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Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

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2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2015 Filed Jan 28, 2015 22:58 UTC SaleCommon Stock 5,000 $512.94 $2,564,710.50
Disclosure

SEC source: 0001035267-15-000009 · edgardoc.xml · nonDerivative · entry 2

RUBASH MARK J · CIK 0001209186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 25, 2014.

F2 · price: The shares were sold at an average price of $512.942122. The actual selling price of the shares was: $512 - $512.99 - 3785 shares sold; $513 - $513.99 - 745 shares sold; $514 - $514.99 - 300 shares sold; $515 - $515.99 - 70 shares sold; $516-$516.99 - 100 shares sold.

Read SEC document
January 27, 2015 Filed Jan 28, 2015 22:58 UTC Exercise / conversionCommon Stock 5,000 $269.34 $1,346,700.00
Disclosure

SEC source: 0001035267-15-000009 · edgardoc.xml · nonDerivative · entry 1

RUBASH MARK J · CIK 0001209186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2015 Filed Jan 28, 2015 23:05 UTC
Rosa David J.EVP Scientific Affairs
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $303.27 $0.00
Disclosure

SEC source: 0001035267-15-000010 · edgardoc.xml · derivative · entry 3

Rosa David J. · CIK 0001519593 · EVP Scientific Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
January 27, 2015 Filed Jan 28, 2015 23:05 UTC
Rosa David J.EVP Scientific Affairs
SaleCommon Stock 10,000 $511.33 $5,113,287.00
Disclosure

SEC source: 0001035267-15-000010 · edgardoc.xml · nonDerivative · entry 2

Rosa David J. · CIK 0001519593 · EVP Scientific Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 764

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on December 10, 2014.

F2 · price: The shares were sold at an average price of $511.328659. The actual selling price of the shares was: $506.00 - $506.99 - 700 shares sold; $507.00 - $507.99 - 400 shares sold; $508.00 - $508.99 - 500 shares; $509.00 - $509.99 - 800 shares sold; $510.00 - $510.99 - 1200 shares sold; $511 - $511.99 - 2,372 shares sold; $512 - $512.99 - 1,528 shares sold; $513 - $513.99 - 1,000 shares sold; $514 - $514.99 - 662 shares sold; $515 - $515.99 - 838 shares sold.

Read SEC document
January 27, 2015 Filed Jan 28, 2015 23:05 UTC
Rosa David J.EVP Scientific Affairs
Exercise / conversionCommon Stock 10,000 $303.27 $3,032,700.00
Disclosure

SEC source: 0001035267-15-000010 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP Scientific Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2014 Filed Dec 15, 2014 23:47 UTC
GUTHART GARY SDirector · President & CEO
GiftCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000117 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,146

F1 · price: These shares were gifted to the California Institute of Technology.

Read SEC document
December 10, 2014 Filed Dec 16, 2014 01:00 UTC GiftCommon Stock 1,069 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000118 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 102,031

F1 · price: Shares were distributed by Lonnie M. Smith Heartflow GRAT UA 12/05/2012 to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
December 10, 2014 Filed Dec 16, 2014 01:00 UTC GiftCommon Stock 1,069 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000118 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,744

F1 · price: Shares were distributed by Lonnie M. Smith Heartflow GRAT UA 12/05/2012 to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
December 08, 2014 Filed Dec 9, 2014 23:39 UTC SaleCommon Stock 1,700 $511.24 $869,112.25
Disclosure

SEC source: 0001035267-14-000116 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,675

F1 · price: The shares were sold by The Trust Company of Oxford FBO The Smith Family Foundation.

Read SEC document
December 03, 2014 Filed Dec 9, 2014 23:38 UTC
MELTZER MARK JSVP General Counsel & CCO
GiftCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000115 · edgardoc.xml · nonDerivative · entry 6

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627

F1 · price: A total of 58 shares were gifted during the period 10/28/14 to 12/3/14 to the following: on 10/28/14, 6 shares were gifted to Berlin Airlift Historical Foundation; on 10/20/14 a total of 11 shares were gifted between St. Anthony Foundation, ACLU Foundation, Saveabunny, and Second Harvest Food Bank; on 11/25/14 3 shares were gifted to UC Hastings College of Law; on 12/1/14, a total of 2 shares were gifted to George School and California Near Space Project; on 12/2/14 a total of 11 shares were gifted to Josephine Merz-Crew and Growing Hope; and on 12/3/14, 25 shares were gifted to Schwab Charitable Fund.

