Tapewire

Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

Export transactions ↓
Tapewire entity
2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 750 $688.40 $516,300.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · nonDerivative · entry 6

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 3, 2016.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 750 $334.30 $250,725.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · nonDerivative · entry 5

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 750 $688.40 $516,300.98
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · nonDerivative · entry 4

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 3, 2016.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 750 $334.30 $250,725.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · nonDerivative · entry 3

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 750 $688.40 $516,300.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · nonDerivative · entry 2

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 3, 2016.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 750 $334.30 $250,725.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · nonDerivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2016 Filed Sep 28, 2016 19:17 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000234 · edgardoc.xml · nonDerivative · entry 3

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 89,326

F1 · price: These shares were transferred from the account of Lonnie Smith & Cheryl Smith, Community Property to an indirect holding, Lonnie M. Smith Equalization GRAT II U/A 08/16/2016, The Trust Company of Oxford, Trustee.

Read SEC document
August 17, 2016 Filed Sep 28, 2016 19:17 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000234 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,199

F1 · price: These shares were transferred from the account of Lonnie Smith & Cheryl Smith, Community Property to an indirect holding, Lonnie M. Smith Equalization GRAT II U/A 08/16/2016, The Trust Company of Oxford, Trustee.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 17:48 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-16-000224 · edgardoc.xml · derivative · entry 1

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2026-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 17:52 UTC
MELTZER MARK JSVP General Counsel & CCO
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,062 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-16-000226 · edgardoc.xml · derivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Underlying: Common Stock · 1,062 shares

Expires 2026-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 17:49 UTC
MOHR MARSHALLSVP & CFO
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-16-000225 · edgardoc.xml · derivative · entry 1

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2026-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:49 UTC
Brogna SalvatoreEVP - Product Operations
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,625 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-16-000227 · edgardoc.xml · derivative · entry 1

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

Underlying: Common Stock · 1,625 shares

Expires 2026-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:57 UTC
Rosa David J.EVP & Chief Commercial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,625 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-16-000229 · edgardoc.xml · derivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,625

Underlying: Common Stock · 1,625 shares

Expires 2026-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 21:53 UTC
Morales ColinSVP Manufacturing & Service Op
GrantNon-Qualified Stock Option (right to buy) · Derivative 937 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-16-000228 · edgardoc.xml · derivative · entry 1

Morales Colin · CIK 0001519592 · SVP Manufacturing & Service Op

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937

Underlying: Common Stock · 937 shares

Expires 2026-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2016 Filed Aug 16, 2016 22:00 UTC
Samath JamieVP & Prin Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 562 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-16-000230 · edgardoc.xml · derivative · entry 1

Samath Jamie · CIK 0001330269 · VP & Prin Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562

Underlying: Common Stock · 562 shares

Expires 2026-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2016 Filed Aug 17, 2016 17:46 UTC
GUTHART GARY SDirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,250 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-16-000231 · edgardoc.xml · derivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2026-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 08, 2016 Filed Aug 9, 2016 19:28 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000222 · edgardoc.xml · derivative · entry 3

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 375 shares

Expires 2018-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time.

Read SEC document
August 08, 2016 Filed Aug 9, 2016 19:28 UTC
Rosa David J.EVP & Chief Commercial Officer
Tax withholdingCommon Stock 189 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000222 · edgardoc.xml · nonDerivative · entry 2

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,287

F1 · price: On 8/7/14, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the grant date on a one-for-one basis. On 8/8/16 25% of the shares were vested and released. A portion of the shares were held back to cover the statutory tax withholding requirement and the net shares were deposited into the holders account.

Read SEC document
August 08, 2016 Filed Aug 9, 2016 19:28 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000222 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2016 Filed Aug 5, 2016 22:26 UTC
LEVY ALAN JDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,188 $0.00 Strike: $365.98 $0.00
Disclosure

SEC source: 0001035267-16-000221 · edgardoc.xml · derivative · entry 3

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,188 shares

Expires 2020-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

Read SEC document
August 04, 2016 Filed Aug 5, 2016 22:26 UTC
LEVY ALAN JDirector
SaleCommon Stock 3,188 $694.11 $2,212,815.99
Disclosure

SEC source: 0001035267-16-000221 · edgardoc.xml · nonDerivative · entry 2

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213

Read SEC document
August 04, 2016 Filed Aug 5, 2016 22:26 UTC
LEVY ALAN JDirector
Exercise / conversionCommon Stock 3,188 $365.98 $1,166,744.24
Disclosure

SEC source: 0001035267-16-000221 · edgardoc.xml · nonDerivative · entry 1

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2016 Filed Aug 12, 2016 21:54 UTC GiftCommon Stock 14,445 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000223 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 74,326

F1 · kind: Shares from Lonnie Smith & Cheryl Smith, Community Property, were transferred to Lonnie M Smith Heartflow III GRAT dated 7/1/16, The Trust Company of Oxford, Trustee.

