Tapewire

OTC · USD

IVFH

INNOVATIVE FOOD HOLDINGS INC

Export transactions ↓
Tapewire entity
7870
SEC CIK
0000312257
Parsed reports
89

Last 12 months

Inside the activity.

4 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026414
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 22, 2024 Filed Jul 23, 2024 00:29 UTC PurchaseCommon Stock 350,000 $1.20 $420,000.00
Disclosure

SEC source: 0001185185-24-000718 · ownership.xml · nonDerivative · entry 1

Smith Denver Johnson · CIK 0001705119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CRC Founders Fund, LP

Disclosed balance after: 2,752,850

F1 · shares: CRC Founders Fund, LP ("CRC Founders Fund"), entered into a stock purchase agreement (the "Stock Purchase Agreement") with an entity managed by a member of the Issuer's board of directors. Pursuant to the Stock Purchase Agreement, CRC Founders Fund agreed to purchase 350,000 shares of the Issuer's common stock from the entity at a price of $1.20 per share. The transaction is expected to close in the near future.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16.

Read SEC document
July 21, 2024 Filed Jul 23, 2024 20:39 UTC PurchaseCommon Stock, par value $0.0001 per share 350,000 $1.20 $420,000.00
Disclosure

SEC source: 0000921895-24-001619 · form408706002_07232024.xml · nonDerivative · entry 1

Gramm Jefferson · CIK 0001427290 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bandera Master Fund L.P.

Disclosed balance after: 4,943,349

F2 · shares: On July 21, 2024, Bandera Master Fund entered into a securities purchase agreement with Sam Klepfish pursuant to which Bandera Master Fund agreed to purchase certain securities of the Issuer held directly by Mr. Klepfish. This transaction is expected to close in the near future.

F1 · ownership.direct: Securities beneficially owned by Bandera Master Fund L.P. ("Bandera Master Fund"). Mr. Gramm, by virtue of his position as a Managing Member of Bandera Partners LLC, the investment manager of Bandera Master Fund, may be deemed to beneficially own the securities beneficially owned by Bandera Master Fund. Mr. Gramm disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gramm is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: Securities beneficially owned by Bandera Master Fund L.P. ("Bandera Master Fund"). Mr. Gramm, by virtue of his position as a Managing Member of Bandera Partners LLC, the investment manager of Bandera Master Fund, may be deemed to beneficially own the securities beneficially owned by Bandera Master Fund. Mr. Gramm disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gramm is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 17, 2024 Filed Jul 20, 2024 00:09 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 1,250,000 $1.20 $1,500,000.00
Disclosure

SEC source: 0000921895-24-001610 · form408569036_07192024.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 1,618,492

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · kind: On July 17, 2024, JCP Management, on behalf of the JCP Accounts (as defined below), entered into a stock purchase agreement (the "Stock Purchase Agreement") with SV Asset Management, LLC ("SV Asset Management"). Pursuant to the Stock Purchase Agreement, JCP Management agreed to purchase 1,250,000 shares from SV Asset Management at a price of $1.20 per share. The transaction is expected to close in the near future.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 21:50 UTC PurchaseCommon Stock, par value $0.0001 per share 258,349 $1.20 $310,018.80
Disclosure

SEC source: 0000921895-24-001607 · form408706002_07192024.xml · nonDerivative · entry 2

Gramm Jefferson · CIK 0001427290 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bandera Master Fund L.P.

Disclosed balance after: 4,593,349

F2 · shares: On July 17, 2024, Bandera Master Fund entered into separate securities purchase agreements with each of Sam Klepfish and Robert William (Bill) Bennett pursuant to which Bandera Master Fund agreed to purchase certain securities of the Issuer held directly by each of such persons. These transactions are expected to close in the near future.

F1 · ownership.direct: Securities beneficially owned by Bandera Master Fund L.P. ("Bandera Master Fund"). Mr. Gramm, by virtue of his position as a Managing Member of Bandera Partners LLC, the investment manager of Bandera Master Fund, may be deemed to beneficially own the securities beneficially owned by Bandera Master Fund. Mr. Gramm disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gramm is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: Securities beneficially owned by Bandera Master Fund L.P. ("Bandera Master Fund"). Mr. Gramm, by virtue of his position as a Managing Member of Bandera Partners LLC, the investment manager of Bandera Master Fund, may be deemed to beneficially own the securities beneficially owned by Bandera Master Fund. Mr. Gramm disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gramm is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 17, 2024 Filed Jul 19, 2024 21:50 UTC PurchaseCommon Stock, par value $0.0001 per share 850,000 $1.20 $1,020,000.00
Disclosure

SEC source: 0000921895-24-001607 · form408706002_07192024.xml · nonDerivative · entry 1

Gramm Jefferson · CIK 0001427290 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Bandera Master Fund L.P.

