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ITW

ILLINOIS TOOL WORKS INC

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Tapewire entity
2959
SEC CIK
0000049826
Parsed reports
563

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202510
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2018 Filed Dec 14, 2018 22:27 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 45,128 $55.71 $2,514,080.88
Disclosure

SEC source: 0001307581-18-000002 · wf-form4_154482640808541.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,777

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:05 UTC Exercise / conversionEmployee Stock Option · Derivative 17,483 $0.00 Strike: $75.10 $0.00
Disclosure

SEC source: 0000049826-18-000118 · wf-form4_154473870150525.xml · derivative · entry 9

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,483 shares

Expires 2023-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:05 UTC Exercise / conversionEmployee Stock Option · Derivative 41,253 $0.00 Strike: $78.59 $0.00
Disclosure

SEC source: 0000049826-18-000118 · wf-form4_154473870150525.xml · derivative · entry 8

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,752

Underlying: Common Stock · 41,253 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:05 UTC SaleCommon Stock 41,253 $132.98 $5,485,823.94
Disclosure

SEC source: 0000049826-18-000118 · wf-form4_154473870150525.xml · nonDerivative · entry 4

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

F3 · price: This transaction was executed at multiple trades at prices ranging from $132.97 to $133.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.direct: Held jointly with spouse.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:05 UTC Exercise / conversionCommon Stock 41,253 $78.59 $3,242,073.27
Disclosure

SEC source: 0000049826-18-000118 · wf-form4_154473870150525.xml · nonDerivative · entry 3

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Held jointly with spouse.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:05 UTC SaleCommon Stock 17,483 $132.73 $2,320,518.59
Disclosure

SEC source: 0000049826-18-000118 · wf-form4_154473870150525.xml · nonDerivative · entry 2

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,448

F2 · price: This transaction was executed at multiple trades at prices ranging from $132.64 to $133.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

F1 · ownership.direct: Held jointly with spouse.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:05 UTC Exercise / conversionCommon Stock 17,483 $75.10 $1,312,973.30
Disclosure

SEC source: 0000049826-18-000118 · wf-form4_154473870150525.xml · nonDerivative · entry 1

Larsen Michael M · CIK 0001503349 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Held jointly with spouse.

Read SEC document
December 10, 2018 Filed Dec 21, 2018 22:01 UTC
SMITH HAROLD BEmeritus Director
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000123 · wf-form4_154542967115823.xml · nonDerivative · entry 1

SMITH HAROLD B · CIK 0001187129 · Emeritus Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 556,692

F1 · ownership.nature: These shares are held in a revocable trust created by reporting person.

Read SEC document
November 02, 2018 Filed Nov 5, 2018 18:50 UTC
CROWN SUSANDirector
GrantCommon Stock 66 $130.71 $8,626.86
Disclosure

SEC source: 0001124194-18-000009 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,295

F1 · ownership.direct: Includes 11,895 shares of deferred stock under the ITW Director's Deferred Fee Plan as of November 2, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 22:43 UTC GrantCommon Stock 25 $130.71 $3,267.75
Disclosure

SEC source: 0000049826-18-000116 · wf-form4_154154417680264.xml · nonDerivative · entry 1

Warren Kevin M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,359

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 5,311 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 2, 208.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 22:42 UTC GrantCommon Stock 286 $130.71 $37,383.06
Disclosure

SEC source: 0000049826-18-000115 · wf-form4_154154415378267.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,399

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · ownership.direct: Includes 95,901 shares owned directly by reporting person with his spouse.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 22:42 UTC GrantCommon Stock 344 $130.71 $44,964.24
Disclosure

SEC source: 0000049826-18-000114 · wf-form4_154154413397746.xml · nonDerivative · entry 1

SKINNER JAMES A · CIK 0001179715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,536

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 37,178 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 2, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 22:42 UTC GrantCommon Stock 258 $130.71 $33,723.18
Disclosure

SEC source: 0000049826-18-000113 · wf-form4_154154411411353.xml · nonDerivative · entry 1

GRIFFITH JAMES W · CIK 0001177773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,400

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing director's quarterly fee.

