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ITW

ILLINOIS TOOL WORKS INC

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Tapewire entity
2959
SEC CIK
0000049826
Parsed reports
563

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202510
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2017 Filed Jun 7, 2017 20:44 UTC Exercise / conversionCommon Stock 36,467 $55.81 $2,035,223.27
Disclosure

SEC source: 0000049826-17-000115 · wf-form4_149686824270758.xml · nonDerivative · entry 1

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:16 UTC Exercise / conversionEmployee Stock Option · Derivative 52,447 $0.00 Strike: $75.10 $0.00
Disclosure

SEC source: 0001503349-17-000002 · wf-form4_149626535166831.xml · derivative · entry 6

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,483

Underlying: Common Stock · 52,447 shares

Expires 2023-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:16 UTC SaleCommon Stock 52,447 $140.62 $7,375,097.14
Disclosure

SEC source: 0001503349-17-000002 · wf-form4_149626535166831.xml · nonDerivative · entry 2

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,936

F1 · price: This transaction was executed in multiple trades at prices ranging from $140.40 to $140.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 26, 2017 Filed May 31, 2017 21:16 UTC Exercise / conversionCommon Stock 52,447 $75.10 $3,938,769.70
Disclosure

SEC source: 0001503349-17-000002 · wf-form4_149626535166831.xml · nonDerivative · entry 1

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 15, 2017 21:55 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option · Derivative 100 $0.00 Strike: $55.81 $0.00
Disclosure

SEC source: 0001307581-17-000002 · wf-form4_149488528341140.xml · derivative · entry 11

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 15, 2017 21:55 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
SaleCommon Stock 100 $138.00 $13,800.00
Disclosure

SEC source: 0001307581-17-000002 · wf-form4_149488528341140.xml · nonDerivative · entry 4

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,945

Read SEC document
May 12, 2017 Filed May 15, 2017 21:55 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 100 $55.81 $5,581.00
Disclosure

SEC source: 0001307581-17-000002 · wf-form4_149488528341140.xml · nonDerivative · entry 3

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:55 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionEmployee Stock Option · Derivative 101,197 $0.00 Strike: $55.81 $0.00
Disclosure

SEC source: 0001307581-17-000002 · wf-form4_149488528341140.xml · derivative · entry 10

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Underlying: Common Stock · 101,197 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:55 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
SaleCommon Stock 101,197 $138.03 $13,968,221.91
Disclosure

SEC source: 0001307581-17-000002 · wf-form4_149488528341140.xml · nonDerivative · entry 2

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,945

F1 · price: This transaction was executed in multiple trades at prices ranging from $138.00 to $138.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a stockholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 11, 2017 Filed May 15, 2017 21:55 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 101,197 $55.81 $5,647,804.57
Disclosure

SEC source: 0001307581-17-000002 · wf-form4_149488528341140.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 19:55 UTC
CROWN SUSANDirector
GrantCommon Stock 1,100 $139.60 $153,560.00
Disclosure

SEC source: 0001124194-17-000005 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,589

F1 · balance_after: Includes 10,544 shares of deferred stock under the ITW Director's Deferred Fee Plan as of May 5, 2017.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:42 UTC GrantCommon Stock 1,172 $139.60 $163,611.20
Disclosure

SEC source: 0000049826-17-000105 · wf-form4_149436256055547.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,122

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · ownership.direct: Includes 98,901 shares owned directly by reporting person with his spouse.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:41 UTC GrantCommon Stock 123 $139.60 $17,170.80
Disclosure

SEC source: 0000049826-17-000102 · wf-form4_149436248815299.xml · nonDerivative · entry 1

MORRISON ROBERT S · CIK 0001025098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,741

F1 · kind: Represents shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long-Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 41,467 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 5, 2017.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:44 UTC GrantCommon Stock 1,038 $139.60 $144,904.80
Disclosure

SEC source: 0000049826-17-000108 · wf-form4_149436262615298.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,745

F1 · kind: Represents shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long-Term Incentive Plan representing an annual stock grant.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:43 UTC GrantCommon Stock 1,038 $139.60 $144,904.80
Disclosure

SEC source: 0000049826-17-000106 · wf-form4_149436258441779.xml · nonDerivative · entry 1

STROBEL PAMELA B · CIK 0001184023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,565

F1 · kind: Shares of common stock acquired pursuant to the 2015 Long Term Incentive Plan representing an annaul stock grant.

