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ITW

ILLINOIS TOOL WORKS INC

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Tapewire entity
2959
SEC CIK
0000049826
Parsed reports
563

Last 12 months

Inside the activity.

2 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202510
Jan 202600
Feb 202608
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 03, 2019 Filed May 7, 2019 21:39 UTC GrantCommon Stock 942 $157.41 $148,280.22
Disclosure

SEC source: 0000049826-19-000071 · wf-form4_155726513818243.xml · nonDerivative · entry 1

Warren Kevin M · CIK 0001495787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,426

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and stock grant.

F2 · balance_after: Includes 6,378 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 3, 2019.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:38 UTC GrantCommon Stock 1,214 $157.41 $191,095.74
Disclosure

SEC source: 0000049826-19-000070 · wf-form4_155726510987928.xml · nonDerivative · entry 1

SKINNER JAMES A · CIK 0001179715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,617

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and stock grant.

F2 · balance_after: Includes 39,258 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 3, 2019.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:35 UTC GrantCommon Stock 921 $157.41 $144,974.61
Disclosure

SEC source: 0000049826-19-000069 · wf-form4_155726491869839.xml · nonDerivative · entry 1

STROBEL PAMELA B · CIK 0001184023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,527

F1 · kind: Shares of common stock acquired pursuant to the 2015 Long Term Incentive Plan representing an annaul stock grant.

F2 · balance_after: Includes 24,521 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 3, 2019.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:35 UTC GrantCommon Stock 1,159 $157.41 $182,438.19
Disclosure

SEC source: 0000049826-19-000068 · wf-form4_155726488905088.xml · nonDerivative · entry 1

SMITH DAVID BYRON JR · CIK 0001478669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,836

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and stock grant.

F2 · ownership.direct: Includes 95,901 shares owned directly by reporting person with his spouse.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:34 UTC GrantCommon Stock 921 $157.41 $144,974.61
Disclosure

SEC source: 0000049826-19-000067 · wf-form4_155726486005690.xml · nonDerivative · entry 1

LENNY RICHARD H · CIK 0001139497 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,662

F1 · balance_after: Includes 9.875 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 3, 2019.

F2 · balance_after: Includes 8 shares owned jointly with his spouse and 1,000 shares held as tenants in common with his spouse through revocable trusts.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:34 UTC GrantCommon Stock 1,135 $157.41 $178,660.35
Disclosure

SEC source: 0000049826-19-000066 · wf-form4_155726481389925.xml · nonDerivative · entry 1

GRIFFITH JAMES W · CIK 0001177773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,870

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and stock grant.

F2 · balance_after: Includes 7,259 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 3, 2019.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:33 UTC GrantCommon Stock 1,028 $157.41 $161,817.48
Disclosure

SEC source: 0000049826-19-000065 · wf-form4_155726478313684.xml · nonDerivative · entry 1

Brutto Daniel J · CIK 0001415303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,106

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and stock grant.

F2 · balance_after: Includes 4,772 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 3, 2019.

Read SEC document
May 03, 2019 Filed May 8, 2019 16:35 UTC GrantCommon Stock 921 $157.41 $144,974.61
Disclosure

SEC source: 0001673525-19-000002 · wf-form4_155733328902750.xml · nonDerivative · entry 1

Henderson Jay L · CIK 0001673525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,026

F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing an annual stock grant.

F2 · balance_after: Includes 71 shares acquired under a dividend reinvestment plan.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:10 UTC
Hartnett John R.Executive Vice President
Exercise / conversionEmployee Stock Option · Derivative 14,323 $0.00 Strike: $63.25 $0.00
Disclosure

SEC source: 0001550096-19-000004 · wf-form4_155717343511648.xml · derivative · entry 3

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,323 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:10 UTC
Hartnett John R.Executive Vice President
SaleCommon Stock 14,323 $153.55 $2,199,296.65
Disclosure

SEC source: 0001550096-19-000004 · wf-form4_155717343511648.xml · nonDerivative · entry 2

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,372

F1 · price: This transaction was executed at multiple prices ranging from $153.21 to $153.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:10 UTC
Hartnett John R.Executive Vice President
Exercise / conversionCommon Stock 14,323 $63.25 $905,929.75
Disclosure

SEC source: 0001550096-19-000004 · wf-form4_155717343511648.xml · nonDerivative · entry 1

Hartnett John R. · CIK 0001550096 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:54 UTC Exercise / conversionEmployee Stock Option · Derivative 43,554 $0.00 Strike: $55.71 $0.00
Disclosure

SEC source: 0001504646-19-000002 · wf-form4_155268323517843.xml · derivative · entry 5

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,554 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:54 UTC SaleCommon Stock 43,554 $145.79 $6,349,737.66
Disclosure

SEC source: 0001504646-19-000002 · wf-form4_155268323517843.xml · nonDerivative · entry 2

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,373

Read SEC document
March 13, 2019 Filed Mar 15, 2019 20:54 UTC Exercise / conversionCommon Stock 43,554 $55.71 $2,426,393.34
Disclosure

