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NYSE · USD

IVZ

Invesco Ltd.

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Tapewire entity
125
SEC CIK
0000914208
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Tax withholdingCommon Shares 4,104 $15.92 $65,335.68
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · nonDerivative · entry 4

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,352

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionCommon Shares 8,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · nonDerivative · entry 3

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Tax withholdingCommon Shares 7,099 $15.92 $113,016.08
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · nonDerivative · entry 2

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,725

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:55 UTC
Sharp Douglas JSenior Managing Director
Exercise / conversionCommon Shares 15,104 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048056 · doc4.xml · nonDerivative · entry 1

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:49 UTC
Schlossberg AndrewDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 14,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048054 · doc4.xml · derivative · entry 6

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:49 UTC
Schlossberg AndrewDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 23,698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048054 · doc4.xml · derivative · entry 5

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,698

Underlying: Common Shares · 23,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:49 UTC
Schlossberg AndrewDirector · President and CEO
Tax withholdingCommon Shares 6,370 $15.92 $101,410.40
Disclosure

SEC source: 0001209191-23-048054 · doc4.xml · nonDerivative · entry 4

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 802,056

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:49 UTC
Schlossberg AndrewDirector · President and CEO
Exercise / conversionCommon Shares 14,124 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048054 · doc4.xml · nonDerivative · entry 3

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:49 UTC
Schlossberg AndrewDirector · President and CEO
Tax withholdingCommon Shares 10,688 $15.92 $170,152.96
Disclosure

SEC source: 0001209191-23-048054 · doc4.xml · nonDerivative · entry 2

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,302

Read SEC document
August 31, 2023 Filed Sep 5, 2023 13:49 UTC
Schlossberg AndrewDirector · President and CEO
Exercise / conversionCommon Shares 23,698 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048054 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 12:01 UTC
Wong TonySenior Managing Director
OtherCommon Shares 417 $14.38 $5,996.46
Disclosure

SEC source: 0001209191-23-041979 · doc4.xml · nonDerivative · entry 1

Wong Tony · CIK 0001965402 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,371

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:43 UTC
Sharp Douglas JSenior Managing Director
GrantRestricted Stock Units · Derivative 116,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040665 · doc4.xml · derivative · entry 1

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,754

Underlying: Common Shares · 116,754 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments on the anniversary of the grant date and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments on the anniversary of the grant date and expire upon the employee's termination of employment.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:37 UTC
Lo Andrew Tak ShingSenior Managing Director
GrantRestricted Stock Units · Derivative 116,754 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040659 · doc4.xml · derivative · entry 1

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,754

Underlying: Common Shares · 116,754 shares

Expires not disclosed

F1 · security: The Restricted Stock Unit represents a contingent right to receive on Common Share oof Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the third anniversary of the grant date and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the third anniversary of the grant date and expire upon the employee's termination of employment.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:30 UTC
Schlossberg AndrewDirector · President and CEO
GrantCommon Shares 350,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040652 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,292

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:28 UTC
DUKES LAURA ALLISONChief Financial Officer
GrantCommon Shares 116,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040650 · doc4.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 377,374

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:26 UTC
Krevitt JenniferSMD & Chief HR Officer
GrantCommon Shares 58,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040648 · doc4.xml · nonDerivative · entry 1

Krevitt Jennifer · CIK 0001910429 · SMD & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,120

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:25 UTC
Giuliano Mark FSMD & Chief Adm Officer
GrantCommon Shares 58,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040646 · doc4.xml · nonDerivative · entry 1

Giuliano Mark F · CIK 0001760074 · SMD & Chief Adm Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 180,375

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:23 UTC
Kupor Jeffrey HSenior Managing Director
GrantCommon Shares 58,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040644 · doc4.xml · nonDerivative · entry 1

Kupor Jeffrey H · CIK 0001736431 · Senior Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,109

Read SEC document
May 15, 2023 Filed May 17, 2023 20:32 UTC
Beshar SarahDirector
GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030204 · doc4.xml · nonDerivative · entry 1

Beshar Sarah · CIK 0001706784 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,352.398

Read SEC document
May 15, 2023 Filed May 17, 2023 20:30 UTC
DUKES LAURA ALLISONChief Financial Officer
Tax withholdingCommon Shares 25,243 $15.21 $383,946.03
Disclosure

SEC source: 0001209191-23-030199 · doc4.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,620

Read SEC document
May 15, 2023 Filed May 17, 2023 20:29 UTC GrantCommon Shares 14,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030191 · doc4.xml · nonDerivative · entry 1

GIBBONS THOMAS P · CIK 0001209479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,407

Read SEC document
May 15, 2023 Filed May 17, 2023 20:30 UTC GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030194 · doc4.xml · nonDerivative · entry 1

