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IVR

Invesco Mortgage Capital Inc.

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Tapewire entity
5185
SEC CIK
0001437071
Parsed reports
241

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 26, 2019 Filed Jul 30, 2019 16:44 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 39.37 $16.48 $648.86
Disclosure

SEC source: 0001209191-19-043681 · doc4.xml · nonDerivative · entry 2

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,481.281

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:44 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 559.03 $16.48 $9,213.37
Disclosure

SEC source: 0001209191-19-043681 · doc4.xml · nonDerivative · entry 1

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,033.512

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:46 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 73.306 $16.54 $1,212.48
Disclosure

SEC source: 0001209191-19-043684 · doc4.xml · nonDerivative · entry 2

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,453.804

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:46 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 256.719 $16.53 $4,243.31
Disclosure

SEC source: 0001209191-19-043684 · doc4.xml · nonDerivative · entry 1

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,380.498

Read SEC document
May 13, 2019 Filed May 14, 2019 16:33 UTC
Collins Kevin MExecutive Vice President
PurchaseCommon Stock, par value $0.01 per share 3,000 $16.05 $48,144.00
Disclosure

SEC source: 0001209191-19-029665 · doc4.xml · nonDerivative · entry 1

Collins Kevin M · CIK 0001690594 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,059

Read SEC document
May 13, 2019 Filed May 14, 2019 16:30 UTC
Norris BrianInterim CIO
PurchaseCommon Stock, par value $0.01 per share 2,000 $16.01 $32,020.00
Disclosure

SEC source: 0001209191-19-029658 · doc4.xml · nonDerivative · entry 1

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,474.482

Read SEC document
May 13, 2019 Filed May 14, 2019 20:25 UTC
Day JohnDirector
SaleCommon Stock, par value $0.01 per share 12,172 $16.01 $194,825.03
Disclosure

SEC source: 0001209191-19-029637 · doc4.xml · nonDerivative · entry 2

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,654

F1 · price: Reflects weighted-average sales price. Common shares were purchased in multiple same-way open market sale transactions on the same day through a trade order executed by a broker dealer at prices ranging from $16.000 to $16.015. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person undertakes to provide upon request to the SEC staff, the issuer or its stockholders full information regarding the number of shares purchased at each separate price.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:28 UTC
Lyle David BExecutive Vice President
PurchaseCommon Stock, par value $0.01 per share 7,232 $16.04 $116,015.74
Disclosure

SEC source: 0001209191-19-029648 · doc4.xml · nonDerivative · entry 1

Lyle David B · CIK 0001698662 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Read SEC document
May 10, 2019 Filed May 13, 2019 16:41 UTC GrantCommon Stock, par value $0.01 per share 1,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029361 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,665

Read SEC document
May 10, 2019 Filed May 13, 2019 20:32 UTC GrantCommon Stock, par value $0.01 per share 1,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029340 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,323

Read SEC document
May 10, 2019 Filed May 13, 2019 20:43 UTC GrantCommon Stock, par value $0.01 per share 1,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029363 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,323

Read SEC document
May 10, 2019 Filed May 13, 2019 20:34 UTC GrantCommon Stock, par value $0.01 per share 1,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029349 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,504

Read SEC document
May 10, 2019 Filed May 14, 2019 20:25 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 1,379 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-029637 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,826

Read SEC document
April 26, 2019 Filed Apr 30, 2019 17:43 UTC
Norris BrianInterim CIO
PurchaseCommon Stock, par value $0.01 per share 18.66 $16.23 $302.85
Disclosure

SEC source: 0001209191-19-026632 · doc4.xml · nonDerivative · entry 6

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 691.771

Read SEC document
April 26, 2019 Filed Apr 30, 2019 17:43 UTC
Norris BrianInterim CIO
PurchaseCommon Stock, par value $0.01 per share 38.89 $16.23 $631.18
Disclosure

SEC source: 0001209191-19-026632 · doc4.xml · nonDerivative · entry 4

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,441.91

Read SEC document
April 26, 2019 Filed Apr 30, 2019 17:43 UTC
Norris BrianInterim CIO
PurchaseCommon Stock, par value $0.01 per share 498.3 $16.23 $8,087.41
Disclosure

SEC source: 0001209191-19-026632 · doc4.xml · nonDerivative · entry 2

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,474.482

Read SEC document
April 26, 2019 Filed Apr 30, 2019 17:57 UTC
Phegley Richard Lee Jr.Chief Financial Officer
PurchaseCommon Stock, par value $0.01 per share 72.25 $16.33 $1,179.84
Disclosure

