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Nasdaq · USD

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INTUITIVE SURGICAL INC

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2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2018 Filed Aug 17, 2018 20:29 UTC
Curet MyriamEVP & Chief Medical Officer · EVP & Chief Medical Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,000 $0.00 Strike: $522.77 $0.00
Disclosure

SEC source: 0001035267-18-000115 · edgardoc.xml · derivative · entry 1

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2028-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:08 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,125 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-18-000109 · edgardoc.xml · derivative · entry 3

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,125 shares

Expires 2018-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time.

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August 07, 2018 Filed Aug 8, 2018 19:08 UTC
Rosa David J.EVP & Chief Commercial Officer
Tax withholdingCommon Stock 558 $0.00 $0.00
Disclosure

SEC source: 0001035267-18-000109 · edgardoc.xml · nonDerivative · entry 2

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,708

F1 · kind: RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 19:08 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001035267-18-000109 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: RSUs convert into common stock on the vest date on a one-for-one basis. On the transaction date, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 00:58 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $35.76 $0.00
Disclosure

SEC source: 0001035267-18-000107 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 00:58 UTC
GUTHART GARY SDirector · President & CEO
SaleCommon Stock 35,672 $520.24 $18,557,872.86
Disclosure

SEC source: 0001035267-18-000107 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,870

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on October 31, 2018

Read SEC document
August 06, 2018 Filed Aug 7, 2018 00:58 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionCommon Stock 60,000 $35.76 $2,145,402.00
Disclosure

SEC source: 0001035267-18-000107 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 23:34 UTC SaleCommon Stock 245 $521.19 $127,690.33
Disclosure

SEC source: 0001035267-18-000108 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 317,789

F1 · kind: The shares were sold from the Lonnie M. Smith 2013 Charitable Remainder Unitrust, from which Mr. Smith is not an Investment Advisor.

Read SEC document
August 01, 2018 Filed Aug 20, 2018 20:03 UTC GiftCommon Stock 6,861 $0.00 $0.00
Disclosure

SEC source: 0001035267-18-000116 · edgardoc.xml · nonDerivative · entry 4

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 297,730

F2 · kind: Shares were distributed by the Lonnie M. Smith Heartflow III GRAT, to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
August 01, 2018 Filed Aug 20, 2018 20:03 UTC GiftCommon Stock 13,443 $0.00 $0.00
Disclosure

SEC source: 0001035267-18-000116 · edgardoc.xml · nonDerivative · entry 3

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 304,591

F1 · kind: Shares were distributed by Lonnie M. Smith GRAT No. 11, dated 5/24/17 to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
August 01, 2018 Filed Aug 20, 2018 20:03 UTC GiftCommon Stock 6,861 $0.00 $0.00
Disclosure

SEC source: 0001035267-18-000116 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,555

F2 · kind: Shares were distributed by the Lonnie M. Smith Heartflow III GRAT, to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
August 01, 2018 Filed Aug 20, 2018 20:03 UTC GiftCommon Stock 13,443 $0.00 $0.00
Disclosure

SEC source: 0001035267-18-000116 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,694

F1 · kind: Shares were distributed by Lonnie M. Smith GRAT No. 11, dated 5/24/17 to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 01:17 UTC
KANIA DON RDirector
GrantRestricted Stock Units · Derivative 215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-18-000105 · edgardoc.xml · derivative · entry 2

KANIA DON R · CIK 0001254028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Underlying: Common Stock · 215 shares

Expires 2019-07-31

F2 · derivative.exercise_date: RSUs will vest 100% on the first anniversary of the date of grant.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 01:17 UTC
KANIA DON RDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 647 $0.00 Strike: $508.19 $0.00
Disclosure

SEC source: 0001035267-18-000105 · edgardoc.xml · derivative · entry 1

KANIA DON R · CIK 0001254028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647

Underlying: Common Stock · 647 shares

Expires 2028-07-31

F1 · derivative.exercise_date: Options will vest 100% on the first anniversary of the date of grant.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 14:59 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,250 $0.00 Strike: $111.43 $0.00
Disclosure

SEC source: 0001035267-18-000094 · edgardoc.xml · derivative · entry 4

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,250 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 14:59 UTC
MOHR MARSHALLExecutive VP & CFO
SaleCommon Stock 8,250 $508.50 $4,195,089.53
Disclosure

