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Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

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2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2020 Filed Feb 4, 2020 15:21 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $189.74 $0.00
Disclosure

SEC source: 0001035267-20-000021 · edgardoc.xml · derivative · entry 7

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,950

Underlying: Common Stock · 1,500 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:21 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 1,500 $562.30 $843,450.00
Disclosure

SEC source: 0001035267-20-000021 · edgardoc.xml · nonDerivative · entry 6

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:21 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 1,500 $189.74 $284,605.05
Disclosure

SEC source: 0001035267-20-000021 · edgardoc.xml · nonDerivative · entry 5

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:21 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 750 $562.30 $421,725.00
Disclosure

SEC source: 0001035267-20-000021 · edgardoc.xml · nonDerivative · entry 4

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:21 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 750 $231.00 $173,247.53
Disclosure

SEC source: 0001035267-20-000021 · edgardoc.xml · nonDerivative · entry 3

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:21 UTC
Curet MyriamEVP & Chief Medical Officer
SaleCommon Stock 750 $562.30 $421,725.00
Disclosure

SEC source: 0001035267-20-000021 · edgardoc.xml · nonDerivative · entry 2

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:21 UTC
Curet MyriamEVP & Chief Medical Officer
Exercise / conversionCommon Stock 750 $238.91 $179,184.98
Disclosure

SEC source: 0001035267-20-000021 · edgardoc.xml · nonDerivative · entry 1

Myriam Curet · CIK 0001632901 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on June 15, 2020.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:26 UTC
Andersen Reiter KaraSr VP General Counsel & CCO
SaleCommon Stock 400 $562.30 $224,920.00
Disclosure

SEC source: 0001035267-20-000023 · edgardoc.xml · nonDerivative · entry 1

Andersen Reiter Kara · CIK 0001766950 · Sr VP General Counsel & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on March 16, 2020

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:31 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $113.73 $0.00
Disclosure

SEC source: 0001035267-20-000025 · edgardoc.xml · derivative · entry 4

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 7,500 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:31 UTC
MOHR MARSHALLExecutive VP & CFO
SaleCommon Stock 7,500 $563.21 $4,224,056.25
Disclosure

SEC source: 0001035267-20-000025 · edgardoc.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,447

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

F2 · price: The average selling price for the transaction was $563.207462. The shares sold at $560 - $560.96 = 909 shares; $561.03 - $561.97 = 334 shares; $562.03 - $562.74 = 527 shares; $563 - $563.06 = 1,334 shares; $564 - $564.27 = 4,396 shares.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 15:31 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionCommon Stock 7,500 $113.73 $852,975.00
Disclosure

SEC source: 0001035267-20-000025 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:25 UTC
LEVY ALAN JDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,950 $0.00 Strike: $193.08 $0.00
Disclosure

SEC source: 0001035267-20-000015 · edgardoc.xml · derivative · entry 3

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,550

Underlying: Common Stock · 1,950 shares

Expires 2022-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 30, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:25 UTC
LEVY ALAN JDirector
SaleCommon Stock 1,950 $575.00 $1,121,250.00
Disclosure

SEC source: 0001035267-20-000015 · edgardoc.xml · nonDerivative · entry 2

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,577

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 30, 2020.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:25 UTC
LEVY ALAN JDirector
Exercise / conversionCommon Stock 1,950 $193.08 $376,506.00
Disclosure

SEC source: 0001035267-20-000015 · edgardoc.xml · nonDerivative · entry 1

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 30, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 72 $0.00 Strike: $418.56 $0.00
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · derivative · entry 15

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 899

Underlying: Common Stock · 72 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 119 $0.00 Strike: $328.46 $0.00
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · derivative · entry 14

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771

Underlying: Common Stock · 119 shares

Expires 2027-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 119 $0.00 Strike: $238.91 $0.00
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · derivative · entry 13

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772

Underlying: Common Stock · 119 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 70 $0.00 Strike: $231.00 $0.00
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · derivative · entry 12

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

Underlying: Common Stock · 70 shares

Expires 2026-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 71 $0.00 Strike: $178.39 $0.00
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · derivative · entry 11

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34

Underlying: Common Stock · 71 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
SaleCommon Stock 71 $570.33 $40,493.43
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 10

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 71 $178.39 $12,665.46
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 9

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
SaleCommon Stock 70 $570.33 $39,923.10
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 8

