Tapewire

NYSE · USD

IVZ

Invesco Ltd.

Export transactions ↓
Tapewire entity
125
SEC CIK
0000914208
Parsed reports
497

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202605
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2021 Filed Mar 1, 2021 22:03 UTC
Schlossberg AndrewSenior Managing Director
GrantCommon Shares 33,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015293 · doc4.xml · nonDerivative · entry 2

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,462

Read SEC document
February 28, 2021 Filed Mar 1, 2021 22:03 UTC
Schlossberg AndrewSenior Managing Director
GrantCommon Shares 43,835 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015293 · doc4.xml · nonDerivative · entry 1

Schlossberg Andrew · CIK 0001661103 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,273

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:49 UTC
Lege AnnetteChief Accounting Officer
Tax withholdingCommon Shares 4,018 $22.42 $90,083.56
Disclosure

SEC source: 0001209191-21-015270 · doc4.xml · nonDerivative · entry 2

Lege Annette · CIK 0001697938 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,625

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:49 UTC
Lege AnnetteChief Accounting Officer
GrantCommon Shares 7,593 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015270 · doc4.xml · nonDerivative · entry 1

Lege Annette · CIK 0001697938 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,643

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:54 UTC
McGreevey GregorySenior Managing Director
Tax withholdingCommon Shares 52,491 $22.42 $1,176,848.22
Disclosure

SEC source: 0001209191-21-015279 · doc4.xml · nonDerivative · entry 3

McGreevey Gregory · CIK 0001371570 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,941

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:54 UTC
McGreevey GregorySenior Managing Director
GrantCommon Shares 40,457 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015279 · doc4.xml · nonDerivative · entry 2

McGreevey Gregory · CIK 0001371570 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,432

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:54 UTC
McGreevey GregorySenior Managing Director
GrantCommon Shares 56,199 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015279 · doc4.xml · nonDerivative · entry 1

McGreevey Gregory · CIK 0001371570 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,975

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:56 UTC
Meadows ColinSenior Managing Director
Tax withholdingCommon Shares 40,838 $22.42 $915,587.96
Disclosure

SEC source: 0001209191-21-015284 · doc4.xml · nonDerivative · entry 3

Meadows Colin · CIK 0001387952 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,635

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:56 UTC
Meadows ColinSenior Managing Director
GrantCommon Shares 35,895 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015284 · doc4.xml · nonDerivative · entry 2

Meadows Colin · CIK 0001387952 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,473

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:56 UTC
Meadows ColinSenior Managing Director
GrantCommon Shares 37,091 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015284 · doc4.xml · nonDerivative · entry 1

Meadows Colin · CIK 0001387952 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,578

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
GrantRestricted Stock Units · Derivative 52,487 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · derivative · entry 10

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,487

Underlying: Common Shares · 52,487 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 25,537 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · derivative · entry 9

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,613

Underlying: Common Shares · 25,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 17,630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · derivative · entry 8

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,261

Underlying: Common Shares · 17,630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 10,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · derivative · entry 7

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,099

Underlying: Common Shares · 10,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionRestricted Stock Units · Derivative 11,898 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · derivative · entry 6

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,898 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 25,537 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · nonDerivative · entry 5

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 17,630 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · nonDerivative · entry 4

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 40,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · nonDerivative · entry 3

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 10,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · nonDerivative · entry 2

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:51 UTC
Lo Andrew Tak ShingSenior Managing Director
Exercise / conversionCommon Shares 11,898 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015273 · doc4.xml · nonDerivative · entry 1

Lo Andrew Tak Shing · CIK 0001407922 · Senior Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:45 UTC
Giuliano Mark FChief Administration Officer
Tax withholdingCommon Shares 6,055 $22.42 $135,753.10
Disclosure

SEC source: 0001209191-21-015264 · doc4.xml · nonDerivative · entry 2

Giuliano Mark F · CIK 0001760074 · Chief Administration Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,431

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:45 UTC
Giuliano Mark FChief Administration Officer
GrantCommon Shares 15,334 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015264 · doc4.xml · nonDerivative · entry 1

Giuliano Mark F · CIK 0001760074 · Chief Administration Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,486

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:42 UTC
DUKES LAURA ALLISONChief Financial Officer
GrantCommon Shares 32,114 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015257 · doc4.xml · nonDerivative · entry 1

DUKES LAURA ALLISON · CIK 0001674244 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,994

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:39 UTC
CAROME KEVIN MSMD and General Counsel
Tax withholdingCommon Shares 27,805 $22.42 $623,388.10
Disclosure

SEC source: 0001209191-21-015252 · doc4.xml · nonDerivative · entry 3

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,595

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:39 UTC
CAROME KEVIN MSMD and General Counsel
GrantCommon Shares 24,386 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015252 · doc4.xml · nonDerivative · entry 2

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,400

Read SEC document
February 28, 2021 Filed Mar 1, 2021 21:39 UTC
CAROME KEVIN MSMD and General Counsel
GrantCommon Shares 25,097 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-015252 · doc4.xml · nonDerivative · entry 1

CAROME KEVIN M · CIK 0001228937 · SMD and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,014