Read SEC document
December 02, 2014 Filed Dec 9, 2014 23:38 UTC
MELTZER MARK JSVP General Counsel & CCO
GiftCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000115 · edgardoc.xml · nonDerivative · entry 5

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652

F1 · price: A total of 58 shares were gifted during the period 10/28/14 to 12/3/14 to the following: on 10/28/14, 6 shares were gifted to Berlin Airlift Historical Foundation; on 10/20/14 a total of 11 shares were gifted between St. Anthony Foundation, ACLU Foundation, Saveabunny, and Second Harvest Food Bank; on 11/25/14 3 shares were gifted to UC Hastings College of Law; on 12/1/14, a total of 2 shares were gifted to George School and California Near Space Project; on 12/2/14 a total of 11 shares were gifted to Josephine Merz-Crew and Growing Hope; and on 12/3/14, 25 shares were gifted to Schwab Charitable Fund.

Read SEC document
December 01, 2014 Filed Dec 2, 2014 17:43 UTC
Brogna SalvatoreSVP Product Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 375 $0.00 Strike: $383.73 $0.00
Disclosure

SEC source: 0001035267-14-000114 · edgardoc.xml · derivative · entry 7

Brogna Salvatore · CIK 0001519413 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374

Underlying: Common Stock · 375 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
December 01, 2014 Filed Dec 2, 2014 17:43 UTC
Brogna SalvatoreSVP Product Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $341.19 $0.00
Disclosure

SEC source: 0001035267-14-000114 · edgardoc.xml · derivative · entry 6

Brogna Salvatore · CIK 0001519413 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 1,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
December 01, 2014 Filed Dec 2, 2014 17:43 UTC
Brogna SalvatoreSVP Product Development
SaleCommon Stock 375 $515.87 $193,451.25
Disclosure

SEC source: 0001035267-14-000114 · edgardoc.xml · nonDerivative · entry 4

Brogna Salvatore · CIK 0001519413 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

F1 · price: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on June 12, 2014.

Read SEC document
December 01, 2014 Filed Dec 2, 2014 17:43 UTC
Brogna SalvatoreSVP Product Development
Exercise / conversionCommon Stock 375 $383.73 $143,898.75
Disclosure

SEC source: 0001035267-14-000114 · edgardoc.xml · nonDerivative · entry 3

Brogna Salvatore · CIK 0001519413 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2014 Filed Dec 2, 2014 17:43 UTC
Brogna SalvatoreSVP Product Development
SaleCommon Stock 1,000 $515.87 $515,870.00
Disclosure

SEC source: 0001035267-14-000114 · edgardoc.xml · nonDerivative · entry 2

Brogna Salvatore · CIK 0001519413 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311

F1 · price: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on June 12, 2014.

Read SEC document
December 01, 2014 Filed Dec 2, 2014 17:43 UTC
Brogna SalvatoreSVP Product Development
Exercise / conversionCommon Stock 1,000 $341.19 $341,190.00
Disclosure

SEC source: 0001035267-14-000114 · edgardoc.xml · nonDerivative · entry 1

Brogna Salvatore · CIK 0001519413 · SVP Product Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2014 Filed Dec 9, 2014 23:38 UTC
MELTZER MARK JSVP General Counsel & CCO
GiftCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000115 · edgardoc.xml · nonDerivative · entry 4

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

F1 · price: A total of 58 shares were gifted during the period 10/28/14 to 12/3/14 to the following: on 10/28/14, 6 shares were gifted to Berlin Airlift Historical Foundation; on 10/20/14 a total of 11 shares were gifted between St. Anthony Foundation, ACLU Foundation, Saveabunny, and Second Harvest Food Bank; on 11/25/14 3 shares were gifted to UC Hastings College of Law; on 12/1/14, a total of 2 shares were gifted to George School and California Near Space Project; on 12/2/14 a total of 11 shares were gifted to Josephine Merz-Crew and Growing Hope; and on 12/3/14, 25 shares were gifted to Schwab Charitable Fund.

Read SEC document
November 25, 2014 Filed Nov 25, 2014 22:08 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 61 $520.00 $31,720.00
Disclosure

SEC source: 0001035267-14-000112 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 25, 2014 Filed Dec 2, 2014 17:41 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000113 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,375

F1 · price: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Church of Jesus Christ of Latter-Day Saints.

