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Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

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2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2020 Filed Jun 16, 2020 17:38 UTC
Rosa David J.EVP and Chief Business Officer
Exercise / conversionCommon Stock 24,000 $113.73 $2,729,520.00
Disclosure

SEC source: 0001035267-20-000103 · edgardoc.xml · nonDerivative · entry 1

Rosa David J. · CIK 0001519593 · EVP and Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,269

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on May 13,2021.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 91 $0.00 Strike: $548.50 $0.00
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · derivative · entry 9

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Common Stock · 91 shares

Expires 2029-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Awards Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 108 $0.00 Strike: $522.77 $0.00
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · derivative · entry 8

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790

Underlying: Common Stock · 108 shares

Expires 2028-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 7/48 one month after the date of grant and 1/48 each month thereafter.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 90 $0.00 Strike: $499.87 $0.00
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · derivative · entry 7

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027

Underlying: Common Stock · 90 shares

Expires 2029-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 7/48 one month after the date of grant and 1/48 each month thereafter.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
SaleCommon Stock 108 $600.00 $64,800.00
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · nonDerivative · entry 6

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 108 $522.77 $56,459.16
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · nonDerivative · entry 5

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
SaleCommon Stock 91 $600.00 $54,600.00
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · nonDerivative · entry 4

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 91 $548.50 $49,913.50
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · nonDerivative · entry 3

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
SaleCommon Stock 90 $600.00 $54,000.00
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · nonDerivative · entry 2

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 18:23 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 90 $499.87 $44,988.30
Disclosure

SEC source: 0001035267-20-000101 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 19:23 UTC
LEVY ALAN JDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,950 $0.00 Strike: $193.08 $0.00
Disclosure

SEC source: 0001035267-20-000097 · edgardoc.xml · derivative · entry 3

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 1,950 shares

Expires 2022-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 30, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company.

Read SEC document
May 26, 2020 Filed May 27, 2020 19:23 UTC
LEVY ALAN JDirector
SaleCommon Stock 1,950 $575.00 $1,121,250.00
Disclosure

SEC source: 0001035267-20-000097 · edgardoc.xml · nonDerivative · entry 2

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,839

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 30, 2020.

Read SEC document
May 26, 2020 Filed May 27, 2020 19:23 UTC
LEVY ALAN JDirector
Exercise / conversionCommon Stock 1,950 $193.08 $376,506.00
Disclosure

SEC source: 0001035267-20-000097 · edgardoc.xml · nonDerivative · entry 1

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 30, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:25 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 108 $0.00 Strike: $418.56 $0.00
Disclosure

SEC source: 0001035267-20-000093 · edgardoc.xml · derivative · entry 6

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791

Underlying: Common Stock · 108 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:25 UTC
Samath JamieSVP of Finance
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 178 $0.00 Strike: $328.46 $0.00
Disclosure

SEC source: 0001035267-20-000093 · edgardoc.xml · derivative · entry 5

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593

Underlying: Common Stock · 178 shares

Expires 2027-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 7/48 one month after the date of grant and 1/48 each month thereafter.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:25 UTC
Samath JamieSVP of Finance
SaleCommon Stock 178 $550.00 $97,900.00
Disclosure

SEC source: 0001035267-20-000093 · edgardoc.xml · nonDerivative · entry 4

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:25 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 178 $328.46 $58,465.29
Disclosure

SEC source: 0001035267-20-000093 · edgardoc.xml · nonDerivative · entry 3

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:25 UTC
Samath JamieSVP of Finance
SaleCommon Stock 108 $550.00 $59,400.00
Disclosure

SEC source: 0001035267-20-000093 · edgardoc.xml · nonDerivative · entry 2

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:25 UTC
Samath JamieSVP of Finance
Exercise / conversionCommon Stock 108 $418.56 $45,204.48
Disclosure

SEC source: 0001035267-20-000093 · edgardoc.xml · nonDerivative · entry 1

Samath Jamie · CIK 0001330269 · SVP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $119.06 $0.00
Disclosure

SEC source: 0001035267-20-000095 · edgardoc.xml · derivative · entry 3

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 15, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:32 UTC SaleCommon Stock 3,000 $550.00 $1,650,000.00
Disclosure

SEC source: 0001035267-20-000095 · edgardoc.xml · nonDerivative · entry 2

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,468

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 15, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 00:32 UTC Exercise / conversionCommon Stock 3,000 $119.06 $357,189.90
Disclosure

SEC source: 0001035267-20-000095 · edgardoc.xml · nonDerivative · entry 1

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 15, 2020.

