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IVZ

Invesco Ltd.

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125
SEC CIK
0000914208
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497

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202605
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2017 Filed Mar 2, 2017 21:56 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 10,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 5

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:56 UTC
Lo Andrew Tak ShingSenior Managing Director
GrantCommon Shares 4,592 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 4

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,225

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:56 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 14,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 3

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:56 UTC
Lo Andrew Tak ShingSenior Managing Director
GrantCommon Shares 4,899 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 2

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,056

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:56 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 15,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016743 · doc4.xml · nonDerivative · entry 1

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:54 UTC
FLANAGAN MARTIN LDirector · President & CEO
Tax withholdingCommon Shares 89,241 $32.19 $2,872,667.79
Disclosure

SEC source: 0001209191-17-016732 · doc4.xml · nonDerivative · entry 5

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,156

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:54 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 25,624 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016732 · doc4.xml · nonDerivative · entry 4

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,397

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:54 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 17,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016732 · doc4.xml · nonDerivative · entry 3

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 690,773

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:54 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 19,177 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016732 · doc4.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,521

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:54 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 159,948 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016732 · doc4.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,344

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:52 UTC
Ellis Roderick G.H.Chief Accounting Officer
Tax withholdingCommon Shares 4,035 $32.19 $129,886.65
Disclosure

SEC source: 0001209191-17-016723 · doc4.xml · nonDerivative · entry 2

Ellis Roderick G.H. · CIK 0001518396 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,064

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:52 UTC
Ellis Roderick G.H.Chief Accounting Officer
GrantCommon Shares 11,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016723 · doc4.xml · nonDerivative · entry 1

Ellis Roderick G.H. · CIK 0001518396 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,099

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:49 UTC
CAROME KEVIN MSMD and General Counsel
Tax withholdingCommon Shares 23,323 $32.19 $750,767.37
Disclosure

SEC source: 0001209191-17-016712 · doc4.xml · nonDerivative · entry 5

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,859

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:49 UTC
CAROME KEVIN MSMD and General Counsel
GrantCommon Shares 4,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016712 · doc4.xml · nonDerivative · entry 4

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,182

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:49 UTC
CAROME KEVIN MSMD and General Counsel
GrantCommon Shares 2,843 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016712 · doc4.xml · nonDerivative · entry 3

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,837

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:49 UTC
CAROME KEVIN MSMD and General Counsel
GrantCommon Shares 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016712 · doc4.xml · nonDerivative · entry 2

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,994

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:49 UTC
CAROME KEVIN MSMD and General Counsel
GrantCommon Shares 30,079 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016712 · doc4.xml · nonDerivative · entry 1

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 503,494

Read SEC document
January 27, 2017 Filed Jan 30, 2017 22:13 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006190 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,214.126

F1 · balance_after: Includes 199.079 Common Shares acquired via dividend reinvestment.

Read SEC document
January 27, 2017 Filed Jan 30, 2017 22:10 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006185 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,582

Read SEC document
January 27, 2017 Filed Jan 30, 2017 22:08 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006179 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,680

Read SEC document
January 27, 2017 Filed Jan 30, 2017 22:02 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006173 · doc4.xml · nonDerivative · entry 1

LAWRENCE EDWARD P · CIK 0001010912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,746

Read SEC document
January 27, 2017 Filed Jan 30, 2017 22:00 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006169 · doc4.xml · nonDerivative · entry 1

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,197

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:58 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006166 · doc4.xml · nonDerivative · entry 1

Johnson Ben F. III · CIK 0001452754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,843

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:54 UTC GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006160 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,931

Read SEC document
January 27, 2017 Filed Jan 30, 2017 21:53 UTC
CANION RODDirector
GrantCommon Shares 1,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006158 · doc4.xml · nonDerivative · entry 1

CANION ROD · CIK 0001063294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,050

Read SEC document
December 27, 2016 Filed Feb 13, 2017 21:37 UTC
Kelley Karen DunnSenior Managing Director
GiftCommon Shares 6,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010016 · doc5.xml · nonDerivative · entry 1

Kelley Karen Dunn · CIK 0001455445 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,344

Read SEC document
December 21, 2016 Filed Feb 14, 2017 22:38 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 33,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010577 · doc5.xml · nonDerivative · entry 18

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,858,818

Read SEC document
December 21, 2016 Filed Feb 14, 2017 22:38 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 33,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010577 · doc5.xml · nonDerivative · entry 17

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,396

Read SEC document
December 20, 2016 Filed Feb 14, 2017 22:38 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 33,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010577 · doc5.xml · nonDerivative · entry 16

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,146

Read SEC document
December 20, 2016 Filed Feb 14, 2017 22:38 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 33,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-010577 · doc5.xml · nonDerivative · entry 15