SEC source: 0001209191-19-026634 · doc4.xml · nonDerivative · entry 4

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,123.779

Read SEC document
April 24, 2019 Filed Apr 30, 2019 17:57 UTC
Phegley Richard Lee Jr.Chief Financial Officer
PurchaseCommon Stock, par value $0.01 per share 251.86 $16.40 $4,130.00
Disclosure

SEC source: 0001209191-19-026634 · doc4.xml · nonDerivative · entry 3

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,051.529

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 243 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · derivative · entry 9

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Common Shares · 243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · derivative · entry 8

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482

Underlying: Common Shares · 241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · derivative · entry 7

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333

Underlying: Common Shares · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · derivative · entry 6

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Mortgage Capital Inc.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 376 $15.92 $5,985.92
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 5

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 243 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 4

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 241 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 3

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 332 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 2

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:53 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 235 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015706 · doc4.xml · nonDerivative · entry 1

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 25, 2019 16:20 UTC GrantCommon Stock, par value $0.01 per share 1,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012979 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,286

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:16 UTC GrantCommon Stock, par value $0.01 per share 1,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012969 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,944

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:22 UTC GrantCommon Stock, par value $0.01 per share 1,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012982 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,944

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:18 UTC GrantCommon Stock, par value $0.01 per share 1,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012974 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,125

Read SEC document
February 22, 2019 Filed Feb 25, 2019 21:14 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 1,413 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-012964 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,447

Read SEC document
January 28, 2019 Filed Apr 30, 2019 17:43 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 17.18 $16.04 $275.57
Disclosure

SEC source: 0001209191-19-026632 · doc4.xml · nonDerivative · entry 5

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 673.111

Read SEC document
January 28, 2019 Filed Apr 30, 2019 17:43 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 35.809 $16.04 $574.38
Disclosure

SEC source: 0001209191-19-026632 · doc4.xml · nonDerivative · entry 3

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,403.02

Read SEC document
January 28, 2019 Filed Apr 30, 2019 17:43 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 458.805 $16.04 $7,359.23
Disclosure

SEC source: 0001209191-19-026632 · doc4.xml · nonDerivative · entry 1

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,976.182

Read SEC document
January 28, 2019 Filed Apr 30, 2019 17:57 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 66.811 $16.06 $1,072.98
Disclosure

SEC source: 0001209191-19-026634 · doc4.xml · nonDerivative · entry 2

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,799.669

Read SEC document
January 24, 2019 Filed Apr 30, 2019 17:57 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 235.715 $15.93 $3,755.65
Disclosure

SEC source: 0001209191-19-026634 · doc4.xml · nonDerivative · entry 1

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,732.858

Read SEC document
November 30, 2018 Filed Dec 4, 2018 16:36 UTC
Norris BrianInterim CIO
PurchaseCommon Stock, par value $0.01 per share 3,600 $15.59 $56,124.00
Disclosure

SEC source: 0001209191-18-060873 · doc4.xml · nonDerivative · entry 1

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,137.847

Read SEC document
November 27, 2018 Filed Nov 29, 2018 16:41 UTC GrantCommon Stock, par value $0.01 per share 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060255 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,873

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:36 UTC GrantCommon Stock, par value $0.01 per share 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060249 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,531

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:45 UTC GrantCommon Stock, par value $0.01 per share 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060259 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,531

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:18 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060224 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,034

Read SEC document
November 27, 2018 Filed Nov 29, 2018 21:39 UTC GrantCommon Stock, par value $0.01 per share 83 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-060253 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,712

Read SEC document
November 08, 2018 Filed Nov 13, 2018 16:20 UTC GrantCommon Stock, par value $0.01 per share 1,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058235 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,790

Read SEC document
November 08, 2018 Filed Nov 13, 2018 21:16 UTC GrantCommon Stock, par value $0.01 per share 1,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058224 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,448

Read SEC document
November 08, 2018 Filed Nov 13, 2018 21:22 UTC GrantCommon Stock, par value $0.01 per share 1,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058244 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,448

Read SEC document
November 08, 2018 Filed Nov 13, 2018 21:18 UTC GrantCommon Stock, par value $0.01 per share 1,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058228 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,629

Read SEC document
November 08, 2018 Filed Nov 13, 2018 21:13 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 1,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058214 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,951

Read SEC document
October 26, 2018 Filed Feb 13, 2019 16:11 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 17.887 $14.98 $267.95
Disclosure

SEC source: 0001209191-19-009593 · doc5.xml · nonDerivative · entry 4

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 655.931

Read SEC document
October 26, 2018 Filed Feb 13, 2019 16:11 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 37.284 $14.98 $558.51
Disclosure

SEC source: 0001209191-19-009593 · doc5.xml · nonDerivative · entry 3

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,367.211

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.