Disclosed balance after: 4,335,000

F2 · shares: On July 17, 2024, Bandera Master Fund entered into separate securities purchase agreements with each of Sam Klepfish and Robert William (Bill) Bennett pursuant to which Bandera Master Fund agreed to purchase certain securities of the Issuer held directly by each of such persons. These transactions are expected to close in the near future.

F1 · ownership.direct: Securities beneficially owned by Bandera Master Fund L.P. ("Bandera Master Fund"). Mr. Gramm, by virtue of his position as a Managing Member of Bandera Partners LLC, the investment manager of Bandera Master Fund, may be deemed to beneficially own the securities beneficially owned by Bandera Master Fund. Mr. Gramm disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gramm is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: Securities beneficially owned by Bandera Master Fund L.P. ("Bandera Master Fund"). Mr. Gramm, by virtue of his position as a Managing Member of Bandera Partners LLC, the investment manager of Bandera Master Fund, may be deemed to beneficially own the securities beneficially owned by Bandera Master Fund. Mr. Gramm disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gramm is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 20:05 UTC
Smallwood BradyDirector · Chief Operating Officer
GrantCommon Stock 196,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-24-000684 · ownership.xml · nonDerivative · entry 1

Smallwood Brady · CIK 0001978635 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,627

F1 · price: On July 9, 2024, the Reporting Person received shares of the Issuer's common stock pursuant to the terms of an executive employment agreement, as amended, by and between the Reporting Person and the Issuer.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 20:05 UTC
Bennett Robert WilliamDirector · Chief Executive Officer
GrantCommon Stock 487,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-24-000683 · ownership.xml · nonDerivative · entry 2

Bennett Robert William · CIK 0001969104 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,041,749

F1 · price: On July 9, 2024, the Reporting Person received shares of the Issuer's common stock pursuant to the terms of an executive employment agreement, as amended, by and between the Reporting Person and the Issuer.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 20:05 UTC
Bennett Robert WilliamDirector · Chief Executive Officer
GrantCommon Stock 731,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-24-000683 · ownership.xml · nonDerivative · entry 1

Bennett Robert William · CIK 0001969104 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,554,182

F1 · price: On July 9, 2024, the Reporting Person received shares of the Issuer's common stock pursuant to the terms of an executive employment agreement, as amended, by and between the Reporting Person and the Issuer.

Read SEC document
December 30, 2023 Filed Jan 4, 2024 00:23 UTC Tax withholdingStock Option · Derivative 90,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001185185-24-000020 · ownership.xml · derivative · entry 3

klepfish samuel · CIK 0001309511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2023-12-31

F2 · kind: Reflects the cashless exercise of 90,000 stock options granted pursuant to Rule 16b-3. The reporting person received 14,390 shares of the registrant's common stock upon such cashless exercise.

Read SEC document
December 30, 2023 Filed Jan 4, 2024 00:23 UTC Tax withholdingCommon Stock 14,390 $0.74 $10,648.60
Disclosure

SEC source: 0001185185-24-000020 · ownership.xml · nonDerivative · entry 2

klepfish samuel · CIK 0001309511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,736,671

F2 · kind: Reflects the cashless exercise of 90,000 stock options granted pursuant to Rule 16b-3. The reporting person received 14,390 shares of the registrant's common stock upon such cashless exercise.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:23 UTC GiftCommon Stock 360,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-24-000020 · ownership.xml · nonDerivative · entry 1

klepfish samuel · CIK 0001309511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,722,281

F1 · kind: This transaction represents a charitable donation to a charity. No value was received for the gifted shares.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 22:17 UTC
Cohn HankDirector
Tax withholdingStock Option · Derivative 90,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001185185-24-000034 · ownership.xml · derivative · entry 2

Cohn Hank · CIK 0001353446 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 90,000 shares

Expires 2023-12-31

F1 · kind: Reflects the cashless exercise of 90,000 stock options granted pursuant to Rule 16b-3. The reporting person received 14,390 shares of the registrant's common stock upon such cashless exercise.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 22:17 UTC
Cohn HankDirector
Tax withholdingCommon Stock 14,390 $0.74 $10,648.60
Disclosure

SEC source: 0001185185-24-000034 · ownership.xml · nonDerivative · entry 1

Cohn Hank · CIK 0001353446 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,272,831

F1 · kind: Reflects the cashless exercise of 90,000 stock options granted pursuant to Rule 16b-3. The reporting person received 14,390 shares of the registrant's common stock upon such cashless exercise.

