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OTC · USD

JANL

JANEL CORP

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Tapewire entity
7097
SEC CIK
0001133062
Parsed reports
124

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202610
Jul 202600
Aug 202600
Sep 202630
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 11, 2022 Filed Aug 15, 2022 16:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001116354-22-000023 · primary_doc.xml · derivative · entry 5

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in three cumulative tranches from and after 10/01/2019, 10/01/2020 and 10/01/2021.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 16:01 UTC Tax withholdingCommon Stock 931 $45.00 $41,895.00
Disclosure

SEC source: 0001116354-22-000023 · primary_doc.xml · nonDerivative · entry 4

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,070

Read SEC document
August 11, 2022 Filed Aug 15, 2022 16:01 UTC Exercise / conversionCommon Stock 834 $9.00 $7,506.00
Disclosure

SEC source: 0001116354-22-000023 · primary_doc.xml · nonDerivative · entry 3

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 16:01 UTC Exercise / conversionCommon Stock 1,667 $9.00 $15,003.00
Disclosure

SEC source: 0001116354-22-000023 · primary_doc.xml · nonDerivative · entry 2

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 16:01 UTC Exercise / conversionCommon Stock 2,500 $7.75 $19,375.00
Disclosure

SEC source: 0001116354-22-000023 · primary_doc.xml · nonDerivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2022 Filed Aug 12, 2022 18:16 UTC PurchaseCommon Stock 30,112 $45.00 $1,355,040.00
Disclosure

SEC source: 0001116354-22-000022 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,787

Read SEC document
August 10, 2022 Filed Aug 12, 2022 17:57 UTC
Eidinger John10% owner
PurchaseCommon Stock 16,000 $45.00 $720,000.00
Disclosure

SEC source: 0001116354-22-000021 · primary_doc.xml · nonDerivative · entry 1

Eidinger John · CIK 0001823329 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,704

Read SEC document
August 10, 2022 Filed Aug 12, 2022 17:35 UTC
Schulte DominiqueDirector · 10% owner
PurchaseCommon Stock 6,033 $45.00 $271,485.00
Disclosure

SEC source: 0001116354-22-000020 · primary_doc.xml · nonDerivative · entry 2

Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner

Schulte Dominique · CIK 0001591503 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,793

Read SEC document
August 10, 2022 Filed Aug 12, 2022 17:35 UTC
Schulte DominiqueDirector · 10% owner
PurchaseCommon Stock 30,113 $45.00 $1,355,085.00
Disclosure

SEC source: 0001116354-22-000020 · primary_doc.xml · nonDerivative · entry 1

Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner

Schulte Dominique · CIK 0001591503 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,760

Read SEC document
August 10, 2022 Filed Aug 12, 2022 17:24 UTC PurchaseCommon Stock 3,333 $45.00 $149,985.00
Disclosure

SEC source: 0001116354-22-000019 · primary_doc.xml · nonDerivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,333

Read SEC document
August 10, 2022 Filed Aug 12, 2022 16:22 UTC PurchaseCommon Stock 4,444 $45.00 $199,980.00
Disclosure

SEC source: 0001116354-22-000018 · primary_doc.xml · nonDerivative · entry 1

Miller Ryan Karen · CIK 0001887454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,444

Read SEC document
August 10, 2022 Filed Aug 12, 2022 15:01 UTC PurchaseCommon Stock 665 $45.00 $29,925.00
Disclosure

SEC source: 0001116354-22-000017 · primary_doc.xml · nonDerivative · entry 1

Verde Vincent · CIK 0001740437 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665

Read SEC document
August 03, 2022 Filed Aug 4, 2022 13:43 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $8.01 $0.00
Disclosure

SEC source: 0001116354-22-000016 · primary_doc.xml · derivative · entry 2

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2027-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 13:43 UTC Exercise / conversionCommon Stock 8,000 $8.01 $64,080.00
Disclosure

SEC source: 0001116354-22-000016 · primary_doc.xml · nonDerivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The shares reported in this report as being acquired have already been included in previous reports in the amount of securities beneficially owned by the Reporting Person, in accordance with Rule 16d-3.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:54 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001116354-22-000014 · primary_doc.xml · derivative · entry 2

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: No expiration date.

Read SEC document
August 01, 2022 Filed Aug 2, 2022 21:54 UTC Exercise / conversionCommon Stock 12,500 $4.25 $53,062.50
Disclosure

SEC source: 0001116354-22-000014 · primary_doc.xml · nonDerivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2022 Filed Apr 1, 2022 19:31 UTC
Eidinger John10% owner
OtherCommon Stock 65,205 $47.00 $3,064,635.00
Disclosure

SEC source: 0001116354-22-000011 · primary_doc.xml · nonDerivative · entry 1

Eidinger John · CIK 0001823329 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,704

F1 · kind: The Reporting Person held 4,904 shares of the Issuer's Series C Cumulative Preferred Stock with an original issuance price of $2,452,500 plus accrued dividends of $612,148. The Reporting Person agreed to surrender his shares of Series C Cumulative Preferred Stock plus the accrued dividends in exchange for shares of the Issuer's Common Stock valued at $47.00, the closing price for the Common Stock on March 30, 2022.