SEC source: 0001035267-18-000094 · edgardoc.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,821

F1 · kind: These shares were executed per a 10b5-1 Trading Plan entered into by the filer on September 15, 2017.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 14:59 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionCommon Stock 8,250 $111.43 $919,324.73
Disclosure

SEC source: 0001035267-18-000094 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:48 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $121.99 $0.00
Disclosure

SEC source: 0001035267-18-000086 · edgardoc.xml · derivative · entry 3

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2020-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 1/3rd one year after the date of grant and 1/36th each month thereafter.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:48 UTC SaleCommon Stock 3,000 $522.02 $1,566,059.40
Disclosure

SEC source: 0001035267-18-000086 · edgardoc.xml · nonDerivative · entry 2

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,874

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into by the filer on December 1, 2017.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:48 UTC Exercise / conversionCommon Stock 3,000 $121.99 $365,979.90
Disclosure

SEC source: 0001035267-18-000086 · edgardoc.xml · nonDerivative · entry 1

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 178 $0.00 Strike: $328.46 $0.00
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · derivative · entry 18

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840

Underlying: Common Stock · 178 shares

Expires 2027-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 178 $0.00 Strike: $238.91 $0.00
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · derivative · entry 17

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,842

Underlying: Common Stock · 178 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 105 $0.00 Strike: $231.00 $0.00
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · derivative · entry 16

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669

Underlying: Common Stock · 105 shares

Expires 2026-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 105 $0.00 Strike: $178.39 $0.00
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · derivative · entry 15

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Underlying: Common Stock · 105 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 148 $0.00 Strike: $177.68 $0.00
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · derivative · entry 14

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345

Underlying: Common Stock · 148 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 148 $0.00 Strike: $171.33 $0.00
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · derivative · entry 13

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345

Underlying: Common Stock · 148 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 148 $523.50 $77,478.43
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 12

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: The shares were sold subject to a 10b5-1 trading plan established on 11-1-17.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 148 $171.33 $25,357.33
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 11

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 148 $523.50 $77,478.43
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 10

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: The shares were sold subject to a 10b5-1 trading plan established on 11-1-17.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 148 $177.68 $26,297.13
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 9

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 105 $523.50 $54,967.80
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 8

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: The shares were sold subject to a 10b5-1 trading plan established on 11-1-17.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 105 $178.39 $18,730.60
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 7

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 105 $523.50 $54,967.80
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 6

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: The shares were sold subject to a 10b5-1 trading plan established on 11-1-17.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 105 $231.00 $24,254.65
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 5

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 178 $523.50 $93,183.52
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 4

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: The shares were sold subject to a 10b5-1 trading plan established on 11-1-17.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 178 $238.91 $42,526.57
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 3

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 178 $523.00 $93,094.00
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 2

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: The shares were sold subject to a 10b5-1 trading plan established on 11-1-17.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:50 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 178 $328.46 $58,465.29
Disclosure

SEC source: 0001035267-18-000087 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:52 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $111.43 $0.00
Disclosure

SEC source: 0001035267-18-000088 · edgardoc.xml · derivative · entry 3

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 20,000 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:52 UTC
Rosa David J.EVP & Chief Commercial Officer
SaleCommon Stock 20,000 $524.41 $10,488,118.00
Disclosure

SEC source: 0001035267-18-000088 · edgardoc.xml · nonDerivative · entry 2

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,141

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into by the filer on March 14, 2018.

F2 · price: The average selling price for the transactions was $524.405895 The shares sold at: $521.00 - $521.99 = 1,600 shares; $522.00 - $522.99 = 1,800 shares; $523.00 - $523.99 = 5,600 shares; $524.00 to $524.99 = 3,700 shares; $525.00 - $525.99 = 3,100 shares; $526.00 - $526.99 = 3,500 shares; $527.00 to $527.99 = 700 shares

Read SEC document
July 24, 2018 Filed Jul 25, 2018 18:52 UTC
Rosa David J.EVP & Chief Commercial Officer
Exercise / conversionCommon Stock 20,000 $111.43 $2,228,666.00
Disclosure

SEC source: 0001035267-18-000088 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 24, 2018 Filed Jul 25, 2018 19:10 UTC SaleCommon Stock 6,000 $523.37 $3,140,227.20
Disclosure

SEC source: 0001035267-18-000089 · edgardoc.xml · nonDerivative · entry 4

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 318,034

F2 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018.