Read SEC document
November 25, 2014 Filed Dec 9, 2014 23:38 UTC
MELTZER MARK JSVP General Counsel & CCO
GiftCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000115 · edgardoc.xml · nonDerivative · entry 3

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665

F1 · price: A total of 58 shares were gifted during the period 10/28/14 to 12/3/14 to the following: on 10/28/14, 6 shares were gifted to Berlin Airlift Historical Foundation; on 10/20/14 a total of 11 shares were gifted between St. Anthony Foundation, ACLU Foundation, Saveabunny, and Second Harvest Food Bank; on 11/25/14 3 shares were gifted to UC Hastings College of Law; on 12/1/14, a total of 2 shares were gifted to George School and California Near Space Project; on 12/2/14 a total of 11 shares were gifted to Josephine Merz-Crew and Growing Hope; and on 12/3/14, 25 shares were gifted to Schwab Charitable Fund.

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,170 $0.00 Strike: $303.27 $0.00
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · derivative · entry 9

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,830

Underlying: Common Stock · 5,170 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $303.27 $0.00
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · derivative · entry 8

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 1,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,395 $0.00 Strike: $107.27 $0.00
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · derivative · entry 7

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,395 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
SaleCommon Stock 5,170 $520.91 $2,693,088.67
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · nonDerivative · entry 6

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
Exercise / conversionCommon Stock 5,170 $303.27 $1,567,905.90
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · nonDerivative · entry 5

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
SaleCommon Stock 1,000 $520.12 $520,116.30
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · nonDerivative · entry 4

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
Exercise / conversionCommon Stock 1,000 $303.27 $303,270.00
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · nonDerivative · entry 3

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
SaleCommon Stock 3,395 $520.91 $1,768,478.93
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · nonDerivative · entry 2

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102

Read SEC document
November 24, 2014 Filed Nov 25, 2014 20:21 UTC
Morales ColinSVP Manuf & Service Op
Exercise / conversionCommon Stock 3,395 $107.27 $364,181.65
Disclosure

SEC source: 0001035267-14-000111 · edgardoc.xml · nonDerivative · entry 1

Morales Colin · CIK 0001519592 · SVP Manuf & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2014 Filed Dec 9, 2014 23:38 UTC
MELTZER MARK JSVP General Counsel & CCO
GiftCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000115 · edgardoc.xml · nonDerivative · entry 2

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

F1 · price: A total of 58 shares were gifted during the period 10/28/14 to 12/3/14 to the following: on 10/28/14, 6 shares were gifted to Berlin Airlift Historical Foundation; on 10/20/14 a total of 11 shares were gifted between St. Anthony Foundation, ACLU Foundation, Saveabunny, and Second Harvest Food Bank; on 11/25/14 3 shares were gifted to UC Hastings College of Law; on 12/1/14, a total of 2 shares were gifted to George School and California Near Space Project; on 12/2/14 a total of 11 shares were gifted to Josephine Merz-Crew and Growing Hope; and on 12/3/14, 25 shares were gifted to Schwab Charitable Fund.

Read SEC document
November 17, 2014 Filed Nov 18, 2014 16:36 UTC SaleCommon Stock 300 $511.91 $153,574.02
Disclosure

SEC source: 0001035267-14-000110 · edgardoc.xml · nonDerivative · entry 4

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 103,100

F3 · shares: The shares were sold from the Lonnie M. Smith 2013 Charitable Remainder Unitrust, from which Mr. Smith is not an Investment Advisor.

Read SEC document
November 04, 2014 Filed Nov 18, 2014 16:36 UTC GiftCommon Stock 4,052 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000110 · edgardoc.xml · nonDerivative · entry 3

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 103,400

F2 · shares: Shares from Lonnie Smith & Cheryl Smith, Community Property, were transferred to Lonnie M Smith Heartflow II GRAT dated 10/9/14, The Trust Company of Oxford, Trustee,

Read SEC document
November 04, 2014 Filed Nov 18, 2014 16:36 UTC GiftCommon Stock 4,052 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000110 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,375

F2 · shares: Shares from Lonnie Smith & Cheryl Smith, Community Property, were transferred to Lonnie M Smith Heartflow II GRAT dated 10/9/14, The Trust Company of Oxford, Trustee,

Read SEC document
October 31, 2014 Filed Nov 4, 2014 16:01 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $107.27 $0.00
Disclosure