F1 · price: The Reporting Person held 4,904 shares of the Issuer's Series C Cumulative Preferred Stock with an original issuance price of $2,452,500 plus accrued dividends of $612,148. The Reporting Person agreed to surrender his shares of Series C Cumulative Preferred Stock plus the accrued dividends in exchange for shares of the Issuer's Common Stock valued at $47.00, the closing price for the Common Stock on March 30, 2022.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 14:42 UTC PurchaseCommon Stock 195 $46.00 $8,970.00
Disclosure

SEC source: 0001116354-22-000007 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,675

Read SEC document
February 16, 2022 Filed Feb 18, 2022 19:36 UTC PurchaseCommon Stock 200 $41.00 $8,200.00
Disclosure

SEC source: 0001116354-22-000006 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,480

Read SEC document
February 15, 2022 Filed Feb 16, 2022 16:32 UTC PurchaseCommon Stock 125 $40.00 $5,000.00
Disclosure

SEC source: 0001116354-22-000004 · primary_doc.xml · nonDerivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,280

Read SEC document
February 14, 2022 Filed Feb 16, 2022 16:32 UTC PurchaseCommon Stock 2,766 $36.00 $99,576.00
Disclosure

SEC source: 0001116354-22-000004 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,155

Read SEC document
February 07, 2022 Filed Feb 9, 2022 16:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $4.50 $0.00
Disclosure

SEC source: 0001116354-22-000003 · primary_doc.xml · derivative · entry 2

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As adjusted for 50:1 reverse stock split effected in 2015.

F1 · derivative.exercise_date: Exercisable in three cumulative tranches from and after 12/29/2015, 12/29/2016 and 12/29/2017, respectively.

F2 · derivative.underlying_shares: As adjusted for 50:1 reverse stock split effected in 2015.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 16:22 UTC Exercise / conversionCommon Stock 5,000 $4.50 $22,500.00
Disclosure

SEC source: 0001116354-22-000003 · primary_doc.xml · nonDerivative · entry 1

KILLACKEY BRENDAN JAMES · CIK 0001620010 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: In accordance with Rule 13d-3: (i) the shares reported in this report as acquired have previously been included in the amount of securities beneficially owned by the Reporting Person; and (ii) the total reported as beneficially owned includes 8,000 shares that the Reporting Person currently has the right to acquire.

Read SEC document
January 17, 2022 Filed Jan 18, 2022 20:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001116354-22-000002 · primary_doc.xml · derivative · entry 2

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: No expiration daate.

Read SEC document
January 17, 2022 Filed Jan 18, 2022 20:05 UTC Exercise / conversionCommon Stock 12,500 $4.25 $53,062.50
Disclosure

SEC source: 0001116354-22-000002 · primary_doc.xml · nonDerivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 12, 2021 17:17 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $4.25 $0.00
Disclosure

SEC source: 0001116354-21-000011 · primary_doc.xml · derivative · entry 2

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As adjusted for 2015 50:1 reverse stock split.

F1 · derivative.expiration_date: No expiration date.

F2 · balance_after: As adjusted for 2015 50:1 reverse stock split.

Read SEC document
October 05, 2021 Filed Oct 12, 2021 17:17 UTC PurchaseCommon Stock 15,000 $4.25 $63,675.00
Disclosure

SEC source: 0001116354-21-000011 · primary_doc.xml · nonDerivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Read SEC document
October 01, 2021 Filed Oct 5, 2021 19:28 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001116354-21-000009 · primary_doc.xml · derivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2031-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2022, 833 shares vest and become exercisable on October 1, 2023 and the remaining 833 shares vest and become exercisable on October 1, 2024.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 16:51 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001116354-21-000008 · primary_doc.xml · derivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2031-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2022, 833 shares vest and become exercisable on October 1, 2023 and the remaining 833 shares vest and become exercisable on October 1, 2024.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 16:45 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $23.00 $0.00
Disclosure

SEC source: 0001116354-21-000007 · primary_doc.xml · derivative · entry 1

MELSEN GREGORY J · CIK 0001194908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2031-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2022, 833 shares vest and become exercisable on October 1, 2023 and the remaining 833 shares vest and become exercisable on October 1, 2024.

