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IVR

Invesco Mortgage Capital Inc.

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5185
SEC CIK
0001437071
Parsed reports
241

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202610
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2020 Filed Jul 2, 2020 18:35 UTC OtherCommon Stock, par value $0.01 per share 2,971 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040104 · doc4.xml · nonDerivative · entry 3

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 32,971

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:35 UTC OtherCommon Stock, par value $0.01 per share 50 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040104 · doc4.xml · nonDerivative · entry 2

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 550

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:35 UTC OtherCommon Stock, par value $0.01 per share 4,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040104 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,186

Read SEC document
June 30, 2020 Filed Jul 2, 2020 18:30 UTC OtherCommon Stock, par value $0.01 per share 3,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-040100 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,238

Read SEC document
June 30, 2020 Filed Jul 13, 2020 21:37 UTC Amendment OtherCommon Stock, par value $0.01 per share 121 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042302 · doc4a.xml · nonDerivative · entry 4

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Custodial Account

Disclosed balance after: 1,371

Read SEC document
June 30, 2020 Filed Jul 13, 2020 21:37 UTC Amendment OtherCommon Stock, par value $0.01 per share 2,932 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042302 · doc4a.xml · nonDerivative · entry 3

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 32,932

Read SEC document
June 30, 2020 Filed Jul 13, 2020 21:37 UTC Amendment OtherCommon Stock, par value $0.01 per share 97 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042302 · doc4a.xml · nonDerivative · entry 2

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,097

Read SEC document
June 30, 2020 Filed Jul 13, 2020 21:37 UTC Amendment OtherCommon Stock, par value $0.01 per share 4,329 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042302 · doc4a.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,127

Read SEC document
June 24, 2020 Filed Jun 25, 2020 16:35 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038924 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,140

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:28 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038909 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,798

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:38 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038930 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,798

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:30 UTC GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038914 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,479

Read SEC document
June 24, 2020 Filed Jun 25, 2020 20:24 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-038904 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,129

Read SEC document
February 28, 2020 Filed Feb 28, 2020 16:24 UTC PurchaseCommon Stock, par value $0.01 per share 4,000 $15.92 $63,660.00
Disclosure

SEC source: 0001209191-20-013831 · doc4.xml · nonDerivative · entry 1

Norris Brian · CIK 0001690025 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,261.28

Read SEC document
February 28, 2020 Filed Mar 3, 2020 16:52 UTC
Phegley Richard Lee Jr.Chief Financial Officer
PurchaseCommon Stock, par value $0.01 per share 1,600 $16.03 $25,648.00
Disclosure

SEC source: 0001209191-20-015318 · doc4.xml · nonDerivative · entry 1

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,778.874

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015308 · doc4.xml · derivative · entry 6

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488

Underlying: Common Shares · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the registrant.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015308 · doc4.xml · derivative · entry 5

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241

Underlying: Common Shares · 241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the registrant.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015308 · doc4.xml · derivative · entry 4

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the registrant.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 244 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015308 · doc4.xml · nonDerivative · entry 3

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 241 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015308 · doc4.xml · nonDerivative · entry 2

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 21:49 UTC
Perlis RoseannChief Accounting Officer
Exercise / conversionCommon Stock, par value $0.01 per share 333 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-015308 · doc4.xml · nonDerivative · entry 1

Perlis Roseann · CIK 0001757424 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 21:21 UTC
Lyle David BChief Operating Officer
PurchaseCommon Stock, par value $0.01 per share 5,000 $16.82 $84,079.50
Disclosure

SEC source: 0001209191-20-013817 · doc4.xml · nonDerivative · entry 1

Lyle David B · CIK 0001698662 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Read SEC document
February 21, 2020 Filed Feb 24, 2020 16:59 UTC GrantCommon Stock, par value $0.01 per share 1,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012032 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,640

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:54 UTC GrantCommon Stock, par value $0.01 per share 1,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012019 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,298

Read SEC document
February 21, 2020 Filed Feb 24, 2020 22:09 UTC GrantCommon Stock, par value $0.01 per share 1,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012059 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,298

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:56 UTC GrantCommon Stock, par value $0.01 per share 1,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012026 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,979

Read SEC document
February 21, 2020 Filed Feb 24, 2020 21:51 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 1,234 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012010 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,629

Read SEC document
January 28, 2020 Filed Jan 29, 2020 16:18 UTC OtherCommon Stock, par value $0.01 per share 21.042 $17.37 $365.50
Disclosure

SEC source: 0001209191-20-005359 · doc4.xml · nonDerivative · entry 3

Norris Brian · CIK 0001690025 · CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 752.144

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 16:18 UTC OtherCommon Stock, par value $0.01 per share 43.858 $17.37 $761.81
Disclosure