SEC source: 0001035267-14-000109 · edgardoc.xml · derivative · entry 3

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 7,500 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 16:01 UTC
MOHR MARSHALLSVP & CFO
SaleCommon Stock 7,500 $500.00 $3,750,000.00
Disclosure

SEC source: 0001035267-14-000109 · edgardoc.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 12, 2014.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 16:01 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionCommon Stock 7,500 $107.27 $804,525.00
Disclosure

SEC source: 0001035267-14-000109 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2014 Filed Oct 31, 2014 22:06 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,125 $0.00 Strike: $483.80 $0.00
Disclosure

SEC source: 0001035267-14-000108 · edgardoc.xml · derivative · entry 3

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,125 shares

Expires 2023-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

Read SEC document
October 30, 2014 Filed Oct 31, 2014 22:06 UTC SaleCommon Stock 2,125 $488.95 $1,039,023.85
Disclosure

SEC source: 0001035267-14-000108 · edgardoc.xml · nonDerivative · entry 2

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979

Read SEC document
October 30, 2014 Filed Oct 31, 2014 22:06 UTC Exercise / conversionCommon Stock 2,125 $483.80 $1,028,075.00
Disclosure

SEC source: 0001035267-14-000108 · edgardoc.xml · nonDerivative · entry 1

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 28, 2014 Filed Nov 18, 2014 16:36 UTC GiftCommon Stock 495 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000110 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,427

F1 · shares: These shares were gifted to various grandchildren of Mr. Smith, of which he has no investment control.

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October 28, 2014 Filed Dec 9, 2014 23:38 UTC
MELTZER MARK JSVP General Counsel & CCO
GiftCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001035267-14-000115 · edgardoc.xml · nonDerivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679

F1 · price: A total of 58 shares were gifted during the period 10/28/14 to 12/3/14 to the following: on 10/28/14, 6 shares were gifted to Berlin Airlift Historical Foundation; on 10/20/14 a total of 11 shares were gifted between St. Anthony Foundation, ACLU Foundation, Saveabunny, and Second Harvest Food Bank; on 11/25/14 3 shares were gifted to UC Hastings College of Law; on 12/1/14, a total of 2 shares were gifted to George School and California Near Space Project; on 12/2/14 a total of 11 shares were gifted to Josephine Merz-Crew and Growing Hope; and on 12/3/14, 25 shares were gifted to Schwab Charitable Fund.

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October 27, 2014 Filed Oct 27, 2014 21:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,188 $0.00 Strike: $365.98 $0.00
Disclosure

SEC source: 0001035267-14-000105 · edgardoc.xml · derivative · entry 24

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,188 shares

Expires 2020-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

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October 27, 2014 Filed Oct 27, 2014 21:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,750 $0.00 Strike: $357.19 $0.00
Disclosure

SEC source: 0001035267-14-000105 · edgardoc.xml · derivative · entry 23

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,750 shares

Expires 2021-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

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October 27, 2014 Filed Oct 27, 2014 21:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $288.50 $0.00
Disclosure

SEC source: 0001035267-14-000105 · edgardoc.xml · derivative · entry 22

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,700 shares

Expires 2018-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

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October 27, 2014 Filed Oct 27, 2014 21:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 847 $0.00 Strike: $135.39 $0.00
Disclosure

SEC source: 0001035267-14-000105 · edgardoc.xml · derivative · entry 20

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 847 shares

Expires 2019-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

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October 27, 2014 Filed Oct 27, 2014 21:38 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,700 $0.00 Strike: $133.31 $0.00
Disclosure

SEC source: 0001035267-14-000105 · edgardoc.xml · derivative · entry 18

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,700 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

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October 27, 2014 Filed Oct 27, 2014 21:38 UTC SaleCommon Stock 4,700 $475.00 $2,232,501.41
Disclosure

SEC source: 0001035267-14-000105 · edgardoc.xml · nonDerivative · entry 16

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979

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October 27, 2014 Filed Oct 27, 2014 21:38 UTC Exercise / conversionCommon Stock 4,700 $133.31 $626,557.00
Disclosure

SEC source: 0001035267-14-000105 · edgardoc.xml · nonDerivative · entry 15

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2014 Filed Oct 27, 2014 21:38 UTC SaleCommon Stock 3,700 $475.00 $1,757,501.11
Disclosure

SEC source: 0001035267-14-000105 · edgardoc.xml · nonDerivative · entry 14

LOOP FLOYD D MD · CIK 0001128794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,979

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.