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Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

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2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2017 Filed May 4, 2017 18:51 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
SaleCommon Stock 1,979 $837.21 $1,656,838.59
Disclosure

SEC source: 0001035267-17-000083 · edgardoc.xml · nonDerivative · entry 2

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678

Read SEC document
May 02, 2017 Filed May 4, 2017 18:51 UTC
Curet MyriamSVP & Chief Medical Officer · SVP & Chief Medical Officer
Exercise / conversionCommon Stock 1,979 $459.14 $908,638.06
Disclosure

SEC source: 0001035267-17-000083 · edgardoc.xml · nonDerivative · entry 1

Myriam Curet · CIK 0001632901 · SVP & Chief Medical Officer · SVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2017 Filed Jul 27, 2017 17:44 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000108 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,338

F1 · shares: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Church of Jesus Christ of Latter-Day Saints.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · derivative · entry 10

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

Underlying: Common Stock · 2,500 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,250 $0.00 Strike: $334.30 $0.00
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · derivative · entry 9

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 4,250 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,200 $0.00 Strike: $303.27 $0.00
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · derivative · entry 8

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
SaleCommon Stock 2,200 $835.78 $1,838,719.96
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · nonDerivative · entry 6

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 7, 2016.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionCommon Stock 2,200 $303.27 $667,194.00
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · nonDerivative · entry 5

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
SaleCommon Stock 2,500 $835.76 $2,089,400.00
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · nonDerivative · entry 4

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 7, 2016.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionCommon Stock 2,500 $334.30 $835,750.00
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · nonDerivative · entry 3

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
SaleCommon Stock 4,250 $836.02 $3,553,078.20
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,172

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 7, 2016.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 23:41 UTC
MOHR MARSHALLSVP & CFO
Exercise / conversionCommon Stock 4,250 $334.30 $1,420,775.00
Disclosure

SEC source: 0001035267-17-000081 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 46 $0.00 Strike: $692.99 $0.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · derivative · entry 12

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

Underlying: Common Stock · 46 shares

Expires 2026-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 41 $0.00 Strike: $535.16 $0.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · derivative · entry 11

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522

Underlying: Common Stock · 41 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 261 $0.00 Strike: $533.05 $0.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · derivative · entry 10

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526

Underlying: Common Stock · 261 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 278 $0.00 Strike: $514.00 $0.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · derivative · entry 9

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510

Underlying: Common Stock · 278 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 278 $825.00 $229,350.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · nonDerivative · entry 8

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 278 $514.00 $142,892.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · nonDerivative · entry 7

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 261 $825.00 $215,325.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · nonDerivative · entry 6

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 261 $533.05 $139,126.05
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · nonDerivative · entry 5

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 41 $825.00 $33,825.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · nonDerivative · entry 4

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 41 $535.16 $21,941.56
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · nonDerivative · entry 3

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 46 $825.00 $37,950.00
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · nonDerivative · entry 2

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.

Read SEC document
April 25, 2017 Filed Apr 27, 2017 18:21 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 46 $692.99 $31,877.54
Disclosure

SEC source: 0001035267-17-000080 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Apr 24, 2017 21:37 UTC
LEVY ALAN JDirector
SaleCommon Stock 385 $817.00 $314,545.00
Disclosure

SEC source: 0001035267-17-000076 · edgardoc.xml · nonDerivative · entry 6

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 29, 2016.

Read SEC document
April 21, 2017 Filed Apr 21, 2017 21:20 UTC SaleCommon Stock 3,000 $810.12 $2,430,372.00
Disclosure

SEC source: 0001035267-17-000064 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,638

F2 · kind: These shares were sold pursuant to a 10b5-1 Trading Plan, entered into on 11-3-16.

Read SEC document
April 21, 2017 Filed Apr 21, 2017 22:13 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $303.27 $0.00
Disclosure

SEC source: 0001035267-17-000070 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2018-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
April 21, 2017 Filed Apr 21, 2017 22:13 UTC
GUTHART GARY SDirector · President & CEO
SaleCommon Stock 18,775 $810.33 $15,213,992.69
Disclosure

SEC source: 0001035267-17-000070 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,798

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on January 27, 2017.

