Tapewire

Nasdaq · USD

JAKK

JAKKS PACIFIC INC

Export transactions ↓
Tapewire entity
6006
SEC CIK
0001009829
Parsed reports
132

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2025 Filed Mar 24, 2025 23:44 UTC PurchaseCommon Stock 2,828 $25.99 $73,497.74
Disclosure

SEC source: 0001019056-25-000156 · rosen.xml · nonDerivative · entry 2

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,888,659

Read SEC document
March 24, 2025 Filed Mar 24, 2025 23:44 UTC PurchaseCommon Stock 159 $26.00 $4,134.00
Disclosure

SEC source: 0001019056-25-000156 · rosen.xml · nonDerivative · entry 1

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,885,831

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:06 UTC
Kimble John LouisChief Financial Officer
GrantRestricted Stock Unit ("RSU") · Derivative 29,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-25-000148 · ownership.xml · derivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,166

Underlying: Common Stock · 29,166 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: RSUs were issued as a performance award to be earned if vesting conditions are met. No consideration was paid by Reporting Person for issuance. The closing price of the Issuer's common stock for the trading day preceding the date of grant, as reported by NASDAQ, was $34.07.

F2 · derivative.exercise_date: RSUs will vest in 3 equal installments provided that certain market conditions as stipulated in Amendment No. 3 to the Employment Letter Agreement dated February 18, 2025 between Issuer and Reporting Person ("Amendment No. 3") are met. Any installment of the foregoing award of RSUs that has not vested by the period provided in Amendment No. 3 shall be forfeited.

F2 · derivative.expiration_date: RSUs will vest in 3 equal installments provided that certain market conditions as stipulated in Amendment No. 3 to the Employment Letter Agreement dated February 18, 2025 between Issuer and Reporting Person ("Amendment No. 3") are met. Any installment of the foregoing award of RSUs that has not vested by the period provided in Amendment No. 3 shall be forfeited.

F4 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.

F5 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
February 18, 2025 Filed Feb 20, 2025 22:05 UTC
BERMAN STEPHEN GDirector · Chairman, CEO, and Secretary
GrantRestricted Stock Unit ("RSU") · Derivative 83,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-25-000147 · ownership.xml · derivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · Chairman, CEO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,334

Underlying: Common Stock · 83,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Issued under Issuer's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: RSUs were issued as a performance award to be earned if vesting conditions are met. No consideration was paid by Reporting Person for issuance. The closing price of the Issuer's common stock for the trading day preceding the date of grant, as reported by NASDAQ, was $34.07.

F2 · derivative.exercise_date: RSUs will vest in 3 equal installments provided that certain market conditions as stipulated in Amendment No. 9 to the Second Amended and Restated Employment Agreement dated February 18, 2025 between Issuer and Reporting Person ("Amendment No. 9") are met. Any installment of the foregoing award of RSUs that has not vested by the period provided in Amendment No. 9 shall be forfeited.

F2 · derivative.expiration_date: RSUs will vest in 3 equal installments provided that certain market conditions as stipulated in Amendment No. 9 to the Second Amended and Restated Employment Agreement dated February 18, 2025 between Issuer and Reporting Person ("Amendment No. 9") are met. Any installment of the foregoing award of RSUs that has not vested by the period provided in Amendment No. 9 shall be forfeited.

F4 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by Issuer's Board of Directors.

F5 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
GrantRestricted Stock Unit ("RSU") · Derivative 32,415 $28.15 $912,482.25
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · derivative · entry 10

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,415

Underlying: Common Stock · 32,415 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 8,227 $28.15 $231,590.05
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · derivative · entry 9

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,454

Underlying: Common Stock · 8,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 16,079 $28.15 $452,623.85
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · derivative · entry 8

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,078

Underlying: Common Stock · 16,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 17,744 $28.15 $499,493.60
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · derivative · entry 7

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 4,647 $28.15 $130,813.05
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · nonDerivative · entry 6

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,173

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 8,450 $28.15 $237,867.50
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · nonDerivative · entry 5

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,820

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 9,324 $28.15 $262,470.60
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · nonDerivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,270

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 8,227 $28.15 $231,590.05
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · nonDerivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 16,079 $28.15 $452,623.85
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:25 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 17,744 $28.15 $499,493.60
Disclosure

SEC source: 0001185185-25-000010 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
GrantRestricted Stock Unit ("RSU") · Derivative 124,344 $28.15 $3,500,283.60
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 13

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,344

Underlying: Common Stock · 124,344 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 32,818 $28.15 $923,826.70
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 12

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,635

Underlying: Common Stock · 32,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 66,705 $28.15 $1,877,745.75
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 11

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,704

Underlying: Common Stock · 66,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 71,407 $28.15 $2,010,107.05
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 10

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 71,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 21,356 $28.15 $601,171.40
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · derivative · entry 9

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 17,570 $28.15 $494,595.50
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 8

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,042

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 35,053 $28.15 $986,741.95
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 7

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 324,612

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 37,524 $28.15 $1,056,300.60
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 6

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,665

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Tax withholdingCommon Stock 11,223 $28.15 $315,927.45
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 5

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,189

F4 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 32,818 $28.15 $923,826.70
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 4

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 66,705 $28.15 $1,877,745.75
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 3

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 71,407 $28.15 $2,010,107.05
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 2

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 23:24 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionCommon Stock 21,356 $28.15 $601,171.40
Disclosure

SEC source: 0001185185-25-000008 · ownership.xml · nonDerivative · entry 1

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 22:26 UTC
Kimble John LouisChief Financial Officer
SaleCommon Stock 48,253 $27.62 $1,332,747.86
Disclosure

SEC source: 0001185185-24-001171 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,544

F1 · shares: Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on May 20, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: Represents the average of the trading prices of the Company's common stock for the trading day.