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 70 $231.00 $16,169.77
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 7

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
SaleCommon Stock 119 $570.33 $67,869.27
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 6

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 119 $238.91 $28,430.68
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 5

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
SaleCommon Stock 119 $570.33 $67,869.27
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 4

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 119 $328.46 $39,086.35
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 3

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
SaleCommon Stock 72 $570.33 $41,063.76
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 2

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:48 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 72 $418.56 $30,136.32
Disclosure

SEC source: 0001035267-20-000013 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
January 28, 2020 Filed Feb 14, 2020 18:42 UTC GiftCommon Stock 9,179 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000037 · edgardoc.xml · nonDerivative · entry 7

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 314,750

F5 · kind: The shares were distributed from an indirect holding, The Trust Company of Oxford, TR U/A 12/5/17 Lonnie M. Smith GRAT No. 12, to various children of the holder.

Read SEC document
January 28, 2020 Filed Feb 14, 2020 18:42 UTC GiftCommon Stock 10,750 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000037 · edgardoc.xml · nonDerivative · entry 6

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 323,929

F2 · kind: These shares were transferred from The Trust Company of Oxford, TR U/A 12/05/2017 Lonnie M. Smith GRAT No. 12 to the account of Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
January 28, 2020 Filed Feb 14, 2020 18:42 UTC GiftCommon Stock 13,012 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000037 · edgardoc.xml · nonDerivative · entry 5

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 334,679

F1 · kind: These shares were transferred from The Trust Company of Oxford TR U/A 11/29/18 Lonnie M. Smith GRAT No. 14 to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
January 28, 2020 Filed Feb 14, 2020 18:42 UTC GiftCommon Stock 10,750 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000037 · edgardoc.xml · nonDerivative · entry 2

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,714

F2 · kind: These shares were transferred from The Trust Company of Oxford, TR U/A 12/05/2017 Lonnie M. Smith GRAT No. 12 to the account of Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
January 28, 2020 Filed Feb 14, 2020 18:42 UTC GiftCommon Stock 13,012 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000037 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,964

F1 · kind: These shares were transferred from The Trust Company of Oxford TR U/A 11/29/18 Lonnie M. Smith GRAT No. 14 to Lonnie Smith & Cheryl Smith, Community Property.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:56 UTC
Rosa David J.EVP and Chief Business Officer
GiftCommon Stock 267 $0.00 $0.00
Disclosure

SEC source: 0001035267-19-000162 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,093

F1 · kind: The filer gifted shares to the Cal Poly Foundation.

Read SEC document
December 09, 2019 Filed Dec 9, 2019 18:50 UTC
GUTHART GARY SDirector · President & CEO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001035267-19-000158 · edgardoc.xml · nonDerivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,728

F3 · kind: The shares were donated to a Donor Advised (TIMBO) Fund in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 36 $0.00 Strike: $418.56 $0.00
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · derivative · entry 15

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 971

Underlying: Common Stock · 36 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 59 $0.00 Strike: $328.46 $0.00
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · derivative · entry 14

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock · 59 shares

Expires 2027-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

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December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 59 $0.00 Strike: $238.91 $0.00
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · derivative · entry 13

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891

Underlying: Common Stock · 59 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 36 $0.00 Strike: $231.00 $0.00
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · derivative · entry 12

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106

Underlying: Common Stock · 36 shares

Expires 2026-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. Option shall vest 7/48 one month after the date of grant and 1/48th each month thereafter.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35 $0.00 Strike: $178.39 $0.00
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · derivative · entry 11

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105

Underlying: Common Stock · 35 shares

Expires 2026-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
SaleCommon Stock 35 $584.63 $20,462.05
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 10

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 35 $178.39 $6,243.53
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 9

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
SaleCommon Stock 36 $584.63 $21,046.68
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 8

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 36 $231.00 $8,315.88
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 7

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
SaleCommon Stock 59 $584.63 $34,493.17
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 6

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 59 $238.91 $14,095.88
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 5

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
SaleCommon Stock 59 $584.63 $34,493.17
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 4

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 59 $328.46 $19,378.95
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 3

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 22:27 UTC
Samath JamieSVP of Finance
SaleCommon Stock 36 $584.63 $21,046.68
Disclosure

SEC source: 0001035267-19-000160 · edgardoc.xml · nonDerivative · entry 2

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.