Read SEC document
April 21, 2017 Filed Apr 21, 2017 22:13 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionCommon Stock 25,000 $303.27 $7,581,750.00
Disclosure

SEC source: 0001035267-17-000070 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 18:01 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 490 $811.67 $397,718.30
Disclosure

SEC source: 0001035267-17-000071 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 21, 2016.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:59 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $107.27 $0.00
Disclosure

SEC source: 0001035267-17-000073 · edgardoc.xml · derivative · entry 3

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 5,000 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:59 UTC
Rosa David J.EVP & Chief Commercial Officer
SaleCommon Stock 5,000 $810.52 $4,052,592.50
Disclosure

SEC source: 0001035267-17-000073 · edgardoc.xml · nonDerivative · entry 2

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,222

F1 · kind: These shares were sold pursuant to a 10b5-1 Plan entered into on 11-10-16.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 20:59 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionCommon Stock 5,000 $107.27 $536,350.00
Disclosure

SEC source: 0001035267-17-000073 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 21:37 UTC
LEVY ALAN JDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 313 $0.00 Strike: $371.32 $0.00
Disclosure

SEC source: 0001035267-17-000076 · edgardoc.xml · derivative · entry 8

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624

Underlying: Common Stock · 313 shares

Expires 2024-04-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 21:37 UTC
LEVY ALAN JDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 688 $0.00 Strike: $357.19 $0.00
Disclosure

SEC source: 0001035267-17-000076 · edgardoc.xml · derivative · entry 7

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374

Underlying: Common Stock · 688 shares

Expires 2021-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 21:37 UTC
LEVY ALAN JDirector
SaleCommon Stock 688 $811.67 $558,428.96
Disclosure

SEC source: 0001035267-17-000076 · edgardoc.xml · nonDerivative · entry 5

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,598

Read SEC document
April 21, 2017 Filed Apr 24, 2017 21:37 UTC
LEVY ALAN JDirector
Exercise / conversionCommon Stock 688 $357.19 $245,746.72
Disclosure

SEC source: 0001035267-17-000076 · edgardoc.xml · nonDerivative · entry 4

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 29, 2016.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 21:37 UTC
LEVY ALAN JDirector
SaleCommon Stock 313 $811.67 $254,052.71
Disclosure

SEC source: 0001035267-17-000076 · edgardoc.xml · nonDerivative · entry 3

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,598

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on November 29, 2016.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 21:37 UTC
LEVY ALAN JDirector
Exercise / conversionCommon Stock 313 $371.32 $116,223.16
Disclosure

SEC source: 0001035267-17-000076 · edgardoc.xml · nonDerivative · entry 2

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:25 UTC Exercise / conversionRestricted Stock Units · Derivative 327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000065 · edgardoc.xml · derivative · entry 4

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 327 shares

Expires 2020-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:25 UTC GrantRestricted Stock Units · Derivative 171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000065 · edgardoc.xml · derivative · entry 3

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 171 shares

Expires 2018-02-21

F3 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:25 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 515 $0.00 Strike: $814.45 $0.00
Disclosure

SEC source: 0001035267-17-000065 · edgardoc.xml · derivative · entry 2

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 515 shares

Expires 2027-04-20

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company.

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April 20, 2017 Filed Apr 21, 2017 21:25 UTC Exercise / conversionCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000065 · edgardoc.xml · nonDerivative · entry 1

Leonard Keith R · CIK 0001416180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired from the vest and release of an RSU grant previously issued to the Filer.

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April 20, 2017 Filed Apr 21, 2017 21:20 UTC Exercise / conversionRestricted Stock Units · Derivative 443 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000064 · edgardoc.xml · derivative · entry 6

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 443 shares

Expires 2020-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company.

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April 20, 2017 Filed Apr 21, 2017 21:20 UTC GrantRestricted Stock Units · Derivative 202 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000064 · edgardoc.xml · derivative · entry 5

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202

Underlying: Common Stock · 202 shares

Expires 2018-02-21

F4 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 607 $0.00 Strike: $814.45 $0.00
Disclosure

SEC source: 0001035267-17-000064 · edgardoc.xml · derivative · entry 4

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607

Underlying: Common Stock · 607 shares

Expires 2027-04-20

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:20 UTC Exercise / conversionCommon Stock 443 $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000064 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These shares were acquired from the vest and release of an RSU grant previously issued to the Filer.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:31 UTC Exercise / conversionRestricted Stock Units · Derivative 327 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000066 · edgardoc.xml · derivative · entry 4

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 327 shares

Expires 2020-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:31 UTC GrantRestricted Stock Units · Derivative 171 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-17-000066 · edgardoc.xml · derivative · entry 3

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171

Underlying: Common Stock · 171 shares

Expires 2018-02-21

F3 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 21:31 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 515 $0.00 Strike: $814.45 $0.00
Disclosure

SEC source: 0001035267-17-000066 · edgardoc.xml · derivative · entry 2

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515

Underlying: Common Stock · 515 shares

Expires 2027-04-20

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.