Read SEC document
May 11, 2020 Filed May 12, 2020 23:22 UTC
DeSantis RobertExecutive VP & GM IA&E
GrantRestricted Stock Units · Derivative 483 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000091 · edgardoc.xml · derivative · entry 2

DeSantis Robert · CIK 0001808942 · Executive VP & GM IA&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483

Underlying: Common Stock · 483 shares

Expires 2024-05-11

F2 · derivative.exercise_date: Each Restricted Stock Unit, granted pursuant to the 2010 Incentive Award Plan, represents a contingent right to receive one share of Intuitive Surgical common stock. The grant vests 25% on the first anniversary of the date of grant and annually thereafter, over a four year period of time.

Read SEC document
May 11, 2020 Filed May 12, 2020 23:22 UTC
DeSantis RobertExecutive VP & GM IA&E
GrantNon-Qualified Stock Option (right to buy) · Derivative 1,448 $0.00 Strike: $539.10 $0.00
Disclosure

SEC source: 0001035267-20-000091 · edgardoc.xml · derivative · entry 1

DeSantis Robert · CIK 0001808942 · Executive VP & GM IA&E

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448

Underlying: Common Stock · 1,448 shares

Expires 2030-05-11

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. The grant vests 25% on the first anniversary of the date of grant and monthly thereafter, over a four year period of time.

Read SEC document
May 05, 2020 Filed May 6, 2020 18:08 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 31,875 $0.00 Strike: $113.73 $0.00
Disclosure

SEC source: 0001035267-20-000089 · edgardoc.xml · derivative · entry 3

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,875 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
May 05, 2020 Filed May 6, 2020 18:08 UTC
GUTHART GARY SDirector · President & CEO
SaleCommon Stock 23,430 $510.38 $11,958,147.17
Disclosure

SEC source: 0001035267-20-000089 · edgardoc.xml · nonDerivative · entry 2

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,868

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

F2 · price: The average selling price for the transactions was $510.377630.The shares sold at: $504.765 = 100 shares; $506.70 - $506.93 = 479 shares; $507.09 - $507.99 = 1,029 shares; $508.65 - $508.67 = 2,100 shares; $509 - $509.98 = 3,598 shares; $510 - $510.94 = 6,998 shares; $511 - $511.99 = 3,100 shares; $512 - $512.66 = 6,026 shares.

Read SEC document
May 05, 2020 Filed May 6, 2020 18:08 UTC
GUTHART GARY SDirector · President & CEO
Exercise / conversionCommon Stock 31,875 $113.73 $3,625,143.75
Disclosure

SEC source: 0001035267-20-000089 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction took place in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on November 5, 2020.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:06 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $127.91 $0.00
Disclosure

SEC source: 0001035267-20-000087 · edgardoc.xml · derivative · entry 7

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 4,500 shares

Expires 2023-08-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

F3 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 7/48 one month after the date of grant and 1/48 each month thereafter.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:06 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $113.73 $0.00
Disclosure

SEC source: 0001035267-20-000087 · edgardoc.xml · derivative · entry 6

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

F2 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2010 Incentive Award Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:06 UTC
MOHR MARSHALLExecutive VP & CFO
SaleCommon Stock 4,500 $525.00 $2,362,500.00
Disclosure

SEC source: 0001035267-20-000087 · edgardoc.xml · nonDerivative · entry 4

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:06 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionCommon Stock 4,500 $127.91 $575,595.00
Disclosure

SEC source: 0001035267-20-000087 · edgardoc.xml · nonDerivative · entry 3

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:06 UTC
MOHR MARSHALLExecutive VP & CFO
SaleCommon Stock 3,000 $525.00 $1,575,000.00
Disclosure

SEC source: 0001035267-20-000087 · edgardoc.xml · nonDerivative · entry 2

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

Read SEC document
April 29, 2020 Filed Apr 30, 2020 19:06 UTC
MOHR MARSHALLExecutive VP & CFO
Exercise / conversionCommon Stock 3,000 $113.73 $341,190.00
Disclosure

SEC source: 0001035267-20-000087 · edgardoc.xml · nonDerivative · entry 1

MOHR MARSHALL · CIK 0001252986 · Executive VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The trades are in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on December 1, 2020.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:51 UTC Exercise / conversionRestricted Stock Units · Derivative 355 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000078 · edgardoc.xml · derivative · entry 3

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 355 shares

Expires 2020-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:51 UTC Exercise / conversionCommon Stock 355 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000078 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were acquired from the vest and release of an RSU grant previously issued to the Filer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:54 UTC
Ladd Amy LDirector
GrantRestricted Stock Units · Derivative 255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000079 · edgardoc.xml · derivative · entry 4

Ladd Amy L · CIK 0001781750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Underlying: Common Stock · 255 shares

Expires 2021-04-23

F3 · derivative.exercise_date: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

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April 23, 2020 Filed Apr 27, 2020 20:54 UTC
Ladd Amy LDirector
Exercise / conversionRestricted Stock Units · Derivative 183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000079 · edgardoc.xml · derivative · entry 3