Read SEC document
December 15, 2023 Filed Dec 15, 2023 21:01 UTC SaleCommon Stock 139,800 $0.70 $97,860.00
Disclosure

SEC source: 0001185185-23-001309 · ownership.xml · nonDerivative · entry 2

klepfish samuel · CIK 0001309511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,082,281

F1 · shares: Reflects an open market sale of the Issuer's securities.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.70 to $0.71, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Does not include an additional 450,000 shares underlying vested stock options.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 22:10 UTC
Bennett Robert WilliamDirector · Chief Executive Officer
PurchaseCommon Stock 2,000 $0.80 $1,600.00
Disclosure

SEC source: 0001185185-23-001311 · ownership.xml · nonDerivative · entry 1

Bennett Robert William · CIK 0001969104 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,832

F1 · shares: The reporting person purchased these shares of common stock in the public market.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:01 UTC SaleCommon Stock 75,200 $0.80 $60,160.00
Disclosure

SEC source: 0001185185-23-001309 · ownership.xml · nonDerivative · entry 1

klepfish samuel · CIK 0001309511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,222,081

F1 · shares: Reflects an open market sale of the Issuer's securities.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.75 to $0.81, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Does not include an additional 450,000 shares underlying vested stock options.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 16:55 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock 5,000 $0.67 $3,350.00
Disclosure

SEC source: 0001185185-23-001218 · ownership.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 368,492

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
November 14, 2023 Filed Nov 16, 2023 00:35 UTC
Bennett Robert WilliamDirector · Chief Executive Officer
GrantCommon Stock 678,302 Not disclosed Not disclosed
Disclosure

SEC source: 0001185185-23-001208 · ownership.xml · nonDerivative · entry 1

Bennett Robert William · CIK 0001969104 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,832

F1 · price: On November 14, 2023, the Reporting Person received shares of the Issuer's common stock pursuant to the terms of an executive employment agreement, as amended, by and between the Reporting Person and the Issuer.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 16:55 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock 250,000 $0.69 $172,500.00
Disclosure

SEC source: 0001185185-23-001218 · ownership.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 363,492

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 21:01 UTC SaleCommon Stock 168,662 $0.60 $101,197.20
Disclosure

SEC source: 0001185185-23-000979 · ownership.xml · nonDerivative · entry 2

klepfish samuel · CIK 0001309511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,297,281

F1 · shares: Reflects an open market sale of the Issuer's securities.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.60 to $0.65, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Does not include an additional 450,000 shares underlying vested stock options.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 21:01 UTC SaleCommon Stock 81,338 $0.68 $55,309.84
Disclosure

SEC source: 0001185185-23-000979 · ownership.xml · nonDerivative · entry 1

klepfish samuel · CIK 0001309511 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,465,943

F1 · shares: Reflects an open market sale of the Issuer's securities.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.65 to $0.75, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Does not include an additional 450,000 shares underlying vested stock options.

Read SEC document
August 22, 2023 Filed Sep 5, 2023 22:36 UTC
Tang RichardChief Financial Officer
PurchaseCommon Stock 5,000 $0.64 $3,200.00
Disclosure

SEC source: 0001185185-23-000938 · ownership.xml · nonDerivative · entry 2

Tang Richard · CIK 0001991624 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

Read SEC document
August 22, 2023 Filed Sep 5, 2023 22:36 UTC
Tang RichardChief Financial Officer
PurchaseCommon Stock 5,000 $0.64 $3,175.00
Disclosure

SEC source: 0001185185-23-000938 · ownership.xml · nonDerivative · entry 1

Tang Richard · CIK 0001991624 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person.

Read SEC document
August 21, 2023 Filed Aug 21, 2023 21:09 UTC
Bennett Robert WilliamDirector · Chief Executive Officer
PurchaseCommon Stock 1,000 $0.59 $590.00
Disclosure

SEC source: 0001185185-23-000893 · ownership.xml · nonDerivative · entry 3

Bennett Robert William · CIK 0001969104 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,530

F1 · shares: The reporting person purchased these shares of common stock in the public market.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 21:09 UTC
Bennett Robert WilliamDirector · Chief Executive Officer
PurchaseCommon Stock 2,000 $0.60 $1,200.00
Disclosure

SEC source: 0001185185-23-000893 · ownership.xml · nonDerivative · entry 2

Bennett Robert William · CIK 0001969104 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,530

F1 · shares: The reporting person purchased these shares of common stock in the public market.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.59 to $0.60, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 18, 2023 Filed Aug 21, 2023 20:59 UTC PurchaseCommon Stock 13,700 $0.59 $8,083.00
Disclosure