F3 · price: The average selling price for the transactions was $523.3712. The shares sold at: $517.00 - $517.99 = 790 shares; $518.00 - $518.99 = 5,848 shares; $519.00 to $519.99 = 2,758 shares; $520.00 - $520.99 = 2,025 shares; $521.00 - $521.99 = 4,052 shares; $522.00 - $522.99 = 3,026 shares; $523.00 - $523.99 = 10,318 shares; $524.00 - $524.99 = 9,600 shares; $525.00 - $525.99 = 6,383 shares; $526.00 - $526.99 = 9,300 shares; $527.00 - $527.99 = 1,900 shares.

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July 24, 2018 Filed Jul 25, 2018 19:10 UTC SaleCommon Stock 50,000 $523.37 $26,168,560.00
Disclosure

SEC source: 0001035267-18-000089 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,251

F2 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018.

F3 · price: The average selling price for the transactions was $523.3712. The shares sold at: $517.00 - $517.99 = 790 shares; $518.00 - $518.99 = 5,848 shares; $519.00 to $519.99 = 2,758 shares; $520.00 - $520.99 = 2,025 shares; $521.00 - $521.99 = 4,052 shares; $522.00 - $522.99 = 3,026 shares; $523.00 - $523.99 = 10,318 shares; $524.00 - $524.99 = 9,600 shares; $525.00 - $525.99 = 6,383 shares; $526.00 - $526.99 = 9,300 shares; $527.00 - $527.99 = 1,900 shares.

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July 24, 2018 Filed Jul 25, 2018 22:19 UTC
Curet MyriamEVP & Chief Medical Officer · EVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 188 $0.00 Strike: $178.39 $0.00
Disclosure

SEC source: 0001035267-18-000090 · edgardoc.xml · derivative · entry 9

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

Underlying: Common Stock · 188 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

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July 24, 2018 Filed Jul 25, 2018 22:19 UTC
Curet MyriamEVP & Chief Medical Officer · EVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 262 $0.00 Strike: $177.68 $0.00
Disclosure

SEC source: 0001035267-18-000090 · edgardoc.xml · derivative · entry 8

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 611

Underlying: Common Stock · 262 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

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July 24, 2018 Filed Jul 25, 2018 22:19 UTC
Curet MyriamEVP & Chief Medical Officer · EVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 262 $0.00 Strike: $171.33 $0.00
Disclosure

SEC source: 0001035267-18-000090 · edgardoc.xml · derivative · entry 7

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613

Underlying: Common Stock · 262 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

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July 24, 2018 Filed Jul 25, 2018 22:19 UTC
Curet MyriamEVP & Chief Medical Officer · EVP & Chief Medical Officer
SaleCommon Stock 262 $523.46 $137,147.28
Disclosure

SEC source: 0001035267-18-000090 · edgardoc.xml · nonDerivative · entry 6

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 15, 2018.

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July 24, 2018 Filed Jul 25, 2018 22:19 UTC
Curet MyriamEVP & Chief Medical Officer · EVP & Chief Medical Officer
Exercise / conversionCommon Stock 262 $177.68 $46,553.02
Disclosure

SEC source: 0001035267-18-000090 · edgardoc.xml · nonDerivative · entry 5

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2018 Filed Jul 25, 2018 22:19 UTC
Curet MyriamEVP & Chief Medical Officer · EVP & Chief Medical Officer
SaleCommon Stock 188 $523.46 $98,411.03
Disclosure

SEC source: 0001035267-18-000090 · edgardoc.xml · nonDerivative · entry 4

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Trading Plan, entered into on June 15, 2018.

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July 24, 2018 Filed Jul 25, 2018 22:19 UTC
Curet MyriamEVP & Chief Medical Officer · EVP & Chief Medical Officer
Exercise / conversionCommon Stock 188 $178.39 $33,536.70
Disclosure

SEC source: 0001035267-18-000090 · edgardoc.xml · nonDerivative · entry 3

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.