F2 · balance_after: Includes 5,789 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 2, 2018.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 22:41 UTC GrantCommon Stock 129 $130.71 $16,861.59
Disclosure

SEC source: 0000049826-18-000112 · wf-form4_154154409273238.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 4,705 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 2, 2018.

Read SEC document
August 29, 2018 Filed Sep 13, 2018 20:25 UTC GiftCommon Stock 7,997 $0.00 $0.00
Disclosure

SEC source: 0001303170-18-000002 · wf-form4_153687031361500.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,744

Read SEC document
August 03, 2018 Filed Aug 6, 2018 16:54 UTC
CROWN SUSANDirector
GrantCommon Stock 62 $139.55 $8,652.10
Disclosure

SEC source: 0001124194-18-000007 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,143

F1 · balance_after: Includes 11,809 shares of deferred stock under the ITW Director's Deferred Fee Plan as of August 3, 2018.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 19:41 UTC GrantCommon Stock 24 $139.55 $3,349.20
Disclosure

SEC source: 0000049826-18-000099 · wf-form4_153367090305951.xml · nonDerivative · entry 1

Warren Kevin M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,295

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 5,247 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 3, 208.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 19:41 UTC GrantCommon Stock 268 $139.55 $37,399.40
Disclosure

SEC source: 0000049826-18-000098 · wf-form4_153367087307778.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,113

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · ownership.direct: Includes 95,901 shares owned directly by reporting person with his spouse.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 19:40 UTC GrantCommon Stock 322 $139.55 $44,935.10
Disclosure

SEC source: 0000049826-18-000097 · wf-form4_153367084293455.xml · nonDerivative · entry 1

SKINNER JAMES A · CIK 0001179715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,924

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 36,566 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 3, 2018.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 19:40 UTC GrantCommon Stock 242 $139.55 $33,771.10
Disclosure

SEC source: 0000049826-18-000096 · wf-form4_153367081258590.xml · nonDerivative · entry 1

GRIFFITH JAMES W · CIK 0001177773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,102

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing director's quarterly fee.

F2 · balance_after: Includes 5,491 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 3, 2018.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 19:40 UTC GrantCommon Stock 120 $139.55 $16,746.00
Disclosure

SEC source: 0000049826-18-000095 · wf-form4_153367078297417.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,722

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.

F2 · balance_after: Includes 4,670 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 3, 2018.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 19:40 UTC PurchaseCommon Stock 1,778 $140.85 $250,431.30
Disclosure

SEC source: 0000049826-18-000086 · wf-form4_153306604041955.xml · nonDerivative · entry 1

LENNY RICHARD H · CIK 0001139497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,551

F1 · balance_after: Includes 8,765 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of July 27, 2018.

F2 · balance_after: Includes 8 shares owned jointly with his spouse and 1,000 shares held as tenants in common with his spouse through revocable trusts.

Read SEC document
May 04, 2018 Filed May 7, 2018 19:50 UTC
CROWN SUSANDirector
GrantCommon Stock 1,056 $145.47 $153,616.32
Disclosure

SEC source: 0001124194-18-000005 · primary_doc.xml · nonDerivative · entry 1

CROWN SUSAN · CIK 0001124194 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,016

F1 · balance_after: Includes 11,744 shares of deferred stock under the ITW Director's Deferred Fee Plan as of May 4, 2018.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:29 UTC GrantCommon Stock 996 $145.47 $144,888.12
Disclosure

SEC source: 0000049826-18-000071 · wf-form4_152581128772621.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,741

F1 · kind: Represents shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long-Term Incentive Plan representing an annual stock grant.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:27 UTC GrantCommon Stock 1,019 $145.47 $148,233.93
Disclosure

SEC source: 0000049826-18-000070 · wf-form4_152581126399423.xml · nonDerivative · entry 1

Warren Kevin M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,265

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 5,217 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 4, 208.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:27 UTC GrantCommon Stock 996 $145.47 $144,888.12
Disclosure

SEC source: 0000049826-18-000069 · wf-form4_152581124752326.xml · nonDerivative · entry 1

STROBEL PAMELA B · CIK 0001184023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,979

F1 · kind: Shares of common stock acquired pursuant to the 2015 Long Term Incentive Plan representing an annaul stock grant.