SEC source: 0001185185-23-000891 · ownership.xml · nonDerivative · entry 2

Smith Denver Johnson · CIK 0001705119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CRC Founders Fund, LP

Disclosed balance after: 2,402,850

F1 · shares: The reporting person purchased these shares of common stock in the public market.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.61, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 21:27 UTC
Smallwood BradyDirector · Chief Operating Officer
PurchaseCommon Stock 12,000 $0.57 $6,840.00
Disclosure

SEC source: 0001185185-23-000895 · ownership.xml · nonDerivative · entry 1

Smallwood Brady · CIK 0001978635 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: On August 17, 2023, the reporting person purchased 12,000 shares of common stock in the public market.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5706 to $0.5710, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 21:09 UTC
Bennett Robert WilliamDirector · Chief Executive Officer
PurchaseCommon Stock 19,000 $0.57 $10,830.00
Disclosure

SEC source: 0001185185-23-000893 · ownership.xml · nonDerivative · entry 1

Bennett Robert William · CIK 0001969104 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,530

F1 · shares: The reporting person purchased these shares of common stock in the public market.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.62, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:59 UTC PurchaseCommon Stock 16,600 $0.57 $9,462.00
Disclosure

SEC source: 0001185185-23-000891 · ownership.xml · nonDerivative · entry 1

Smith Denver Johnson · CIK 0001705119 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By CRC Founders Fund, LP

Disclosed balance after: 2,389,150

F1 · shares: The reporting person purchased these shares of common stock in the public market.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16.

Read SEC document
July 07, 2023 Filed Jul 11, 2023 20:03 UTC
Smallwood BradyDirector · Chief Operating Officer
GrantStock Appreciation Rights · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-23-000710 · ownership.xml · derivative · entry 1

Smallwood Brady · CIK 0001978635 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2026-12-31

F1 · derivative.exercise_price: On July 7, 2023, the Reporting Person was granted 1,500,000 fully vested Stock Appreciation Rights ("SARs"). The exercise price per SAR is $2.00 with respect to 750,000 SARs and $1.50 with respect to 750,000 SARs. Upon exercise, the SARs may be settled in cash, in shares of the Issuer's common stock, or in some combination thereof.

F1 · derivative.exercise_date: On July 7, 2023, the Reporting Person was granted 1,500,000 fully vested Stock Appreciation Rights ("SARs"). The exercise price per SAR is $2.00 with respect to 750,000 SARs and $1.50 with respect to 750,000 SARs. Upon exercise, the SARs may be settled in cash, in shares of the Issuer's common stock, or in some combination thereof.

Read SEC document
February 17, 2023 Filed Feb 23, 2023 02:30 UTC
klepfish samuelDirector · CEO
SaleCommon Stock 720,000 $0.25 $180,000.00
Disclosure

SEC source: 0001185185-23-000159 · ownership.xml · nonDerivative · entry 1

klepfish samuel · CIK 0001309511 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,547,281

F1 · shares: Sold as restricted shares in a private transaction to other insiders.

F2 · balance_after: Does not include an additional 450,000 shares underlying vested stock options.

Read SEC document
February 15, 2023 Filed Feb 15, 2023 23:03 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 25,000 $0.38 $9,500.00
Disclosure

SEC source: 0000921895-23-000573 · form408569036_02152023.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 8,134,425

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
February 14, 2023 Filed Feb 15, 2023 23:03 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 47,700 $0.37 $17,420.04
Disclosure

SEC source: 0000921895-23-000573 · form408569036_02152023.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 8,109,425

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 23:03 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 15,282 $0.35 $5,419.00
Disclosure

SEC source: 0000921895-23-000573 · form408569036_02152023.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 8,061,725

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:27 UTC PurchaseCommon Stock, par value $0.0001 per share 360,000 $0.25 $90,000.00
Disclosure

SEC source: 0000921895-23-000406 · form408706ivfh_02102023.xml · nonDerivative · entry 1

Gramm Jefferson · CIK 0001427290 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bandera Master Fund L.P.