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:34 UTC
FLANAGAN MARTIN LDirector · President & CEO
Tax withholdingCommon Shares 125,662 $22.42 $2,817,342.04
Disclosure

SEC source: 0001209191-21-016009 · doc4.xml · nonDerivative · entry 3

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,268

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:34 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 133,909 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016009 · doc4.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,930

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:34 UTC
FLANAGAN MARTIN LDirector · President & CEO
GrantCommon Shares 128,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016009 · doc4.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,021

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:17 UTC GrantCommon Shares 1,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006258 · doc4.xml · nonDerivative · entry 1

Glavin William Francis Jr · CIK 0001298173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,421

Read SEC document
January 27, 2021 Filed Jan 29, 2021 23:00 UTC GrantCommon Shares 1,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006210 · doc4.xml · nonDerivative · entry 1

GARDEN EDWARD P · CIK 0001257864 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Read SEC document
January 27, 2021 Filed Jan 29, 2021 23:00 UTC GrantCommon Shares 1,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006209 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,272.137

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:58 UTC GrantCommon Shares 1,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006206 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,272.137

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:56 UTC GrantCommon Shares 1,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006202 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,207

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:54 UTC GrantCommon Shares 1,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006200 · doc4.xml · nonDerivative · entry 1

Sheinwald Nigel · CIK 0001642391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,305

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:53 UTC GrantRestricted Stock Units · Derivative 1,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006198 · doc4.xml · derivative · entry 2

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,529

Underlying: Common Shares · 1,744 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:50 UTC GrantCommon Shares 1,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006190 · doc4.xml · nonDerivative · entry 1

HENRIKSON C ROBERT · CIK 0001214193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,216

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:46 UTC GrantCommon Shares 575 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006185 · doc4.xml · nonDerivative · entry 1

Finke Thomas M · CIK 0001363651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:44 UTC
Beshar SarahDirector
GrantCommon Shares 1,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006182 · doc4.xml · nonDerivative · entry 1

Beshar Sarah · CIK 0001706784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,484.398

Read SEC document
January 27, 2021 Filed Jan 29, 2021 22:59 UTC
PELTZ NELSONDirector
GrantCommon Shares 1,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006208 · doc4.xml · nonDerivative · entry 1

PELTZ NELSON · CIK 0000928265 · Director

TRIAN FUND MANAGEMENT, L.P. · CIK 0001345471 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:49 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 1,482,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004337 · doc4.xml · nonDerivative · entry 7

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,922,509

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:49 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 1,482,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004337 · doc4.xml · nonDerivative · entry 6

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,261

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:49 UTC
FLANAGAN MARTIN LDirector · President & CEO
OtherCommon Shares 1,482,946 $19.83 $29,399,404.45
Disclosure

SEC source: 0001209191-21-004337 · doc4.xml · nonDerivative · entry 5

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,993,207

F1 · kind: On January 15, 2021, the reporting person withdrew 1,482,946 shares of Invesco Ltd. common stock from his grantor retained annuity trust (GRAT). In exchange for the shares, the reporting person contributed securities of equal value. The withdrawal of shares from the GRAT resulted in a decrease in the number of shares the reporting person beneficially owns indirectly through the GRAT and a corresponding increase in the number of shares the reporting person beneficially owns through his trust. The reporting person believes that his withdrawal of shares from the GRAT constitutes a change in form of beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.

Read SEC document
December 18, 2020 Filed Jan 20, 2021 21:49 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 79,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004337 · doc4.xml · nonDerivative · entry 4

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,439,563

Read SEC document
December 18, 2020 Filed Jan 20, 2021 21:49 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 79,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004337 · doc4.xml · nonDerivative · entry 3

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,261

Read SEC document
December 17, 2020 Filed Jan 20, 2021 21:49 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 79,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004337 · doc4.xml · nonDerivative · entry 2

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,251

Read SEC document
December 17, 2020 Filed Jan 20, 2021 21:49 UTC
FLANAGAN MARTIN LDirector · President & CEO
GiftCommon Shares 79,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-004337 · doc4.xml · nonDerivative · entry 1

FLANAGAN MARTIN L · CIK 0001010267 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 457,777

Read SEC document
October 28, 2020 Filed Oct 29, 2020 20:35 UTC GrantRestricted Stock Units · Derivative 2,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056234 · doc4.xml · derivative · entry 2

Kessler Denis · CIK 0001407928 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,719

Underlying: Common Shares · 2,719 shares

Expires not disclosed

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd.

F2 · derivative.exercise_date: The Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The Restricted Stock Units vest in one installment on the one-year anniversary of the date of grant.

Read SEC document
October 28, 2020 Filed Oct 29, 2020 20:49 UTC GrantCommon Shares 2,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056241 · doc4.xml · nonDerivative · entry 1

WOOD PHOEBE A · CIK 0001197233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,528.137

Read SEC document
October 28, 2020 Filed Oct 29, 2020 20:44 UTC GrantCommon Shares 2,719 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-056238 · doc4.xml · nonDerivative · entry 1

WAGONER G RICHARD JR · CIK 0001181664 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,463

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.