Tapewire

Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

Export transactions ↓
Tapewire entity
2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2017 Filed Feb 3, 2017 20:48 UTC
Morales ColinGM & SVP Secondary Mkt Equip &
Exercise / conversionCommon Stock 2,297 $341.19 $783,713.43
Disclosure

SEC source: 0001035267-17-000016 · edgardoc.xml · nonDerivative · entry 3

Morales Colin · CIK 0001519592 · GM & SVP Secondary Mkt Equip &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:48 UTC
Morales ColinGM & SVP Secondary Mkt Equip &
SaleCommon Stock 3,000 $695.00 $2,085,000.00
Disclosure

SEC source: 0001035267-17-000016 · edgardoc.xml · nonDerivative · entry 2

Morales Colin · CIK 0001519592 · GM & SVP Secondary Mkt Equip &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124

Read SEC document
February 01, 2017 Filed Feb 3, 2017 20:48 UTC
Morales ColinGM & SVP Secondary Mkt Equip &
Exercise / conversionCommon Stock 3,000 $505.23 $1,515,690.00
Disclosure

SEC source: 0001035267-17-000016 · edgardoc.xml · nonDerivative · entry 1

Morales Colin · CIK 0001519592 · GM & SVP Secondary Mkt Equip &

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 18:22 UTC Exercise / conversionCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000014 · edgardoc.xml · nonDerivative · entry 1

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On 1/29/16, RSU shares were granted, vesting 100% one year from date of grant. RSUs convert into common stock on the vest date on a one-for-one basis. On 1/30/17, the first business day post vesting, 100% of the shares were released and deposited into the holders account.

Read SEC document
January 29, 2017 Filed Jan 31, 2017 18:22 UTC OtherRestricted Stock Units · Derivative 100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000014 · edgardoc.xml · derivative · entry 2

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100 shares

Expires 2017-01-29

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

Read SEC document
January 27, 2017 Filed Jan 28, 2017 00:08 UTC SaleCommon Stock 1,000 $684.38 $684,380.00
Disclosure

SEC source: 0001035267-17-000008 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,971

F1 · price: These shares were sold pursuant to a 10b5-1 Trading Plan, entered into on 11-3-16.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:16 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $288.50 $0.00
Disclosure

SEC source: 0001035267-17-000013 · edgardoc.xml · derivative · entry 3

RUBASH MARK J · CIK 0001209186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 3,000 shares

Expires 2018-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:16 UTC SaleCommon Stock 3,000 $684.38 $2,053,140.00
Disclosure

SEC source: 0001035267-17-000013 · edgardoc.xml · nonDerivative · entry 2

RUBASH MARK J · CIK 0001209186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 7, 2016.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 18:16 UTC Exercise / conversionCommon Stock 3,000 $288.50 $865,500.00
Disclosure

SEC source: 0001035267-17-000013 · edgardoc.xml · nonDerivative · entry 1

RUBASH MARK J · CIK 0001209186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 16:46 UTC
Rosa David J.EVP & Chief Commercial Officer
GiftCommon Stock 11 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000253 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,176

F1 · kind: The shares were gifted to Biola University.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 16:04 UTC
GUTHART GARY SDirector · President & CEO
GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000251 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,290

F1 · kind: The shares were gifted to the University of California, Berkeley Foundation.

Read SEC document
December 14, 2016 Filed Feb 17, 2017 18:32 UTC
GUTHART GARY SDirector · President & CEO
GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000031 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,290

F1 · kind: The shares were gifted to the University of California, Berkeley Foundation.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 16:26 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,200 $0.00 Strike: $303.27 $0.00
Disclosure

SEC source: 0001035267-16-000249 · edgardoc.xml · derivative · entry 4

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,200 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 16:26 UTC
Rosa David J.EVP & Chief Commercial Officer
SaleCommon Stock 7,200 $650.00 $4,680,000.00
Disclosure

SEC source: 0001035267-16-000249 · edgardoc.xml · nonDerivative · entry 3

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

F1 · kind: These shares were sold pursuant to a 10b5-1 Plan entered into on 11-10-16.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 16:26 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionCommon Stock 7,200 $303.27 $2,183,544.00
Disclosure

SEC source: 0001035267-16-000249 · edgardoc.xml · nonDerivative · entry 2

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2016 Filed Dec 14, 2016 17:00 UTC SaleCommon Stock 1,000 $650.00 $650,000.00
Disclosure

SEC source: 0001035267-16-000250 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,971

F1 · kind: These shares were sold pursuant to a 10b5-1 Trading Plan, entered into on 11-3-16.

Read SEC document
December 13, 2016 Filed Dec 16, 2016 16:12 UTC
MELTZER MARK JSVP General Counsel & CCO
GiftCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000252 · edgardoc.xml · nonDerivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,325

F1 · kind: These shares were gifted to various relatives and a Schwab Charitable account.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 16:28 UTC GiftCommon Stock 1,081 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000246 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,944

F2 · price: Shares were distributed by Lonnie M. Smith Paylink GRAT dtd 11/20/2012, the Trust Company of Oxford, Trustee to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
December 02, 2016 Filed Dec 7, 2016 16:28 UTC GiftCommon Stock 1,081 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000246 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,971

F1 · price: Shares were distributed by the Lonnie M. Smith Paylink GRAT, dated 11/20/2012 to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · derivative · entry 9

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,750

Underlying: Common Stock · 750 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · derivative · entry 8

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 750 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · derivative · entry 7