Read SEC document
October 01, 2021 Filed Oct 13, 2021 20:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 834 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-21-000012 · primary_doc.xml · derivative · entry 6

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Underlying: Common Stock · 834 shares

Expires 2030-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 13, 2021 20:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 833 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-21-000012 · primary_doc.xml · derivative · entry 5

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833

Underlying: Common Stock · 833 shares

Expires 2029-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 13, 2021 20:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 833 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001116354-21-000012 · primary_doc.xml · derivative · entry 4

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 833 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 13, 2021 20:31 UTC Exercise / conversionCommon Stock 834 $9.00 $7,506.00
Disclosure

SEC source: 0001116354-21-000012 · primary_doc.xml · nonDerivative · entry 3

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 13, 2021 20:31 UTC Exercise / conversionCommon Stock 833 $9.00 $7,497.00
Disclosure

SEC source: 0001116354-21-000012 · primary_doc.xml · nonDerivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2021 Filed Oct 13, 2021 20:31 UTC Exercise / conversionCommon Stock 833 $7.75 $6,455.75
Disclosure

SEC source: 0001116354-21-000012 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Oct 4, 2021 15:56 UTC
Schulte DominiqueDirector · President and CEO · 10% owner
GrantSeries C Cumulative Preferred Stock 1,200 $500.00 $600,000.00
Disclosure

SEC source: 0001116354-21-000006 · primary_doc.xml · nonDerivative · entry 2

Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner

Schulte Dominique · CIK 0001591503 · Director · President and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,805.33

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:10 UTC PurchaseCommon Stock 2 $16.00 $32.00
Disclosure

SEC source: 0001116354-21-000004 · primary_doc.xml · nonDerivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,889

Read SEC document
February 25, 2021 Filed Mar 1, 2021 19:10 UTC PurchaseCommon Stock 584 $15.00 $8,760.00
Disclosure

SEC source: 0001116354-21-000004 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,887

Read SEC document
February 22, 2021 Filed Feb 24, 2021 19:52 UTC PurchaseCommon Stock 100 $13.94 $1,394.00
Disclosure

SEC source: 0001116354-21-000003 · primary_doc.xml · nonDerivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,303

Read SEC document
February 22, 2021 Filed Feb 24, 2021 19:52 UTC PurchaseCommon Stock 600 $14.00 $8,400.00
Disclosure

SEC source: 0001116354-21-000003 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,203

Read SEC document
February 18, 2021 Filed Feb 19, 2021 19:14 UTC PurchaseCommon Stock 2,200 $14.00 $30,800.00
Disclosure

SEC source: 0001116354-21-000001 · primary_doc.xml · nonDerivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,703

Read SEC document
February 18, 2021 Filed Feb 24, 2021 19:04 UTC Amendment PurchaseCommon Stock 2,200 $14.00 $30,800.00
Disclosure

SEC source: 0001116354-21-000002 · primary_doc.xml · nonDerivative · entry 2

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,603

Read SEC document
February 17, 2021 Filed Feb 19, 2021 19:14 UTC PurchaseCommon Stock 200 $14.00 $2,800.00
Disclosure

SEC source: 0001116354-21-000001 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,503

Read SEC document
February 17, 2021 Filed Feb 24, 2021 19:04 UTC Amendment PurchaseCommon Stock 100 $14.00 $1,400.00
Disclosure

SEC source: 0001116354-21-000002 · primary_doc.xml · nonDerivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,403

Read SEC document
October 01, 2020 Filed Oct 5, 2020 16:04 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-20-000004 · primary_doc.xml · derivative · entry 1

MELSEN GREGORY J · CIK 0001194908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2030-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2021, 833 shares vest and become exercisable on October 1, 2022 and the remaining 833 shares vest and become exercisable on October 1, 2023.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 15:44 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-20-000003 · primary_doc.xml · derivative · entry 1

van Kesteren Gerard · CIK 0001696354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2030-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2021, 833 shares vest and become exercisable on October 1, 2022 and the remaining 833 shares vest and become exercisable on October 1, 2023.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 15:29 UTC GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-20-000002 · primary_doc.xml · derivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2030-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2021, 833 shares vest and become exercisable on October 1, 2022 and the remaining 833 shares vest and become exercisable on October 1, 2023.

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October 01, 2020 Filed Oct 9, 2020 17:12 UTC Amendment
Gonzalez John Joseph IIDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 2,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001116354-20-000005 · primary_doc.xml · derivative · entry 1

Gonzalez John Joseph II · CIK 0001628862 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2030-10-01

F2 · price: The shares were granted in consideration for the Reporting Person's services to the Company.

F1 · derivative.exercise_date: Subject to the Reporting Person's continued service with the Company, 834 shares vest and become exercisable on October 1, 2021, 833 shares vest and become exercisable on October 1, 2022 and the remaining 833 shares vest and become exercisable on October 1, 2023.

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September 29, 2020 Filed Oct 4, 2021 15:56 UTC
Schulte DominiqueDirector · President and CEO · 10% owner
GrantSeries C Cumulative Preferred Stock 650 $500.00 $325,000.00
Disclosure

SEC source: 0001116354-21-000006 · primary_doc.xml · nonDerivative · entry 1

Oaxaca Group L.L.C. · CIK 0001590415 · 10% owner

Schulte Dominique · CIK 0001591503 · Director · President and CEO · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,605.33

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.