 2027-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:42 UTC Exercise / conversionStock Option (right to buy) · Derivative 4,350 $0.00 Strike: $8.01 $0.00
Disclosure

SEC source: 0001116354-19-000002 · primary_doc.xml · derivative · entry 3

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,174

Underlying: Common Stock · 4,350 shares

Expires 2027-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:42 UTC Exercise / conversionCommon Stock 3,611 $9.00 $32,499.00
Disclosure

SEC source: 0001116354-19-000002 · primary_doc.xml · nonDerivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Does not include 5,000 shares which will vest (subject to vesting conditions) on 5/12/2020

Read SEC document
June 04, 2019 Filed Jun 6, 2019 16:42 UTC Exercise / conversionCommon Stock 4,350 $8.01 $34,843.50
Disclosure

SEC source: 0001116354-19-000002 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Does not include 5,000 shares which will vest (subject to vesting conditions) on 5/12/2020

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:39 UTC GrantStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001116354-18-000004 · primary_doc.xml · derivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2019, 833 shares vest and become exercisable on October 1, 2020 and the remaining 833 shares vest and become exercisable on October 1, 2021.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 17:25 UTC GrantStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001116354-18-000003 · primary_doc.xml · derivative · entry 1

MELSEN GREGORY J · CIK 0001194908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2019, 833 shares vest and become exercisable on October 1, 2020 and the remaining 833 shares vest and become exercisable on October 1, 2021.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 16:59 UTC GrantStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001116354-18-000002 · primary_doc.xml · derivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2028-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2019, 833 shares vest and become exercisable on October 1, 2020 and the remaining 833 shares vest and become exercisable on October 1, 2021.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 18:08 UTC
Schulte DominiqueDirector · 10% owner
ConversionWarrants to Purchase Common Stock · Derivative 250,000 $4.00 Strike: $4.00 $1,000,000.00
Disclosure

SEC source: 0001116354-18-000001 · primary_doc.xml · derivative · entry 2

Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner

Schulte Dominique · CIK 0001591503 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2018-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On 10/30/2013, the Reporting Persons acquired Warrants to purchase 12,500,000 shares of the Issuer's Common Stock for an exercise price of $0.08 per share. Following the Issuer's 04/15/2015 50:1 reverse stock split, the Warrants provided the right to acquire 250,000 shares of the Issuer's Common Stock for an exercise price of $4.00 per share.

F1 · shares: On 10/30/2013, the Reporting Persons acquired Warrants to purchase 12,500,000 shares of the Issuer's Common Stock for an exercise price of $0.08 per share. Following the Issuer's 04/15/2015 50:1 reverse stock split, the Warrants provided the right to acquire 250,000 shares of the Issuer's Common Stock for an exercise price of $4.00 per share.

F1 · price: On 10/30/2013, the Reporting Persons acquired Warrants to purchase 12,500,000 shares of the Issuer's Common Stock for an exercise price of $0.08 per share. Following the Issuer's 04/15/2015 50:1 reverse stock split, the Warrants provided the right to acquire 250,000 shares of the Issuer's Common Stock for an exercise price of $4.00 per share.

F1 · derivative.underlying_shares: On 10/30/2013, the Reporting Persons acquired Warrants to purchase 12,500,000 shares of the Issuer's Common Stock for an exercise price of $0.08 per share. Following the Issuer's 04/15/2015 50:1 reverse stock split, the Warrants provided the right to acquire 250,000 shares of the Issuer's Common Stock for an exercise price of $4.00 per share.

Read SEC document
September 28, 2018 Filed Sep 28, 2018 18:08 UTC
Schulte DominiqueDirector · 10% owner
ConversionCommon Stock 250,000 $4.00 $1,000,000.00
Disclosure

SEC source: 0001116354-18-000001 · primary_doc.xml · nonDerivative · entry 1

Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner

Schulte Dominique · CIK 0001591503 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 16:30 UTC PurchaseCOMMON STOCK 1,000 $8.25 $8,250.00
Disclosure

SEC source: 0001620010-18-000002 · primary_doc.xml · nonDerivative · entry 2

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,129

F1 · balance_after: Includes 13,000 shares which the Reporting Person currently has the right to acquire.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 16:30 UTC PurchaseCOMMON STOCK 1,000 $8.25 $8,250.00
Disclosure

SEC source: 0001620010-18-000002 · primary_doc.xml · nonDerivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,129

F1 · balance_after: Includes 13,000 shares which the Reporting Person currently has the right to acquire.