Read SEC document
August 04, 2016 Filed Aug 12, 2016 21:54 UTC GiftCommon Stock 14,445 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000223 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,199

F1 · kind: Shares from Lonnie Smith & Cheryl Smith, Community Property, were transferred to Lonnie M Smith Heartflow III GRAT dated 7/1/16, The Trust Company of Oxford, Trustee.

Read SEC document
August 01, 2016 Filed Aug 2, 2016 16:24 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,500 $0.00 Strike: $112.66 $0.00
Disclosure

SEC source: 0001035267-16-000220 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
August 01, 2016 Filed Aug 2, 2016 16:24 UTC
GUTHART GARY SDirector · President & CEO
SaleCommon Stock 13,400 $698.00 $9,353,190.62
Disclosure

SEC source: 0001035267-16-000220 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,380

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on May 23, 2016.

Read SEC document
August 01, 2016 Filed Aug 2, 2016 16:24 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionCommon Stock 17,500 $112.66 $1,971,550.00
Disclosure

SEC source: 0001035267-16-000220 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2016 Filed Jan 4, 2017 23:44 UTC
Brogna SalvatoreEVP - Product Operations
OtherCommon Stock 1 $447.53 $447.53
Disclosure

SEC source: 0001035267-17-000001 · edgardoc.xml · nonDerivative · entry 1

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422

F1 · shares: The Filer purchased 1 share through the Employee Stock Purchase Program on 7/29/16, increasing his holdings to 422 shares.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:15 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $303.27 $0.00
Disclosure

SEC source: 0001035267-16-000218 · edgardoc.xml · derivative · entry 3

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 5,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:15 UTC
MOHR MARSHALLSVP & CFO
SaleCommon Stock 5,000 $684.09 $3,420,433.00
Disclosure

SEC source: 0001035267-16-000218 · edgardoc.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,725

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on September 11, 2015.

F2 · price: The shares were sold at an average price of $684.086638. The actual selling price of the shares was: $682.00 - $682.99 = 551 shares sold; $683.00 - $683.99 = 2,100 shares sold; $684.00 - $684.99 = 1,649 shares; $685.00 - $685.99 = 300 shares sold; $686.00 - $686.99 = 400 shares sold.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:15 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionCommon Stock 5,000 $303.27 $1,516,350.00
Disclosure

SEC source: 0001035267-16-000218 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:17 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $505.23 $0.00
Disclosure

SEC source: 0001035267-16-000219 · edgardoc.xml · derivative · entry 6

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:17 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $444.09 $0.00
Disclosure

SEC source: 0001035267-16-000219 · edgardoc.xml · derivative · entry 5

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2024-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:17 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
SaleCommon Stock 1,250 $684.53 $855,659.50
Disclosure

SEC source: 0001035267-16-000219 · edgardoc.xml · nonDerivative · entry 4

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

F1 · shares: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on April 27, 2015.

F3 · price: The shares were sold at an average price of $684.5276. The actual selling price of the shares was: $682.00 - $682.99 = 300 shares sold; $683.00 - $683.99 = 200 shares sold; $684.00 - $684.99 = 600 shares; $687.00 - $687.99 = 150 shares sold.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:17 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
Exercise / conversionCommon Stock 1,250 $444.09 $555,112.50
Disclosure

SEC source: 0001035267-16-000219 · edgardoc.xml · nonDerivative · entry 3

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:17 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
SaleCommon Stock 3,000 $684.34 $2,053,017.60
Disclosure

SEC source: 0001035267-16-000219 · edgardoc.xml · nonDerivative · entry 2

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133

F1 · shares: These options were exercised and the underlying shares sold pursuant to a 10b5-1 trading plan adopted by the reporting person on April 27, 2015.

