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Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

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2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2019 Filed Aug 19, 2019 19:59 UTC
Brogna SalvatoreEVP & Chief Operating Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $499.87 $0.00
Disclosure

SEC source: 0001035267-19-000122 · edgardoc.xml · derivative · entry 1

Brogna Salvatore · CIK 0001519413 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2029-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:05 UTC
MOHR MARSHALLExecutive VP & CFO
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $499.87 $0.00
Disclosure

SEC source: 0001035267-19-000124 · edgardoc.xml · derivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires 2029-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:45 UTC
GUTHART GARY SDirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $499.87 $0.00
Disclosure

SEC source: 0001035267-19-000126 · edgardoc.xml · derivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2029-08-15

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 16:46 UTC
Ladd Amy LDirector
GrantRestricted Stock Units · Derivative 183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-19-000112 · edgardoc.xml · derivative · entry 2

Ladd Amy L · CIK 0001781750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183

Underlying: Common Stock · 183 shares

Expires 2020-08-03

F1 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company.

Read SEC document
August 02, 2019 Filed Aug 6, 2019 16:46 UTC
Ladd Amy LDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 550 $0.00 Strike: $513.60 $0.00
Disclosure

SEC source: 0001035267-19-000112 · edgardoc.xml · derivative · entry 1

Ladd Amy L · CIK 0001781750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 550 shares

Expires 2029-08-02

F1 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 20:46 UTC
KANIA DON RDirector
Exercise / conversionRestricted Stock Units · Derivative 215 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015615 · doc1.xml · derivative · entry 2

KANIA DON R · CIK 0001254028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 215 shares

Expires 2019-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted Stock Units (RSUs) are granted pursuant to the 2010 Incentive Award Plan. The RSUs fully vest on the first anniversary of the date of grant.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 20:46 UTC
KANIA DON RDirector
Exercise / conversionCommon Stock 215 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-015615 · doc1.xml · nonDerivative · entry 1

KANIA DON R · CIK 0001254028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 22:38 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $113.73 $0.00
Disclosure

SEC source: 0001035267-19-000109 · edgardoc.xml · derivative · entry 7

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 7,500 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

F5 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 22:38 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $113.73 $0.00
Disclosure

SEC source: 0001035267-19-000109 · edgardoc.xml · derivative · entry 6

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 7,500 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

F5 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 22:38 UTC
MOHR MARSHALLExecutive VP & CFO
SaleCommon Stock 7,500 $526.09 $3,945,640.50
Disclosure

SEC source: 0001035267-19-000109 · edgardoc.xml · nonDerivative · entry 4

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,635

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

F3 · price: The average selling price for the transactions was $526.0853 The shares sold at: $523.00 - $523.99 = 670 shares; $524.00 - $524.99 = 1,150 shares; $525.00 - $525.99 = 1,081 shares; $526.00 to $526.99 = 2,538 shares; $527.00 - $527.99 = 1,560 shares; and $528.00 - $528.99 = 501 shares.

F4 · balance_after: The Reporting Person's Form 4 filed with the SEC on February 21, 2019 inadvertently overstated the amount of securities beneficially owned following the reported transaction by 78 shares in Column 5 of Table I. This Form 4 reflects an adjustment to Column 5 total to correct the aforementioned error. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 22:38 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionCommon Stock 7,500 $113.73 $852,975.00
Disclosure

SEC source: 0001035267-19-000109 · edgardoc.xml · nonDerivative · entry 3

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 22:38 UTC
MOHR MARSHALLExecutive VP & CFO
SaleCommon Stock 7,500 $526.14 $3,946,052.25
Disclosure

SEC source: 0001035267-19-000109 · edgardoc.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,635

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

F2 · price: The average selling price for the transactions was $526.1403 The shares sold at: $523.00 - $523.99 = 600 shares; $524.00 - $524.99 = 1,176 shares; $525.00 - $525.99 = 1,265 shares; $526.00 to $526.99 = 2,063 shares; $527.00 - $527.99 = 1,560 shares; and $528.00 - $528.99 = 836 shares.

Read SEC document
July 29, 2019 Filed Jul 31, 2019 22:38 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionCommon Stock 7,500 $113.73 $852,975.00
Disclosure

SEC source: 0001035267-19-000109 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on September 14, 2019.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 01:05 UTC
Andersen Reiter KaraSr VP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $170.76 $0.00
Disclosure

SEC source: 0001035267-19-000104 · edgardoc.xml · derivative · entry 4

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2025-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 24, 2019 Filed Jul 26, 2019 01:05 UTC
Andersen Reiter KaraSr VP General Counsel & CCO
SaleCommon Stock 1,120 $540.00 $604,800.00
Disclosure

SEC source: 0001035267-19-000104 · edgardoc.xml · nonDerivative · entry 3

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020

Read SEC document
July 24, 2019 Filed Jul 26, 2019 01:05 UTC
Andersen Reiter KaraSr VP General Counsel & CCO
SaleCommon Stock 3,000 $540.00 $1,620,000.00
Disclosure

SEC source: 0001035267-19-000104 · edgardoc.xml · nonDerivative · entry 2

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,838

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020

Read SEC document
July 24, 2019 Filed Jul 26, 2019 01:05 UTC
Andersen Reiter KaraSr VP General Counsel & CCO
Exercise / conversionCommon Stock 3,000 $170.76 $512,270.10
Disclosure

SEC source: 0001035267-19-000104 · edgardoc.xml · nonDerivative · entry 1

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020

Read SEC document
July 24, 2019 Filed Jul 30, 2019 21:53 UTC Amendment
Andersen Reiter KaraSr VP General Counsel & CCO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $170.76 $0.00
Disclosure

SEC source: 0001567619-19-015467 · doc1.xml · derivative · entry 4

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2025-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

F3 · balance_after: The Reporting Person's Form 4 filed with the SEC on 07/24/2019 inadvertently omitted the Power of Attorney as an exhibit. The transactions reported in this Form 4/A are being re-reported solely to allow the filing of this amendment to attach the Power of Attorney. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

Read SEC document
July 24, 2019 Filed Jul 30, 2019 21:53 UTC Amendment
Andersen Reiter KaraSr VP General Counsel & CCO
SaleCommon Stock 1,120 $540.00 $604,800.00
Disclosure

SEC source: 0001567619-19-015467 · doc1.xml · nonDerivative · entry 3

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020.