F2 · balance_after: Includes 21,560 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 5, 2017.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:43 UTC GrantCommon Stock 1,062 $139.60 $148,255.20
Disclosure

SEC source: 0000049826-17-000107 · wf-form4_149436260428726.xml · nonDerivative · entry 1

Warren Kevin M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,101

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 4,055 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 5, 2017.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:42 UTC GrantCommon Stock 1,343 $139.60 $187,482.80
Disclosure

SEC source: 0000049826-17-000104 · wf-form4_149436254134640.xml · nonDerivative · entry 1

SKINNER JAMES A · CIK 0001179715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,563

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 33,205 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 5, 2017.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:42 UTC GrantCommon Stock 1,301 $139.60 $181,619.60
Disclosure

SEC source: 0000049826-17-000103 · wf-form4_149436251703874.xml · nonDerivative · entry 1

LENNY RICHARD H · CIK 0001139497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,068

F1 · kind: Represents shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long-Term Incentive Plan representing quarterly director fees and director stock grant.

F2 · balance_after: Includes 7,060 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 5, 2017.

F3 · balance_after: Includes 8 shares owned jointly with his spouse and 1,000 shares held as tenants in common with his spouse through revocable trusts.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:40 UTC GrantCommon Stock 1,038 $139.60 $144,904.80
Disclosure

SEC source: 0000049826-17-000100 · wf-form4_149436244169615.xml · nonDerivative · entry 1

GRIFFITH JAMES W · CIK 0001177773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,332

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 3,721 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 5, 2017.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:41 UTC GrantCommon Stock 1,038 $139.60 $144,904.80
Disclosure

SEC source: 0000049826-17-000101 · wf-form4_149436247128875.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:40 UTC GrantCommon Stock 1,158 $139.60 $161,656.80
Disclosure

SEC source: 0000049826-17-000099 · wf-form4_149436242307884.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,052

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 4,556 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 5, 2017.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 15:46 UTC
Hartnett John R.Executive Vice President
Disposition to issuerEmployee Stock Option · Derivative 13,889 $0.00 Strike: $43.64 $0.00
Disclosure

SEC source: 0001550096-17-000002 · wf-form4_149339438634988.xml · derivative · entry 3

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,889 shares

Expires 2020-02-12

Read SEC document
April 26, 2017 Filed Apr 28, 2017 15:46 UTC
Hartnett John R.Executive Vice President
SaleCommon Stock 13,889 $139.27 $1,934,321.03
Disclosure

SEC source: 0001550096-17-000002 · wf-form4_149339438634988.xml · nonDerivative · entry 2

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,089

F1 · price: This transaction was executed in multiple trades at prices ranging from $139.01 to $139.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a stockholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 26, 2017 Filed Apr 28, 2017 15:46 UTC
Hartnett John R.Executive Vice President
Exercise / conversionCommon Stock 13,889 $43.64 $606,115.96
Disclosure

SEC source: 0001550096-17-000002 · wf-form4_149339438634988.xml · nonDerivative · entry 1

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:46 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionEmployee Stock Option · Derivative 5,000 $0.00 Strike: $55.71 $0.00
Disclosure

SEC source: 0000049826-17-000086 · wf-form4_149324314233834.xml · derivative · entry 4

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:46 UTC
Zimmerman Michael R.Executive Vice President
SaleCommon Stock 5,000 $140.00 $700,000.00
Disclosure

SEC source: 0000049826-17-000086 · wf-form4_149324314233834.xml · nonDerivative · entry 2

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the issuer effective November 29, 2016.

Read SEC document
April 24, 2017 Filed Apr 26, 2017 21:46 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionCommon Stock 5,000 $55.71 $278,550.00
Disclosure

SEC source: 0000049826-17-000086 · wf-form4_149324314233834.xml · nonDerivative · entry 1

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 13:24 UTC
NAGARAJAN SUNDARAMExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 4,554 $0.00 Strike: $55.81 $0.00
Disclosure

SEC source: 0001498509-17-000002 · wf-form4_148854743262120.xml · derivative · entry 3

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,554 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 13:24 UTC
NAGARAJAN SUNDARAMExecutive Vice President
SaleCommon Stock 4,554 $133.28 $606,957.12
Disclosure

SEC source: 0001498509-17-000002 · wf-form4_148854743262120.xml · nonDerivative · entry 2

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,847

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b-1 Trading Plan adopted by the reporting person and approved by the Issuer effective June 7, 2016.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 13:24 UTC
NAGARAJAN SUNDARAMExecutive Vice President
Exercise / conversionCommon Stock 4,554 $55.81 $254,158.74
Disclosure

SEC source: 0001498509-17-000002 · wf-form4_148854743262120.xml · nonDerivative · entry 1

NAGARAJAN SUNDARAM · CIK 0001498509 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionEmployee Stock Option · Derivative 5,017 $0.00 Strike: $55.71 $0.00
Disclosure

SEC source: 0000049826-17-000081 · wf-form4_148840536606578.xml · derivative · entry 4