Ladd Amy L · CIK 0001781750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 183 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

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April 23, 2020 Filed Apr 27, 2020 20:54 UTC
Ladd Amy LDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 766 $0.00 Strike: $513.22 $0.00
Disclosure

SEC source: 0001035267-20-000079 · edgardoc.xml · derivative · entry 2

Ladd Amy L · CIK 0001781750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

Underlying: Common Stock · 766 shares

Expires 2030-04-23

F2 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

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April 23, 2020 Filed Apr 27, 2020 20:54 UTC
Ladd Amy LDirector
Exercise / conversionCommon Stock 183 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000079 · edgardoc.xml · nonDerivative · entry 1

Ladd Amy L · CIK 0001781750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were acquired from the vest and release of an RSU grant previously issued to the Filer.

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April 23, 2020 Filed Apr 27, 2020 21:44 UTC
KANIA DON RDirector
GrantRestricted Stock Units · Derivative 255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000080 · edgardoc.xml · derivative · entry 4

KANIA DON R · CIK 0001254028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Underlying: Common Stock · 255 shares

Expires 2021-04-23

F4 · derivative.exercise_date: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:44 UTC
KANIA DON RDirector
Exercise / conversionRestricted Stock Units · Derivative 262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000080 · edgardoc.xml · derivative · entry 3

KANIA DON R · CIK 0001254028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 262 shares

Expires 2020-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:44 UTC
KANIA DON RDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 766 $0.00 Strike: $513.22 $0.00
Disclosure

SEC source: 0001035267-20-000080 · edgardoc.xml · derivative · entry 2

KANIA DON R · CIK 0001254028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

Underlying: Common Stock · 766 shares

Expires 2030-04-23

F3 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:44 UTC
KANIA DON RDirector
Exercise / conversionCommon Stock 262 $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000080 · edgardoc.xml · nonDerivative · entry 1

KANIA DON R · CIK 0001254028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These shares were acquired from the vest and release of an RSU grant previously issued to the Filer.

F2 · balance_after: Includes a total of 12 shares acquired in purchases by the reporting person's investment advisor for the reporting person's account on two different days in 2018 and one day in 2019, which the reporting person inadvertently failed to report on Form 4.

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April 23, 2020 Filed Apr 27, 2020 21:56 UTC GrantRestricted Stock Units · Derivative 255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001035267-20-000081 · edgardoc.xml · derivative · entry 2

Beery Joseph C · CIK 0001249557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Underlying: Common Stock · 255 shares

Expires 2022-04-23

F2 · derivative.exercise_date: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 21:56 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 766 $0.00 Strike: $513.22 $0.00
Disclosure

SEC source: 0001035267-20-000081 · edgardoc.xml · derivative · entry 1

Beery Joseph C · CIK 0001249557 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

Underlying: Common Stock · 766 shares

Expires 2030-04-23

F1 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 19:59 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 1,040 $0.00 Strike: $513.22 $0.00
Disclosure

SEC source: 0001567619-20-008485 · doc1.xml · derivative · entry 4

BARRATT CRAIG H · CIK 0001277620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040

Underlying: Common Stock · 1,040 shares

Expires 2030-04-23

F4 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one year anniversary of April 23, 2020 or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 19:59 UTC GrantRestricted Stock Units · Derivative 346 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-008485 · doc1.xml · derivative · entry 3

BARRATT CRAIG H · CIK 0001277620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346

Underlying: Common Stock · 346 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon vesting.

F3 · derivative.exercise_date: 100% of the RSUs shall vest on the earlier of the one year anniversary of April 23, 2020 or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

F3 · derivative.expiration_date: 100% of the RSUs shall vest on the earlier of the one year anniversary of April 23, 2020 or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 19:59 UTC Exercise / conversionRestricted Stock Units · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-008485 · doc1.xml · derivative · entry 2

BARRATT CRAIG H · CIK 0001277620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: On April 25, 2019, the Reporting Person was granted 262 RSUs, vesting as to 100% on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders.

F2 · derivative.expiration_date: On April 25, 2019, the Reporting Person was granted 262 RSUs, vesting as to 100% on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders.

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April 23, 2020 Filed Apr 27, 2020 19:59 UTC Exercise / conversionCommon Stock 308 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-008485 · doc1.xml · nonDerivative · entry 1

BARRATT CRAIG H · CIK 0001277620 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 7,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon vesting.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 20:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 766 $0.00 Strike: $513.22 $0.00
Disclosure

SEC source: 0001567619-20-008486 · doc1.xml · derivative · entry 4

Johnson Amal M · CIK 0001388397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766

Underlying: Common Stock · 766 shares

Expires 2030-04-23

F4 · derivative.exercise_date: 100% of the shares subject to the option shall vest on the earlier of the one year anniversary of April 23, 2020 or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.