F2 · balance_after: Includes 22,974 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 4, 2018.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:27 UTC GrantCommon Stock 1,253 $145.47 $182,273.91
Disclosure

SEC source: 0000049826-18-000068 · wf-form4_152581123094861.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,845

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · ownership.direct: Includes 95,901 shares owned directly by reporting person with his spouse.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:27 UTC GrantCommon Stock 1,305 $145.47 $189,838.35
Disclosure

SEC source: 0000049826-18-000067 · wf-form4_152581121280323.xml · nonDerivative · entry 1

SKINNER JAMES A · CIK 0001179715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,386

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 36,028 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 4, 2018.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:26 UTC GrantCommon Stock 996 $145.47 $144,888.12
Disclosure

SEC source: 0000049826-18-000066 · wf-form4_152581119539885.xml · nonDerivative · entry 1

LENNY RICHARD H · CIK 0001139497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,725

F1 · kind: Represents shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long-Term Incentive Plan representing annual director stock grant.

F2 · balance_after: Includes 8,717 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 4, 2018.

F3 · balance_after: Includes 8 shares owned jointly with his spouse and 1,000 shares held as tenants in common with his spouse through revocable trusts.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:26 UTC GrantCommon Stock 996 $145.47 $144,888.12
Disclosure

SEC source: 0000049826-18-000065 · wf-form4_152581113998245.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,049

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 15 shares acquired under a dividend reinvestment plan.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:25 UTC GrantCommon Stock 1,228 $145.47 $178,637.16
Disclosure

SEC source: 0000049826-18-000064 · wf-form4_152581108336863.xml · nonDerivative · entry 1

GRIFFITH JAMES W · CIK 0001177773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,831

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing director's quarterly fee and an annual stock grant.

F2 · balance_after: Includes 5,220 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 4, 2018.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:24 UTC GrantCommon Stock 1,112 $145.47 $161,762.64
Disclosure

SEC source: 0000049826-18-000063 · wf-form4_152581106670300.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,577

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant.

F2 · balance_after: Includes 4,645 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 4, 2018.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:44 UTC
Zimmerman Michael R.Executive Vice President
GrantPerformance Share Units (granted 2/15/18) · Derivative 1,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000045 · wf-form4_151916304794495.xml · derivative · entry 12

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606

Underlying: Common Stock · 1,606 shares

Expires not disclosed

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F2 · derivative.exercise_date: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.expiration_date: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:44 UTC
Zimmerman Michael R.Executive Vice President
GrantEmployee Stock Option · Derivative 13,693 $0.00 Strike: $163.36 $0.00
Disclosure

SEC source: 0000049826-18-000045 · wf-form4_151916304794495.xml · derivative · entry 11

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,693

Underlying: Common Stock · 13,693 shares

Expires 2028-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:44 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/13/15) · Derivative 2,798 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000045 · wf-form4_151916304794495.xml · derivative · entry 6

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2018.