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,017 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Zimmerman Michael R.Executive Vice President
SaleCommon Stock 5,017 $132.00 $662,244.00
Disclosure

SEC source: 0000049826-17-000081 · wf-form4_148840536606578.xml · nonDerivative · entry 2

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the issuer effective November 29, 2016.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionCommon Stock 5,017 $55.71 $279,497.07
Disclosure

SEC source: 0000049826-17-000081 · wf-form4_148840536606578.xml · nonDerivative · entry 1

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:28 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionRestricted Stock Unit (granted 02/14/2014) · Derivative 1,272 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000079 · wf-form4_148728406794352.xml · derivative · entry 8

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,272 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit (RSU), performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The RSU award became vested and payable on February 14, 2017.

F4 · derivative.expiration_date: The RSU award became vested and payable on February 14, 2017.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:28 UTC
Zimmerman Michael R.Executive Vice President
Tax withholdingCommon Stock 424 $129.60 $54,950.40
Disclosure

SEC source: 0000049826-17-000079 · wf-form4_148728406794352.xml · nonDerivative · entry 2

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,626

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:28 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionCommon Stock 1,272 $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000079 · wf-form4_148728406794352.xml · nonDerivative · entry 1

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
VALLS JUANExecutive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/14/2014) · Derivative 4,665 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000078 · wf-form4_148728405079218.xml · derivative · entry 11

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,665 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The RSU award became vested and payable on February 14, 2017.

F4 · derivative.expiration_date: The RSU award became vested and payable on February 14, 2017.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
VALLS JUANExecutive Vice President
Tax withholdingCommon Stock 2,207 $129.60 $286,027.20
Disclosure

SEC source: 0000049826-17-000078 · wf-form4_148728405079218.xml · nonDerivative · entry 2

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,479

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
VALLS JUANExecutive Vice President
Exercise / conversionCommon Stock 4,665 $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000078 · wf-form4_148728405079218.xml · nonDerivative · entry 1

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (granted 02/14/2014) · Derivative 1,314 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000077 · wf-form4_148728403216146.xml · derivative · entry 10

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The RSU award became vested and payable on February 14, 2017.

F4 · derivative.expiration_date: The RSU award became vested and payable on February 14, 2017.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Tax withholdingCommon Stock 439 $129.60 $56,894.40
Disclosure

SEC source: 0000049826-17-000077 · wf-form4_148728403216146.xml · nonDerivative · entry 2

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,025

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,314 $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000077 · wf-form4_148728403216146.xml · nonDerivative · entry 1

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionPerformance Restricted Stock Unit (granted 2/14/2014) · Derivative 32,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000076 · wf-form4_148728400989557.xml · derivative · entry 12

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The PRSU award became vested and payable on February 14, 2017.

F5 · derivative.expiration_date: The PRSU award became vested and payable on February 14, 2017.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Tax withholdingCommon Stock 13,702 $129.60 $1,775,779.20
Disclosure

SEC source: 0000049826-17-000076 · wf-form4_148728400989557.xml · nonDerivative · entry 2

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,945

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 32,446 $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000076 · wf-form4_148728400989557.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:26 UTC
Parry David CVice Chairman
Exercise / conversionPerformance Restricted Stock Unit (granted 2/14/2014) · Derivative 12,724 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000075 · wf-form4_148728399207698.xml · derivative · entry 11

Parry David C · CIK 0001380374 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The PRSU award became vested and payable on February 14, 2017.

F5 · derivative.expiration_date: The PRSU award became vested and payable on February 14, 2017.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:26 UTC
Parry David CVice Chairman
Tax withholdingCommon Stock 4,694 $129.60 $608,342.40
Disclosure

SEC source: 0000049826-17-000075 · wf-form4_148728399207698.xml · nonDerivative · entry 2

Parry David C · CIK 0001380374 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:26 UTC
Parry David CVice Chairman
Exercise / conversionCommon Stock 12,724 $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000075 · wf-form4_148728399207698.xml · nonDerivative · entry 1

Parry David C · CIK 0001380374 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:26 UTC Exercise / conversionPerformance Restricted Stock Unit (granted 2/14/2014) · Derivative 5,725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-17-000074 · wf-form4_148728397614846.xml · derivative · entry 12

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The PRSU award became vested and payable on February 14, 2017.

F5 · derivative.expiration_date: The PRSU award became vested and payable on February 14, 2017.

Read SEC document
February 14, 2017 Filed Feb 16, 2017 22:26 UTC Tax withholdingCommon Stock 1,797 $129.60 $232,891.20
Disclosure

SEC source: 0000049826-17-000074 · wf-form4_148728397614846.xml · nonDerivative · entry 2

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,411

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.