Read SEC document
February 06, 2018 Filed Feb 8, 2018 19:32 UTC GrantStock Option (right to buy) · Derivative 1,875 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0001192482-18-000081 · edgar.xml · derivative · entry 1

MELSEN GREGORY J · CIK 0001194908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires 2028-02-06

F1 · derivative.exercise_date: The time based stock options will vest on February 6, 2019, subject to the reporting person's continued service with the Company.

Read SEC document
October 01, 2017 Filed Jun 4, 2019 20:05 UTC GrantStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-19-000001 · primary_doc.xml · derivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2027-10-01

F2 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, the options vest and become exercisable in three tranches: for 833 shares on 10/1/2018; for 833 shares on 10/1/2019; and for 834 shares on 10/1/2020 (in each instance together with the options which have previously vested).

Read SEC document
October 01, 2017 Filed Jun 4, 2019 20:05 UTC GrantStock Option (right to buy) · Derivative 2,778 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-19-000001 · primary_doc.xml · derivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Common Stock · 2,778 shares

Expires 2027-10-01

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, the options vest and become exercisable in two tranches: for 2,175 shares on 10/1/2017; and for 926 shares on 10/1/2018 (in each instance together with the options which have previously vested).

Read SEC document
May 12, 2017 Filed May 15, 2017 18:47 UTC GrantCommon Stock Purchase Option (right to buy) · Derivative 6,524 $0.00 Strike: $8.01 $0.00
Disclosure

SEC source: 0001116354-17-000013 · primary_doc.xml · derivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,524

Underlying: Common Stock · 6,524 shares

Expires 2027-05-12

F2 · derivative.exercise_date: The options vest and become exercisable in three tranches: for 2,175 shares on 10/1/2017; for 2,175 shares on 10/1/2018; and for 2,174 shares on 10/1/2019 (in each instance together with the options which have previously vested).

Read SEC document
May 12, 2017 Filed May 15, 2017 18:47 UTC GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001116354-17-000013 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The shares vest in three tranches: 5,000 shares on 10/1/2017; 5,000 shares on 10/1/2018; and 5,000 shares on 10/1/2019 (in each instance together with the shares which have previously vested).

Read SEC document
May 12, 2017 Filed May 15, 2017 16:52 UTC GrantCommon Stock Purchase Option (right to buy) · Derivative 8,000 $0.00 Strike: $8.01 $0.00
Disclosure

SEC source: 0001116354-17-000011 · primary_doc.xml · derivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2027-05-12

Read SEC document
May 12, 2017 Filed May 15, 2017 17:31 UTC GrantCommon Stock Purchase Option (right to buy) · Derivative 3,121 $0.00 Strike: $8.01 $0.00
Disclosure

SEC source: 0001116354-17-000012 · primary_doc.xml · derivative · entry 1

PLA CARLOS · CIK 0001702843 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,121

Underlying: Common Stock · 3,121 shares

Expires 2027-05-12

F1 · derivative.exercise_date: The options vest and become exercisable in three tranches: for 1,041 shares on 05/12/2018; for 1,040 shares on 05/12/2019; and for 1,040 shares on 05/12/2020 (in each instance together with the options which have previously vested).

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:28 UTC PurchaseCommon Stock 15,000 $12.00 $180,000.00
Disclosure

SEC source: 0001116354-17-000006 · primary_doc.xml · nonDerivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,462

F1 · balance_after: Includes 3,333 shares which the Reporting Person currently has the right to acquire.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:09 UTC
Schulte DominiqueDirector · 10% owner
PurchaseCommon Stock 43,800 $12.00 $525,600.00
Disclosure

SEC source: 0001116354-17-000005 · primary_doc.xml · nonDerivative · entry 1

Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner

Schulte Dominique · CIK 0001591503 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,646

F1 · balance_after: Includes 250,000 shares which the Reporting Person currently has the right to acquire. Numbers reflect a 50:1 reverse stock split effected on 04/15/2015.

Read SEC document
March 31, 2017 Filed Apr 19, 2017 20:03 UTC SaleCommon Stock 100,000 $12.00 $1,200,000.00
Disclosure

SEC source: 0001116354-17-000009 · primary_doc.xml · nonDerivative · entry 1

Jannello James N · CIK 0001503669 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
February 03, 2017 Filed Feb 3, 2017 17:26 UTC PurchaseCommon Stock 10,000 $6.00 $60,000.00
Disclosure

SEC source: 0001116354-17-000002 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
September 02, 2016 Filed Sep 6, 2016 16:57 UTC PurchaseCommon Stock 1,000 $6.00 $6,000.00
Disclosure

SEC source: 0001116354-16-000017 · primary_doc.xml · nonDerivative · entry 1

Aronson Brian · CIK 0001676764 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

F1 · ownership.direct: The shares were purchased in the Reporting Person's self-directed IRA.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.