SEC source: 0001504646-19-000002 · wf-form4_155268323517843.xml · nonDerivative · entry 1

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:07 UTC
VALLS JUANExecutive Vice President
Exercise / conversionEmployee Stock Option · Derivative 52,265 $0.00 Strike: $55.71 $0.00
Disclosure

SEC source: 0000049826-19-000049 · wf-form4_155078683143100.xml · derivative · entry 4

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,265 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:07 UTC
VALLS JUANExecutive Vice President
SaleCommon Stock 52,265 $142.41 $7,443,058.65
Disclosure

SEC source: 0000049826-19-000049 · wf-form4_155078683143100.xml · nonDerivative · entry 2

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,355

F1 · price: This transaction was executed at multiple prices ranging from $142.20 to $142.91. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:07 UTC
VALLS JUANExecutive Vice President
Exercise / conversionCommon Stock 52,265 $55.71 $2,911,683.15
Disclosure

SEC source: 0000049826-19-000049 · wf-form4_155078683143100.xml · nonDerivative · entry 1

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:57 UTC
Mines AndrewExecutive Vice President
GrantPerformance Share Units (granted 2/15/19) · Derivative 1,646 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000041 · wf-form4_155069983380643.xml · derivative · entry 10

Mines Andrew · CIK 0001731145 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,646

Underlying: Common Stock · 1,646 shares

Expires not disclosed

F2 · security: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F4 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F4 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:57 UTC
Mines AndrewExecutive Vice President
GrantEmployee Stock Option · Derivative 13,824 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000041 · wf-form4_155069983380643.xml · derivative · entry 9

Mines Andrew · CIK 0001731145 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,824

Underlying: Common Stock · 13,824 shares

Expires 2029-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:55 UTC
Schlitz Lei ZhangExecutive Vice President
GrantPerformance Share Units (granted 2/15/19) · Derivative 1,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000038 · wf-form4_155069971971575.xml · derivative · entry 14

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906

Underlying: Common Stock · 1,906 shares

Expires not disclosed

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F6 · derivative.exercise_date: Each PSU vests 100% three years from date of grant if performance goals are met.

F6 · derivative.expiration_date: Each PSU vests 100% three years from date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:55 UTC
Schlitz Lei ZhangExecutive Vice President
GrantEmployee Stock Option · Derivative 16,006 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000038 · wf-form4_155069971971575.xml · derivative · entry 13

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,006

Underlying: Common Stock · 16,006 shares

Expires 2029-02-15

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:55 UTC
Schlitz Lei ZhangExecutive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 2,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000038 · wf-form4_155069971971575.xml · derivative · entry 10

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F4 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:55 UTC
Schlitz Lei ZhangExecutive Vice President
Tax withholdingCommon Stock 905 $138.64 $125,469.20
Disclosure

SEC source: 0000049826-19-000038 · wf-form4_155069971971575.xml · nonDerivative · entry 2

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:55 UTC
Schlitz Lei ZhangExecutive Vice President
Exercise / conversionCommon Stock 2,993 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000038 · wf-form4_155069971971575.xml · nonDerivative · entry 1

Schlitz Lei Zhang · CIK 0001652579 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
Lawler Mary KatherineSVP & Chief HR Officer
GrantPerformance Share Units (granted 2/15/19) · Derivative 2,296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000040 · wf-form4_155069979734973.xml · derivative · entry 12

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,296

Underlying: Common Stock · 2,296 shares

Expires not disclosed

F4 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F6 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents accrued, if any, to date.

F7 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F7 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
Lawler Mary KatherineSVP & Chief HR Officer
GrantEmployee Stock Option · Derivative 19,281 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000040 · wf-form4_155069979734973.xml · derivative · entry 11

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,281

Underlying: Common Stock · 19,281 shares

Expires 2029-02-15

F3 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
Lawler Mary KatherineSVP & Chief HR Officer
Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 4,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000040 · wf-form4_155069979734973.xml · derivative · entry 8

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F5 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
Lawler Mary KatherineSVP & Chief HR Officer
Tax withholdingCommon Stock 1,301 $138.64 $180,370.64
Disclosure

SEC source: 0000049826-19-000040 · wf-form4_155069979734973.xml · nonDerivative · entry 2

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,890

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:56 UTC
Lawler Mary KatherineSVP & Chief HR Officer
Exercise / conversionCommon Stock 4,353 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000040 · wf-form4_155069979734973.xml · nonDerivative · entry 1

Lawler Mary Katherine · CIK 0001435059 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 175 shares acquired under a dividend reinvestment plan.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
GrantPerformance Share Units (granted 2/15/19) · Derivative 19,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000044 · wf-form4_155069996637584.xml · derivative · entry 14

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,936

Underlying: Common Stock · 19,936 shares

Expires not disclosed

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F6 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F6 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
GrantEmployee Stock Option · Derivative 167,345 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000044 · wf-form4_155069996637584.xml · derivative · entry 13

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,345

Underlying: Common Stock · 167,345 shares

Expires 2029-02-15

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 32,651 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000044 · wf-form4_155069996637584.xml · derivative · entry 10