F2 · price: The shares were sold at an average price of $684.3392. The actual selling price of the shares was: $682.00 - $682.99 = 200 shares sold; $683.00 - $683.99 = 1,058 shares sold; $684.00 - $684.99 = 1,342 shares; $685.00 - $685.99 = 200 shares sold; $686.00 - $686.99 = 200 shares sold.

Read SEC document
July 27, 2016 Filed Jul 28, 2016 20:17 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
Exercise / conversionCommon Stock 3,000 $505.23 $1,515,690.00
Disclosure

SEC source: 0001035267-16-000219 · edgardoc.xml · nonDerivative · entry 1

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2016 Filed Jul 26, 2016 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000216 · edgardoc.xml · derivative · entry 2

Friedman Michael A · CIK 0001298083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Underlying: Common Stock · 325 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One-third of the RSU shares granted vested on Saturday, July 23, 2016. Accordingly the shares were released into Dr. Friedman's account on the first business day following vest, July 25, 2016.

Read SEC document
July 25, 2016 Filed Jul 26, 2016 21:20 UTC Exercise / conversionCommon Stock 325 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000216 · edgardoc.xml · nonDerivative · entry 1

Friedman Michael A · CIK 0001298083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2016 Filed Jun 3, 2016 20:37 UTC
Brogna SalvatoreEVP - Product Operations
SaleCommon Stock 600 $630.96 $378,576.00
Disclosure

SEC source: 0001035267-16-000210 · edgardoc.xml · nonDerivative · entry 1

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by Father

Disclosed balance after: 0

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,875 $0.00 Strike: $569.21 $0.00
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · derivative · entry 22

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 4,875 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $517.31 $0.00
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · derivative · entry 21

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2022-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 765 $0.00 Strike: $514.00 $0.00
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · derivative · entry 20

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685

Underlying: Common Stock · 765 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,000 $0.00 Strike: $505.23 $0.00
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · derivative · entry 19

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 195 $0.00 Strike: $459.14 $0.00
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · derivative · entry 18

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

Underlying: Common Stock · 195 shares

Expires 2024-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 196 $0.00 Strike: $444.09 $0.00
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · derivative · entry 17

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,367

Underlying: Common Stock · 196 shares

Expires 2024-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 375 $0.00 Strike: $383.73 $0.00
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · derivative · entry 16

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,125

Underlying: Common Stock · 375 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
SaleCommon Stock 4,875 $632.75 $3,084,654.79
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · nonDerivative · entry 14

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

F1 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on July 31, 2015.

F2 · price: The average selling price for the transactions was $632.749705 The shares sold at: $627.00 - $627.99 = 1,206 shares; $628.00 - $628.99 = 2,770 shares; $629.00 - $629.99 = 424 shares; $630.00 to $630.99 = 640 shares; $631.00 - $631.99 = 1,438 shares; $632.00 - $632.99 = 1,897 shares; $633.00 to $633.99 = 2,499 shares;$634.00 to $634.99 = 3,593 shares;$635.00 to $635.99 = 3,191 shares;$636.00 to $636.99 = 1,676 shares;$637.00 to $637.99 = 306 shares.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
Exercise / conversionCommon Stock 4,875 $569.21 $2,774,898.75
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · nonDerivative · entry 13

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2016 Filed Jun 2, 2016 17:15 UTC
Brogna SalvatoreEVP - Product Operations
SaleCommon Stock 7,000 $632.75 $4,429,247.90
Disclosure

SEC source: 0001035267-16-000209 · edgardoc.xml · nonDerivative · entry 12

Brogna Salvatore · CIK 0001519413 · EVP - Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421

F1 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on July 31, 2015.

F2 · price: The average selling price for the transactions was $632.749705 The shares sold at: $627.00 - $627.99 = 1,206 shares; $628.00 - $628.99 = 2,770 shares; $629.00 - $629.99 = 424 shares; $630.00 to $630.99 = 640 shares; $631.00 - $631.99 = 1,438 shares; $632.00 - $632.99 = 1,897 shares; $633.00 to $633.99 = 2,499 shares;$634.00 to $634.99 = 3,593 shares;$635.00 to $635.99 = 3,191 shares;$636.00 to $636.99 = 1,676 shares;$637.00 to $637.99 = 306 shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.