F3 · balance_after: The Reporting Person's Form 4 filed with the SEC on 07/24/2019 inadvertently omitted the Power of Attorney as an exhibit. The transactions reported in this Form 4/A are being re-reported solely to allow the filing of this amendment to attach the Power of Attorney. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

Read SEC document
July 24, 2019 Filed Jul 30, 2019 21:53 UTC Amendment
Andersen Reiter KaraSr VP General Counsel & CCO
SaleCommon Stock 3,000 $540.00 $1,620,000.00
Disclosure

SEC source: 0001567619-19-015467 · doc1.xml · nonDerivative · entry 2

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,838

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020.

F3 · balance_after: The Reporting Person's Form 4 filed with the SEC on 07/24/2019 inadvertently omitted the Power of Attorney as an exhibit. The transactions reported in this Form 4/A are being re-reported solely to allow the filing of this amendment to attach the Power of Attorney. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

Read SEC document
July 24, 2019 Filed Jul 30, 2019 21:53 UTC Amendment
Andersen Reiter KaraSr VP General Counsel & CCO
Exercise / conversionCommon Stock 3,000 $170.76 $512,270.10
Disclosure

SEC source: 0001567619-19-015467 · doc1.xml · nonDerivative · entry 1

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020.

F3 · balance_after: The Reporting Person's Form 4 filed with the SEC on 07/24/2019 inadvertently omitted the Power of Attorney as an exhibit. The transactions reported in this Form 4/A are being re-reported solely to allow the filing of this amendment to attach the Power of Attorney. Except as otherwise noted in this footnote, all other information disclosed in the Reporting Person's original Form 4 was accurately reported.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 118 $0.00 Strike: $238.91 $0.00
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · derivative · entry 9

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,129

Underlying: Common Stock · 118 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 70 $0.00 Strike: $231.00 $0.00
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · derivative · entry 8

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247

Underlying: Common Stock · 70 shares

Expires 2026-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 71 $0.00 Strike: $178.39 $0.00
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · derivative · entry 7

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245

Underlying: Common Stock · 71 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 71 $532.14 $37,781.94
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · nonDerivative · entry 6

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 71 $178.39 $12,665.46
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · nonDerivative · entry 5

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 70 $532.14 $37,249.80
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · nonDerivative · entry 4

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 70 $231.00 $16,169.77
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · nonDerivative · entry 3

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
SaleCommon Stock 118 $532.14 $62,792.52
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · nonDerivative · entry 2

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

Read SEC document
July 23, 2019 Filed Jul 23, 2019 21:39 UTC
Samath JamieVP & Principal Accounting Offi
Exercise / conversionCommon Stock 118 $238.91 $28,191.77
Disclosure

SEC source: 0001035267-19-000093 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · VP & Principal Accounting Offi

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 4, 2019.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $238.91 $0.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · derivative · entry 18

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Underlying: Common Stock · 750 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $231.00 $0.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · derivative · entry 17

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 750 shares

Expires 2026-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $189.74 $0.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · derivative · entry 16

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,950

Underlying: Common Stock · 1,500 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $0.00 Strike: $178.39 $0.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · derivative · entry 15

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437

Underlying: Common Stock · 750 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 611 $0.00 Strike: $177.68 $0.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · derivative · entry 14

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 611 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 613 $0.00 Strike: $171.33 $0.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · derivative · entry 13

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 613 shares

Expires 2025-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 1,500 $532.14 $798,210.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 12

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 1,500 $189.74 $284,605.05
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 11

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 613 $532.14 $326,201.82
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 10

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 613 $171.33 $105,027.31
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 9

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 611 $532.14 $325,137.54
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 8

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 611 $177.68 $108,564.50
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 7

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 750 $532.14 $399,105.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 6

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 750 $178.39 $133,790.03
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 5

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 750 $532.14 $399,105.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 4

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 750 $231.00 $173,247.53
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 3

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 750 $532.14 $399,105.00
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 2

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,101

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 16:38 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 750 $238.91 $179,184.98
Disclosure

SEC source: 0001035267-19-000100 · edgardoc.xml · nonDerivative · entry 1

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
July 23, 2019 Filed Aug 20, 2019 18:35 UTC GiftCommon Stock 14,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-19-000130 · edgardoc.xml · nonDerivative · entry 9

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 261,819

F3 · kind: Shares were distributed by The Trust Company of Oxford, TR U/A 5/29/18 Lonnie M. Smith GRAT 13, to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
July 23, 2019 Filed Aug 20, 2019 18:35 UTC GiftCommon Stock 7,727 $0.00 $0.00
Disclosure

SEC source: 0001035267-19-000130 · edgardoc.xml · nonDerivative · entry 8

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 275,819

F6 · kind: Shares were distributed by Lonnie M. Smith Heartflow GRAT UA 12/05/2012 to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.