F3 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2018.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:44 UTC
Zimmerman Michael R.Executive Vice President
Tax withholdingCommon Stock 843 $163.36 $137,712.48
Disclosure

SEC source: 0000049826-18-000045 · wf-form4_151916304794495.xml · nonDerivative · entry 2

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,581

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:44 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionCommon Stock 2,798 $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000045 · wf-form4_151916304794495.xml · nonDerivative · entry 1

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:43 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
GrantPerformance Share Units (granted 2/15/18) · Derivative 573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000043 · wf-form4_151916300923595.xml · derivative · entry 12

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573

Underlying: Common Stock · 573 shares

Expires not disclosed

F2 · security: Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F5 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F5 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:43 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
GrantEmployee Stock Option · Derivative 4,890 $0.00 Strike: $163.36 $0.00
Disclosure

SEC source: 0000049826-18-000043 · wf-form4_151916300923595.xml · derivative · entry 11

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,890

Underlying: Common Stock · 4,890 shares

Expires 2028-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:44 UTC
VALLS JUANExecutive Vice President
GrantEmployee Stock Option · Derivative 13,693 $0.00 Strike: $163.36 $0.00
Disclosure

SEC source: 0000049826-18-000044 · wf-form4_151916302751708.xml · derivative · entry 13

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,693

Underlying: Common Stock · 13,693 shares

Expires 2028-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:44 UTC
VALLS JUANExecutive Vice President
GrantPerformance Share Units (granted 2/15/18) · Derivative 1,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000044 · wf-form4_151916302751708.xml · derivative · entry 12

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606

Underlying: Common Stock · 1,606 shares

Expires not disclosed

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F3 · derivative.exercise_date: Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met.

F3 · derivative.expiration_date: Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met.

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February 15, 2018 Filed Feb 20, 2018 21:44 UTC
VALLS JUANExecutive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/13/15) · Derivative 3,731 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000044 · wf-form4_151916302751708.xml · derivative · entry 9

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2018.

F4 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2018.

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February 15, 2018 Filed Feb 20, 2018 21:44 UTC
VALLS JUANExecutive Vice President
Tax withholdingCommon Stock 1,780 $163.36 $290,780.80
Disclosure

SEC source: 0000049826-18-000044 · wf-form4_151916302751708.xml · nonDerivative · entry 2

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,430

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February 15, 2018 Filed Feb 20, 2018 21:44 UTC
VALLS JUANExecutive Vice President
Exercise / conversionCommon Stock 3,731 $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000044 · wf-form4_151916302751708.xml · nonDerivative · entry 1

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 15, 2018 Filed Feb 20, 2018 21:43 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
GrantPerformance Share Units (granted 2/15/18) · Derivative 16,833 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000042 · wf-form4_151916298430494.xml · derivative · entry 14

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,833

Underlying: Common Stock · 16,833 shares

Expires not disclosed

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F6 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F4 · derivative.exercise_date: Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met.

F4 · derivative.expiration_date: Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met.

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February 15, 2018 Filed Feb 20, 2018 21:43 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
GrantEmployee Stock Option · Derivative 143,453 $0.00 Strike: $163.36 $0.00
Disclosure

SEC source: 0000049826-18-000042 · wf-form4_151916298430494.xml · derivative · entry 13

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,453

Underlying: Common Stock · 143,453 shares

Expires 2028-02-15

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

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February 15, 2018 Filed Feb 20, 2018 21:43 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionPerformance Restricted Stock Unit (granted 2/13/15) · Derivative 29,004 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000042 · wf-form4_151916298430494.xml · derivative · entry 11

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2018.

F5 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2018.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:43 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Tax withholdingCommon Stock 11,920 $163.36 $1,947,251.20
Disclosure

SEC source: 0000049826-18-000042 · wf-form4_151916298430494.xml · nonDerivative · entry 2

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,649

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:43 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 29,004 $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000042 · wf-form4_151916298430494.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 21:43 UTC GrantPerformance Share Units (granted 2/15/18) · Derivative 4,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-18-000041 · wf-form4_151916296549991.xml · derivative · entry 14

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,591

Underlying: Common Stock · 4,591 shares

Expires not disclosed

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F6 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F4 · derivative.exercise_date: Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met.

F4 · derivative.expiration_date: Each PRSU and PSU vests 100% three years from the date of grant if performance goals are met.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.