ISRG

SEC source: 0001035267-19-000021 · edgardoc.xml · nonDerivative · entry 2

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On 2/15/18, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account

SEC source: 0001035267-19-000021 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On 2/15/17, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account

SEC source: 0001035267-19-000025 · edgardoc.xml · derivative · entry 8

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2023-02-15

F4 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Employee Stock Option Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time.

SEC source: 0001035267-19-000025 · edgardoc.xml · derivative · entry 7

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Underlying: Common Stock · 1,042 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On 2/15/18, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account

SEC source: 0001035267-19-000025 · edgardoc.xml · derivative · entry 6

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On 2/15/17, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account

SEC source: 0001035267-19-000025 · edgardoc.xml · derivative · entry 5

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2029-02-15

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

SEC source: 0001035267-19-000025 · edgardoc.xml · nonDerivative · entry 4

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

F2 · kind: On 2/15/18, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account

SEC source: 0001035267-19-000025 · edgardoc.xml · nonDerivative · entry 3

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: On 2/15/18, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account

SEC source: 0001035267-19-000025 · edgardoc.xml · nonDerivative · entry 2

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,392

F1 · kind: On 2/15/17, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account

SEC source: 0001035267-19-000025 · edgardoc.xml · nonDerivative · entry 1

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On 2/15/17, RSU shares were granted, vesting 25% per year over a four year period. RSUs convert into common stock on the vest date on a one-for-one basis. On 2/15/19, 25% of the shares were released and a portion of the shares were held back to cover the statutory tax withholding requirement. The net shares were deposited into the holders account

SEC source: 0001567619-19-015560 · doc1.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,626

F1 · shares: The Reporting Person's Form 4 filed with the SEC on 2/20/2019 inadvertently (i) excluded 80 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on January 31, 2019 from the total in Column 5 of Table I and (ii) reflected an incorrect number of securities disposed of in Column 4 of Table I. This Form 4/A is filed to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information as disclosed in the Reporting Person's original Form 4 was accurately reported.

F1 · balance_after: The Reporting Person's Form 4 filed with the SEC on 2/20/2019 inadvertently (i) excluded 80 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on January 31, 2019 from the total in Column 5 of Table I and (ii) reflected an incorrect number of securities disposed of in Column 4 of Table I. This Form 4/A is filed to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information as disclosed in the Reporting Person's original Form 4 was accurately reported.

SEC source: 0001567619-19-015560 · doc1.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Reporting Person's Form 4 filed with the SEC on 2/20/2019 inadvertently (i) excluded 80 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on January 31, 2019 from the total in Column 5 of Table I and (ii) reflected an incorrect number of securities disposed of in Column 4 of Table I. This Form 4/A is filed to correct the aforementioned errors. Except as otherwise noted in this footnote, all other information as disclosed in the Reporting Person's original Form 4 was accurately reported.

SEC source: 0001567619-19-002735 · doc1.xml · derivative · entry 3

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2019-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Issuer common stock. On February 6, 2015, the reporting person was granted 3,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001567619-19-002735 · doc1.xml · nonDerivative · entry 2

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,788

SEC source: 0001567619-19-002735 · doc1.xml · nonDerivative · entry 1

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-002670 · doc1.xml · derivative · entry 4

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

Underlying: Common Stock · 7,500 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8th six months after the date of grant and 1/48th each month thereafter.

SEC source: 0001567619-19-002670 · doc1.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,559

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

SEC source: 0001567619-19-002670 · doc1.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

SEC source: 0001035267-19-000013 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,833

Underlying: Common Stock · 40,833 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

SEC source: 0001035267-19-000013 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,300

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · price: The average selling price for the transactions was $520.467064 The shares sold at: $518.00 - $518.99 = 6,498; shares; $519.00 - $519.99 = 2,942 shares; $520.00 - $520.99 = 6,959 shares; $521.00 - $521.99 = 7,587 shares; $522.00 - $522.99 = 1,094 shares; $523.00 - $523.99 = 3,072 shares.

SEC source: 0001035267-19-000013 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · derivative · entry 15

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,485

Underlying: Common Stock · 119 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

SEC source: 0001035267-19-000006 · edgardoc.xml · derivative · entry 14

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458

Underlying: Common Stock · 70 shares

Expires 2026-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

SEC source: 0001035267-19-000006 · edgardoc.xml · derivative · entry 13

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456

Underlying: Common Stock · 71 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

SEC source: 0001035267-19-000006 · edgardoc.xml · derivative · entry 12

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 99 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

SEC source: 0001035267-19-000006 · edgardoc.xml · derivative · entry 11

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49

Underlying: Common Stock · 99 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 10

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 9

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 8

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 7

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 6

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 5

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 4

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 3

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 2

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000006 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-19-000028 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 286,712

F1 · kind: These shares were transferred from The Trust Company of Oxford, TR U/A 12/05/2017 Lonnie M. Smith GRAT No. 12 to the account of Lonnie Smith & Cheryl Smith, Community Property.

SEC source: 0001035267-19-000028 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,246

F1 · kind: These shares were transferred from The Trust Company of Oxford, TR U/A 12/05/2017 Lonnie M. Smith GRAT No. 12 to the account of Lonnie Smith & Cheryl Smith, Community Property.

SEC source: 0001035267-18-000144 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 296,783

SEC source: 0001035267-18-000144 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,175

F1 · kind: Shares from Lonnie Smith & Cheryl Smith, Community Property, were transferred to The Trust Company of Oxford TR U/A 11/29/18 Lonnie M Smith GRAT No. 14,

SEC source: 0001035267-18-000145 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,354

F1 · kind: The shares, previously acquired through the Company's RSU Equity Program, were gifted to a variety of charitable organizations.

SEC source: 0001035267-18-000139 · edgardoc.xml · derivative · entry 15

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

Underlying: Common Stock · 59 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

SEC source: 0001035267-18-000139 · edgardoc.xml · derivative · entry 14

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528

Underlying: Common Stock · 35 shares

Expires 2026-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

SEC source: 0001035267-18-000139 · edgardoc.xml · derivative · entry 13

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527

Underlying: Common Stock · 35 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

SEC source: 0001035267-18-000139 · edgardoc.xml · derivative · entry 12

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149

Underlying: Common Stock · 49 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

SEC source: 0001035267-18-000139 · edgardoc.xml · derivative · entry 11

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148

Underlying: Common Stock · 49 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

SEC source: 0001035267-18-000139 · edgardoc.xml · nonDerivative · entry 10

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-18-000139 · edgardoc.xml · nonDerivative · entry 9

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-18-000139 · edgardoc.xml · nonDerivative · entry 8

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

SEC source: 0001035267-18-000139 · edgardoc.xml · nonDerivative · entry 7

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold pursuant in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.