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · 750 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 750 $656.87 $492,655.50
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · nonDerivative · entry 6

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 3, 2016.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 750 $334.30 $250,725.00
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · nonDerivative · entry 5

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 750 $657.19 $492,891.98
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · nonDerivative · entry 4

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 3, 2016.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 750 $334.30 $250,725.00
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · nonDerivative · entry 3

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 750 $660.00 $495,000.00
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · nonDerivative · entry 2

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 3, 2016.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 19:35 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 750 $334.30 $250,725.00
Disclosure

SEC source: 0001035267-16-000245 · edgardoc.xml · nonDerivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2016 Filed Nov 18, 2016 22:26 UTC SaleCommon Stock 275 $646.50 $177,786.87
Disclosure

SEC source: 0001035267-16-000244 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 87,025

F1 · kind: The shares were sold from the Lonnie M. Smith 2013 Charitable Remainder Unitrust, from which Mr. Smith is not an Investment Advisor.

Read SEC document
November 08, 2016 Filed Dec 14, 2016 16:26 UTC
Rosa David J.EVP & Chief Commercial Officer
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000249 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

Read SEC document
November 07, 2016 Filed Nov 8, 2016 16:48 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,500 $0.00 Strike: $112.66 $0.00
Disclosure

SEC source: 0001035267-16-000242 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,500 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 16:48 UTC
GUTHART GARY SDirector · President & CEO
SaleCommon Stock 13,515 $680.68 $9,199,428.04
Disclosure

SEC source: 0001035267-16-000242 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,365

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on May 23, 2016.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 16:48 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionCommon Stock 17,500 $112.66 $1,971,550.00
Disclosure

SEC source: 0001035267-16-000242 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 11, 2016 01:19 UTC GiftCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000243 · edgardoc.xml · nonDerivative · entry 6

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 87,300

F3 · kind: Shares were distributed by the Lonnie M. Smith Heartflow II GRAT, dated 10/9/14, to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
November 02, 2016 Filed Nov 11, 2016 01:19 UTC GiftCommon Stock 735 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000243 · edgardoc.xml · nonDerivative · entry 5

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,890

F4 · kind: The shares were gifted to the filer's grandchildren: Brooks Eggleston - 40 shares; Cade Keyser - 40 shares; Weston Smith - 45 shares; Elizabeth Howell - 45 shares; Parker Eggleston - 45 shares; Madeleine Eggleston - 45 shares; Mathew Dayley - 45 shares; Caroline Dayley - 45 shares; Bria Smith - 45 shares; Anna Howell - 50 shares; Greyson Smith - 290 shares.

Read SEC document
November 02, 2016 Filed Nov 11, 2016 01:19 UTC GiftCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000243 · edgardoc.xml · nonDerivative · entry 4

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,625

F3 · kind: Shares were distributed by the Lonnie M. Smith Heartflow II GRAT, dated 10/9/14, to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
November 02, 2016 Filed Nov 11, 2016 01:19 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000243 · edgardoc.xml · nonDerivative · entry 3

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,099

F2 · kind: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Smith Family Foundation.

Read SEC document
November 02, 2016 Filed Nov 11, 2016 01:19 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000243 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,099

F2 · kind: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Smith Family Foundation.

Read SEC document
November 02, 2016 Filed Nov 11, 2016 01:19 UTC GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000243 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,099

F1 · price: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Church of Jesus Christ of Latter-Day Saints.

Read SEC document
October 31, 2016 Filed Nov 4, 2016 21:55 UTC
MOHR MARSHALLSVP & CFO
GiftCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000241 · edgardoc.xml · nonDerivative · entry 3

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Son

Disclosed balance after: 242

F3 · balance_after: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.

Read SEC document
October 31, 2016 Filed Nov 4, 2016 21:55 UTC
MOHR MARSHALLSVP & CFO
GiftCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000241 · edgardoc.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241

F2 · kind: Represents the transfer of shares to a son who resides with the reporting person.

Read SEC document
October 31, 2016 Filed Nov 4, 2016 21:55 UTC
MOHR MARSHALLSVP & CFO
GiftCommon Stock 242 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000241 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483

F1 · kind: Represents the transfer of shares to a son who does not reside with the reporting person.

Read SEC document
September 08, 2016 Filed Sep 28, 2016 19:17 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000234 · edgardoc.xml · nonDerivative · entry 4

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 88,826

F2 · price: Shares were distributed by Lonnie M. Smith Poly-Wood GRAT U/A 08/19/15, the Trust Company of Oxford, Trustee to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
September 08, 2016 Filed Sep 28, 2016 19:17 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001035267-16-000234 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,699

F2 · price: Shares were distributed by Lonnie M. Smith Poly-Wood GRAT U/A 08/19/15, the Trust Company of Oxford, Trustee to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · derivative · entry 12

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 750 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · derivative · entry 11

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,750

Underlying: Common Stock · 750 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · derivative · entry 10

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,500

Underlying: Common Stock · 750 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · derivative · entry 9

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 750 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
SaleCommon Stock 750 $688.13 $516,096.98
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · nonDerivative · entry 8

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 3, 2016.

Read SEC document
August 22, 2016 Filed Aug 24, 2016 17:46 UTC
MELTZER MARK JSVP General Counsel & CCO
Exercise / conversionCommon Stock 750 $334.30 $250,725.00
Disclosure

SEC source: 0001035267-16-000232 · edgardoc.xml · nonDerivative · entry 7

MELTZER MARK J · CIK 0001415943 · SVP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.