Finke Thomas M · CIK 0001363651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,443

Read SEC document
May 15, 2023 Filed May 17, 2023 20:26 UTC GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030186 · doc4.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,975

Read SEC document
May 15, 2023 Filed May 17, 2023 20:28 UTC GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030190 · doc4.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,289

Read SEC document
May 15, 2023 Filed May 17, 2023 20:25 UTC Exercise / conversionRestricted Stock Units · Derivative 10,930 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030179 · doc4.xml · derivative · entry 3

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,930 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:25 UTC GrantRestricted Stock Units · Derivative 12,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030179 · doc4.xml · derivative · entry 2

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,820

Underlying: Common Shares · 12,820 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:25 UTC Exercise / conversionCommon Shares 10,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030179 · doc4.xml · nonDerivative · entry 1

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:23 UTC GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030174 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,173

Read SEC document
May 15, 2023 Filed May 17, 2023 20:22 UTC GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030171 · doc4.xml · nonDerivative · entry 1

Tolliver Paula · CIK 0001756360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,272

Read SEC document
May 15, 2023 Filed May 17, 2023 20:21 UTC GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030169 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,075

Read SEC document
May 15, 2023 Filed May 17, 2023 20:18 UTC GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030159 · doc4.xml · nonDerivative · entry 1

WOMACK CHRISTOPHER C · CIK 0001195423 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,122

Read SEC document
May 15, 2023 Filed May 17, 2023 20:17 UTC GrantCommon Shares 12,820 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030156 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,316.157

Read SEC document
March 15, 2023 Filed Mar 17, 2023 20:09 UTC GrantCommon Shares 3,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-019610 · doc4.xml · nonDerivative · entry 1

Johnson Elizabeth S. · CIK 0001800698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:13 UTC
FLANAGAN MARTIN LDirector · President & CEO
SaleCommon Shares 232,413 $17.43 $4,050,958.59
Disclosure

SEC source: 0001209191-23-014625 · doc4.xml · nonDerivative · entry 4

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,584

F1 · price: Reflects the weighted average sale price. Common shares were sold in multiple transactions at prices ranging from $17.30 to $17.55 per share. The reporting person undertakes to provide upon request of the SEC staff, the issuer or its shareholders full information regarding individual trades.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:55 UTC
Wong TonySenior Managing Director
Tax withholdingCommon Shares 8,191 $17.66 $144,653.06
Disclosure

SEC source: 0001209191-23-014771 · doc4.xml · nonDerivative · entry 2

Wong Tony · CIK 0001965402 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,954

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:55 UTC
Wong TonySenior Managing Director
GrantCommon Shares 16,957 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014771 · doc4.xml · nonDerivative · entry 1

Wong Tony · CIK 0001965402 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,145

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:46 UTC
Vacheron TerryChief Accounting Officer
Tax withholdingCommon Shares 520 $17.66 $9,183.20
Disclosure

SEC source: 0001209191-23-014746 · doc4.xml · nonDerivative · entry 2

Vacheron Terry · CIK 0001918146 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,972

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:46 UTC
Vacheron TerryChief Accounting Officer
GrantCommon Shares 7,361 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014746 · doc4.xml · nonDerivative · entry 1

Vacheron Terry · CIK 0001918146 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,492

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
GrantRestricted Stock Units · Derivative 57,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · derivative · entry 10

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,332

Underlying: Common Shares · 57,332 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 16,478 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · derivative · entry 9

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,435

Underlying: Common Shares · 16,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 13,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · derivative · entry 8

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,244

Underlying: Common Shares · 13,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 25,537 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · derivative · entry 7

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,538

Underlying: Common Shares · 25,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 17,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · derivative · entry 6

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 17,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 16,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · nonDerivative · entry 5

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 13,122 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · nonDerivative · entry 4

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 70,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · nonDerivative · entry 3

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 25,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · nonDerivative · entry 2

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2023 Filed Mar 2, 2023 21:43 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 17,631 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014740 · doc4.xml · nonDerivative · entry 1

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2023 Filed Mar 2, 2023 21:40 UTC
Sharp Douglas JSenior Managing Director
GrantRestricted Stock Units · Derivative 47,565 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-014726 · doc4.xml · derivative · entry 3

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,565

Underlying: Common Shares · 47,565 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

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February 28, 2023 Filed Mar 2, 2023 21:40 UTC
Sharp Douglas JSenior Managing Director
Tax withholdingCommon Shares 22,830 $17.66 $403,177.80
Disclosure

SEC source: 0001209191-23-014726 · doc4.xml · nonDerivative · entry 2

Sharp Douglas J · CIK 0001764168 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,720

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.