Read SEC document
June 21, 2024 Filed Jun 24, 2024 15:48 UTC PurchaseCommon Stock 6,000 $17.64 $105,840.00
Disclosure

SEC source: 0001019056-24-000204 · rosen.xml · nonDerivative · entry 3

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,885,672

Read SEC document
June 21, 2024 Filed Jun 24, 2024 15:48 UTC PurchaseCommon Stock 511 $17.59 $8,988.49
Disclosure

SEC source: 0001019056-24-000204 · rosen.xml · nonDerivative · entry 2

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,879,672

Read SEC document
June 21, 2024 Filed Jun 24, 2024 15:48 UTC PurchaseCommon Stock 3,577 $17.47 $62,490.19
Disclosure

SEC source: 0001019056-24-000204 · rosen.xml · nonDerivative · entry 1

Rosen Lawrence I · CIK 0001759132 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,879,161

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:37 UTC
Kimble John LouisChief Financial Officer
Disposition to issuerRestricted Stock Unit ("RSU") · Derivative 7,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-24-000215 · ownership.xml · derivative · entry 7

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,515 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting.

F4 · price: Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:37 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 7,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-24-000215 · ownership.xml · derivative · entry 6

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting.

F4 · price: Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:37 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 15,060 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-24-000215 · ownership.xml · derivative · entry 5

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting.

F4 · price: Issued at no cost as potential additional compensation under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting and will convert into common stock automatically upon vesting.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:37 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 3,907 $25.63 $100,136.41
Disclosure

SEC source: 0001185185-24-000215 · ownership.xml · nonDerivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,797

F5 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:37 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 7,815 $25.63 $200,298.45
Disclosure

SEC source: 0001185185-24-000215 · ownership.xml · nonDerivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,704

F5 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:37 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 7,515 $25.63 $192,609.45
Disclosure

SEC source: 0001185185-24-000215 · ownership.xml · nonDerivative · entry 2

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 23:37 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 15,030 $25.63 $385,218.90
Disclosure

SEC source: 0001185185-24-000215 · ownership.xml · nonDerivative · entry 1

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing, pursuant to which, the vesting could not be determined until March 5, 2024.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date it was determined that it vested, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
GrantRestricted Stock Unit ("RSU") · Derivative 24,681 $35.55 $877,409.55
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · derivative · entry 10

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,681

Underlying: Common Stock · 24,681 shares

Expires not disclosed

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F8 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F7 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on January 1, 2025. The Reporting Person must be employed by Issuer for an RSU to vest.

F7 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on January 1, 2025. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 16,079 $35.55 $571,608.45
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · derivative · entry 9

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,157

Underlying: Common Stock · 16,079 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 17,743 $35.55 $630,763.65
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · derivative · entry 8

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,743

Underlying: Common Stock · 17,743 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F6 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 8,465 $35.55 $300,930.75
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · nonDerivative · entry 6

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,974

F5 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 16,079 $35.55 $571,608.45
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · nonDerivative · entry 5

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Tax withholdingCommon Stock 9,342 $35.55 $332,108.10
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · nonDerivative · entry 4

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,361

F5 · shares: Represents the number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported Restricted Stock Unit Agreement by and between the Holder and the Issuer and as approved by the Compensation Committee of the Issuer's Board of Directors.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:24 UTC
Kimble John LouisChief Financial Officer
Exercise / conversionCommon Stock 17,743 $35.55 $630,763.65
Disclosure

SEC source: 0001185185-24-000026 · ownership.xml · nonDerivative · entry 3

Kimble John Louis · CIK 0001795096 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
GrantRestricted Stock Unit ("RSU") · Derivative 98,453 $35.55 $3,500,004.15
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 13

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,453

Underlying: Common Stock · 98,453 shares

Expires not disclosed

F5 · derivative.exercise_price: Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.

F7 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.

F6 · derivative.exercise_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F6 · derivative.expiration_date: RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of the grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 66,705 $35.55 $2,371,362.75
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 12

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,409

Underlying: Common Stock · 71,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 71,406 $35.55 $2,538,483.30
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 11

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,407

Underlying: Common Stock · 71,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 21,355 $35.55 $759,170.25
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 10

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,355

Underlying: Common Stock · 21,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:22 UTC
BERMAN STEPHEN GDirector · CEO, President and Secretary
Exercise / conversionRestricted Stock Unit ("RSU") · Derivative 13,204 $35.55 $469,402.20
Disclosure

SEC source: 0001185185-24-000024 · ownership.xml · derivative · entry 9

BERMAN STEPHEN G · CIK 0001275342 · Director · CEO, President and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Vested according to the terms of the RSU described in a previous filing.

F3 · price: Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.

F1 · derivative.exercise_date: Vested according to the terms of the RSU described in a previous filing.

F1 · derivative.expiration_date: Vested according to the terms of the RSU described in a previous filing.

F2 · balance_after: Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.

F8 · balance_after: Does not include additional RSUs previously granted and reported with different vesting terms.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.