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 91,235

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:08 UTC
Schlossberg AndrewSenior Managing Director
Tax withholdingCommon Shares 3,347 $31.65 $105,932.55
Disclosure

SEC source: 0001209191-16-155960 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,845

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:03 UTC
Taylor PhilipSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 24,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155957 · doc4.xml · derivative · entry 5

Taylor Philip · CIK 0001388310 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 24,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments and expire upon the employee's termination of employment.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:03 UTC
Taylor PhilipSenior Managing Director
Tax withholdingCommon Shares 3,863 $31.65 $122,263.95
Disclosure

SEC source: 0001209191-16-155957 · doc4.xml · nonDerivative · entry 4

Taylor Philip · CIK 0001388310 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,467

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:03 UTC
Taylor PhilipSenior Managing Director
Tax withholdingCommon Shares 13,091 $31.65 $414,330.15
Disclosure

SEC source: 0001209191-16-155957 · doc4.xml · nonDerivative · entry 3

Taylor Philip · CIK 0001388310 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,330

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:03 UTC
Taylor PhilipSenior Managing Director
Exercise / conversionCommon Shares 7,216 $31.65 $228,386.40
Disclosure

SEC source: 0001209191-16-155957 · doc4.xml · nonDerivative · entry 2

Taylor Philip · CIK 0001388310 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 22:03 UTC
Taylor PhilipSenior Managing Director
Exercise / conversionCommon Shares 24,454 $31.65 $773,969.10
Disclosure

SEC source: 0001209191-16-155957 · doc4.xml · nonDerivative · entry 1

Taylor Philip · CIK 0001388310 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 21:42 UTC
Kelley Karen DunnSenior Managing Director
GiftCommon Shares 3,185 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155432 · doc4.xml · nonDerivative · entry 1

Kelley Karen Dunn · CIK 0001455445 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,804

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:39 UTC GiftCommon Shares 600 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155423 · doc4.xml · nonDerivative · entry 1

LAWRENCE EDWARD P · CIK 0001010912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,518

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:36 UTC GiftCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155414 · doc4.xml · nonDerivative · entry 2

Johnson Ben F. III · CIK 0001452754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,615

Read SEC document
December 12, 2016 Filed Dec 15, 2016 21:36 UTC GiftCommon Shares 154 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-155414 · doc4.xml · nonDerivative · entry 1

Johnson Ben F. III · CIK 0001452754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,769

Read SEC document
December 05, 2016 Filed Dec 6, 2016 21:12 UTC
Kelley Karen DunnSenior Managing Director
SaleCommon Shares 157,615 $31.56 $4,974,329.40
Disclosure

SEC source: 0001209191-16-153654 · doc4.xml · nonDerivative · entry 1

Kelley Karen Dunn · CIK 0001455445 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,989

F1 · price: Reflects the weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $31.50 to $31.77 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.

Read SEC document
November 28, 2016 Filed Nov 29, 2016 21:17 UTC
Taylor PhilipSenior Managing Director
SaleCommon Shares 140,000 $31.33 $4,386,200.00
Disclosure

SEC source: 0001209191-16-152294 · doc4.xml · nonDerivative · entry 1

Taylor Philip · CIK 0001388310 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,751

F1 · price: Reflects weighted-average sales price. Common shares were sold in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $31.22 to $31.44. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.

Read SEC document
November 02, 2016 Filed Nov 3, 2016 20:09 UTC
Lo Andrew Tak ShingSenior Managing Director
SaleCommon Shares 150,000 $27.71 $4,156,500.00
Disclosure

SEC source: 0001209191-16-148150 · doc4.xml · nonDerivative · entry 1

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,603

F1 · price: Reflects the weighted-average sales price. Common Shares were sold in multiple transactions at prices ranging from $27.60 to $27.85 per share. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its shareowners full information regarding the number of shares sold at each separate price.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:21 UTC GrantCommon Shares 1,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147459 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,452

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:23 UTC GrantCommon Shares 1,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147463 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,787.047

F1 · balance_after: Includes 190.474 Common Shares acquired via dividend reinvestment.

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:22 UTC GrantCommon Shares 1,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147461 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,354

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:20 UTC GrantCommon Shares 1,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147456 · doc4.xml · nonDerivative · entry 1

LAWRENCE EDWARD P · CIK 0001010912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,118

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:18 UTC GrantCommon Shares 1,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147453 · doc4.xml · nonDerivative · entry 1

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,969

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:16 UTC GrantCommon Shares 1,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147444 · doc4.xml · nonDerivative · entry 1

Johnson Ben F. III · CIK 0001452754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,923

Read SEC document
October 28, 2016 Filed Oct 31, 2016 20:15 UTC GrantCommon Shares 1,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-147436 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,703

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.