Disclosed balance after: 3,485,000

F1 · ownership.direct: Securities held directly by Bandera Master Fund L.P. ("Bandera Master Fund"). Mr. Gramm, by virtue of his position as a Managing Member of Bandera Partners LLC, the investment manager of Bandera Master Fund, may be deemed to beneficially own the securities held by Bandera Master Fund. Mr. Gramm disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gramm is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · ownership.nature: Securities held directly by Bandera Master Fund L.P. ("Bandera Master Fund"). Mr. Gramm, by virtue of his position as a Managing Member of Bandera Partners LLC, the investment manager of Bandera Master Fund, may be deemed to beneficially own the securities held by Bandera Master Fund. Mr. Gramm disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that Mr. Gramm is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:19 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 360,000 $0.25 $90,000.00
Disclosure

SEC source: 0000921895-23-000403 · form408569036_02102023.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 8,046,443

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
August 26, 2021 Filed Aug 30, 2021 21:33 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 3,125,000 $0.40 $1,250,000.00
Disclosure

SEC source: 0000921895-21-002225 · form408569036_08302021.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 7,686,443

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
August 26, 2021 Filed Aug 31, 2021 10:32 UTC
Cohn HankDirector
PurchaseCommon Stock 3,125,000 $0.40 $1,250,000.00
Disclosure

SEC source: 0001185185-21-001220 · ownership.xml · nonDerivative · entry 1

Cohn Hank · CIK 0001353446 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,448,315

F1 · balance_after: Does not include an additional 119,998 earned shares which are accrued but not issued.

F2 · ownership.nature: The shares reported as purchased herein are held indirectly through SV Asset Management LLC and the balance is held directly.

Read SEC document
December 29, 2020 Filed Sep 5, 2023 22:36 UTC
Tang RichardChief Financial Officer
GrantStock Options · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001185185-23-000938 · ownership.xml · derivative · entry 3

Tang Richard · CIK 0001991624 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2025-12-28

F2 · derivative.exercise_price: Pursuant to the Reporting Person's employment agreement with the Issuer, on December 29, 2020, the Reporting Person received a one-time stock option grant in the amount of 100,000 shares (half of which is exercisable at $0.60, and half of which is exercisable at $1.00). The grant vested quarterly over a period of two years, with all options having vested on December 28, 2022.

F2 · derivative.exercise_date: Pursuant to the Reporting Person's employment agreement with the Issuer, on December 29, 2020, the Reporting Person received a one-time stock option grant in the amount of 100,000 shares (half of which is exercisable at $0.60, and half of which is exercisable at $1.00). The grant vested quarterly over a period of two years, with all options having vested on December 28, 2022.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:03 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 5,566 $0.40 $2,224.17
Disclosure

SEC source: 0000921895-20-002433 · form408569036_09172020.xml · nonDerivative · entry 4

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 113,492

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 21:03 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 94,434 $0.40 $37,735.83
Disclosure

SEC source: 0000921895-20-002433 · form408569036_09172020.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,561,443

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:03 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 927 $0.40 $370.80
Disclosure

SEC source: 0000921895-20-002433 · form408569036_09172020.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 107,926

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 21:03 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 15,696 $0.40 $6,278.40
Disclosure

SEC source: 0000921895-20-002433 · form408569036_09172020.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,467,009

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 21:11 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 140 $0.35 $49.00
Disclosure

SEC source: 0000921895-20-002382 · form408569036_09112020.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 106,999

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
September 09, 2020 Filed Sep 11, 2020 21:11 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 2,360 $0.35 $826.00
Disclosure

SEC source: 0000921895-20-002382 · form408569036_09112020.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,451,313

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
September 04, 2020 Filed Sep 4, 2020 20:56 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 557 $0.35 $194.95
Disclosure

SEC source: 0000921895-20-002364 · form408569036_09042020.xml · nonDerivative · entry 4

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 106,859

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
September 04, 2020 Filed Sep 4, 2020 20:56 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 9,443 $0.35 $3,305.05
Disclosure

SEC source: 0000921895-20-002364 · form408569036_09042020.xml · nonDerivative · entry 3

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,448,953

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:56 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 56 $0.35 $19.60
Disclosure

SEC source: 0000921895-20-002364 · form408569036_09042020.xml · nonDerivative · entry 2

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 106,302

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document
September 02, 2020 Filed Sep 4, 2020 20:56 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 944 $0.35 $330.40
Disclosure

SEC source: 0000921895-20-002364 · form408569036_09042020.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 4,439,510

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 21:34 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.0001 par value 2,697 $0.32 $856.30
Disclosure

SEC source: 0000921895-20-002329 · form408569036_08252020.xml · nonDerivative · entry 4

Pappas James C · CIK 0001462171 · Director · 10% owner

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of JCP Investment Management, LLC

Disclosed balance after: 106,246

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Mr. Pappas is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in a certain account managed by JCP Management (the "JCP Account"). JCP Management, as the investment manager of the JCP Account, may be deemed to beneficially own the shares of Common Stock held in the JCP Account. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Account.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.