SEC source: 0001209191-20-005359 · doc4.xml · nonDerivative · entry 2

Norris Brian · CIK 0001690025 · CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,567.746

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 16:18 UTC OtherCommon Stock, par value $0.01 per share 622.77 $17.37 $10,817.51
Disclosure

SEC source: 0001209191-20-005359 · doc4.xml · nonDerivative · entry 1

Norris Brian · CIK 0001690025 · CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,261.28

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 16:20 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 81.987 $17.36 $1,423.29
Disclosure

SEC source: 0001209191-20-005363 · doc4.xml · nonDerivative · entry 2

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,178.874

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 16:20 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 285.433 $17.46 $4,982.23
Disclosure

SEC source: 0001209191-20-005363 · doc4.xml · nonDerivative · entry 1

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,096.887

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 16:25 UTC GrantCommon Stock, par value $0.01 per share 1,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056007 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,406

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:20 UTC GrantCommon Stock, par value $0.01 per share 1,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056000 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,064

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:23 UTC GrantCommon Stock, par value $0.01 per share 1,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056005 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,745

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:28 UTC GrantCommon Stock, par value $0.01 per share 1,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-056011 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,064

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:18 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 1,388 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-055995 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,395

Read SEC document
October 28, 2019 Filed Oct 29, 2019 21:15 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 20.441 $15.64 $319.70
Disclosure

SEC source: 0001209191-19-054413 · doc4.xml · nonDerivative · entry 3

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 731.102

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 21:15 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 42.607 $15.64 $666.37
Disclosure

SEC source: 0001209191-19-054413 · doc4.xml · nonDerivative · entry 2

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 1,523.888

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 21:15 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 604.998 $15.64 $9,462.17
Disclosure

SEC source: 0001209191-19-054413 · doc4.xml · nonDerivative · entry 1

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,638.51

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 21:19 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 278.272 $15.66 $4,358.85
Disclosure

SEC source: 0001209191-19-054420 · doc4.xml · nonDerivative · entry 2

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811.454

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment.

Read SEC document
October 28, 2019 Filed Oct 29, 2019 21:19 UTC
Phegley Richard Lee Jr.Chief Financial Officer
OtherCommon Stock, par value $0.01 per share 79.378 $15.69 $1,245.44
Disclosure

SEC source: 0001209191-19-054420 · doc4.xml · nonDerivative · entry 1

Phegley Richard Lee Jr. · CIK 0001606178 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,533.182

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment.

Read SEC document
August 21, 2019 Filed Aug 23, 2019 20:11 UTC PurchaseCommon Stock, par value $0.01 per share 2,500 $15.73 $39,312.50
Disclosure

SEC source: 0001209191-19-047285 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,357

Read SEC document
August 16, 2019 Filed Aug 19, 2019 16:17 UTC
Clemente MarioOfficer of Manager
PurchaseCommon Stock, par value $0.01 per share 2,000 $15.71 $31,410.00
Disclosure

SEC source: 0001209191-19-046533 · doc4.xml · nonDerivative · entry 2

Clemente Mario · CIK 0001690227 · Officer of Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 15,000

Read SEC document
August 08, 2019 Filed Aug 12, 2019 16:53 UTC GrantCommon Stock, par value $0.01 per share 1,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045539 · doc4.xml · nonDerivative · entry 1

LIENTZ JAMES R JR · CIK 0001194999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,018

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:46 UTC GrantCommon Stock, par value $0.01 per share 1,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045526 · doc4.xml · nonDerivative · entry 1

Handlon Carolyn B · CIK 0001705809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,676

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:56 UTC GrantCommon Stock, par value $0.01 per share 1,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045541 · doc4.xml · nonDerivative · entry 1

LOCKHART DENNIS P · CIK 0001196261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,676

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:49 UTC GrantCommon Stock, par value $0.01 per share 1,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045533 · doc4.xml · nonDerivative · entry 1

HARDIN EDWARD J · CIK 0001188345 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,857

Read SEC document
August 08, 2019 Filed Aug 12, 2019 20:42 UTC
Day JohnDirector
GrantCommon Stock, par value $0.01 per share 1,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045523 · doc4.xml · nonDerivative · entry 1

Day John · CIK 0001413766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,007

Read SEC document
July 26, 2019 Filed Jul 30, 2019 16:44 UTC
Norris BrianInterim CIO
OtherCommon Stock, par value $0.01 per share 18.89 $16.48 $311.33
Disclosure

SEC source: 0001209191-19-043681 · doc4.xml · nonDerivative · entry 3

Norris Brian · CIK 0001690025 · Interim CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 710.661

F1 · price: Price represents a weighted average price of broker for their dividend reinvestment program this quarter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.