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,651 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F4 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Tax withholdingCommon Stock 13,381 $138.64 $1,855,141.84
Disclosure

SEC source: 0000049826-19-000044 · wf-form4_155069996637584.xml · nonDerivative · entry 2

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,419

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC
SANTI ERNEST SCOTTDirector · Chairman & CEO
Exercise / conversionCommon Stock 32,651 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000044 · wf-form4_155069996637584.xml · nonDerivative · entry 1

SANTI ERNEST SCOTT · CIK 0001307581 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:01 UTC
Zimmerman Michael R.Executive Vice President
GrantPerformance Share Units (granted 2/15/19) · Derivative 1,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000047 · wf-form4_155070007819093.xml · derivative · entry 13

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,906

Underlying: Common Stock · 1,906 shares

Expires not disclosed

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F5 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F5 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:01 UTC
Zimmerman Michael R.Executive Vice President
GrantEmployee Stock Option · Derivative 16,006 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000047 · wf-form4_155070007819093.xml · derivative · entry 12

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,006

Underlying: Common Stock · 16,006 shares

Expires 2029-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:01 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 3,446 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000047 · wf-form4_155070007819093.xml · derivative · entry 7

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,446 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F3 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:01 UTC
Zimmerman Michael R.Executive Vice President
Tax withholdingCommon Stock 1,037 $138.64 $143,769.68
Disclosure

SEC source: 0000049826-19-000047 · wf-form4_155070007819093.xml · nonDerivative · entry 2

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,990

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:01 UTC
Zimmerman Michael R.Executive Vice President
Exercise / conversionCommon Stock 3,446 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000047 · wf-form4_155070007819093.xml · nonDerivative · entry 1

Zimmerman Michael R. · CIK 0001630650 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC
VALLS JUANExecutive Vice President
GrantPerformance Share Units (granted 2/15/19) · Derivative 1,820 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000046 · wf-form4_155070004128672.xml · derivative · entry 14

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,820

Underlying: Common Stock · 1,820 shares

Expires not disclosed

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F5 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F5 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC
VALLS JUANExecutive Vice President
GrantEmployee Stock Option · Derivative 15,279 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000046 · wf-form4_155070004128672.xml · derivative · entry 13

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,279

Underlying: Common Stock · 15,279 shares

Expires 2029-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC
VALLS JUANExecutive Vice President
Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 3,627 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000046 · wf-form4_155070004128672.xml · derivative · entry 10

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F3 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC
VALLS JUANExecutive Vice President
Tax withholdingCommon Stock 1,701 $138.64 $235,826.64
Disclosure

SEC source: 0000049826-19-000046 · wf-form4_155070004128672.xml · nonDerivative · entry 2

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,356

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC
VALLS JUANExecutive Vice President
Exercise / conversionCommon Stock 3,627 $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000046 · wf-form4_155070004128672.xml · nonDerivative · entry 1

VALLS JUAN · CIK 0001416777 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
GrantPerformance Share Units (granted 2/15/19) · Derivative 693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000045 · wf-form4_155070000383108.xml · derivative · entry 13

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693

Underlying: Common Stock · 693 shares

Expires not disclosed

F2 · security: Each performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F3 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F4 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F4 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:00 UTC
SCHEUNEMAN RANDALL JVP & Chief Accounting Officer
GrantEmployee Stock Option · Derivative 5,820 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000045 · wf-form4_155070000383108.xml · derivative · entry 12

SCHEUNEMAN RANDALL J · CIK 0001470159 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,820

Underlying: Common Stock · 5,820 shares

Expires 2029-02-15

F1 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC GrantEmployee Stock Option · Derivative 43,655 $0.00 Strike: $144.21 $0.00
Disclosure

SEC source: 0000049826-19-000043 · wf-form4_155069993002100.xml · derivative · entry 15

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,655

Underlying: Common Stock · 43,655 shares

Expires 2029-02-15

F2 · derivative.exercise_date: Options vest in four (4) equal annual installments beginning one year from date of grant.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC GrantPerformance Share Units (granted 2/15/19) · Derivative 5,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000043 · wf-form4_155069993002100.xml · derivative · entry 14

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Underlying: Common Stock · 5,200 shares

Expires not disclosed

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F5 · security: PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date.

F6 · derivative.exercise_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

F6 · derivative.expiration_date: Each PSU vests 100% three years from the date of grant if performance goals are met.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC Exercise / conversionPerformance Restricted Stock Unit (granted 2/12/2016) · Derivative 8,162 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000049826-19-000043 · wf-form4_155069993002100.xml · derivative · entry 9

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each performance restricted stock unit (PRSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock.

F4 · derivative.exercise_date: The PRSU award became vested and payable on February 15, 2019.

F4 · derivative.expiration_date: The PRSU award became vested and payable on February 15, 2019.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:59 UTC Tax withholdingCommon Stock 2,545 $138.64 $352,838.80
Disclosure

SEC source: 0000049826-19-000043 · wf-form4_155069993002100.xml · nonDerivative · entry 2

O'HERLIHY CHRISTOPHER A · CIK 0001504646 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,373

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.