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Nasdaq · USD

ISRG

INTUITIVE SURGICAL INC

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2878
SEC CIK
0001035267
Parsed reports
1,605

Last 12 months

Inside the activity.

0 purchase rows · 74 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 202606
Feb 202606
Mar 202609
Apr 202602
May 202606
Jun 202607
Jul 202605
Aug 202609
Sep 202606
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $133.31 $0.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · derivative · entry 18

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 1,300 $335.88 $436,644.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 17

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,213

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $335.75 $33,575.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 16

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,513

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 400 $335.74 $134,296.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 15

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,613

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $335.87 $33,587.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 14

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,013

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $335.86 $33,586.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 13

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $335.84 $33,584.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 12

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $335.91 $33,591.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 11

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,313

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $335.85 $33,585.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 10

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,413

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 400 $335.79 $134,316.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 9

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,513

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 500 $336.09 $168,045.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 8

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 400 $336.14 $134,456.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 7

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,413

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $336.19 $33,619.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 6

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,813

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $336.22 $33,622.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 5

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,913

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $336.31 $33,631.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 4

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,013

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 100 $336.32 $33,632.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 3

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,113

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
SaleCommon Stock 1,000 $336.44 $336,440.10
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 2

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:29 UTC
LEVY ALAN JDirector
Exercise / conversionCommon Stock 5,000 $133.31 $666,550.00
Disclosure

SEC source: 0001252986-11-000004 · edgardoc.xml · nonDerivative · entry 1

LEVY ALAN J · CIK 0001280627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,250 $0.00 Strike: $135.39 $0.00
Disclosure

SEC source: 0001252986-11-000005 · edgardoc.xml · derivative · entry 4

HALVORSON ERIC H · CIK 0001190985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2019-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant date.

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:32 UTC SaleCommon Stock 500 $336.70 $168,351.25
Disclosure

SEC source: 0001252986-11-000005 · edgardoc.xml · nonDerivative · entry 3

HALVORSON ERIC H · CIK 0001190985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,571

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:32 UTC SaleCommon Stock 750 $336.70 $252,525.08
Disclosure

SEC source: 0001252986-11-000005 · edgardoc.xml · nonDerivative · entry 2

HALVORSON ERIC H · CIK 0001190985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,071

Read SEC document
January 27, 2011 Filed Jan 28, 2011 20:32 UTC Exercise / conversionCommon Stock 1,250 $135.39 $169,237.50
Disclosure

SEC source: 0001252986-11-000005 · edgardoc.xml · nonDerivative · entry 1

HALVORSON ERIC H · CIK 0001190985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2011 Filed Jan 27, 2011 21:46 UTC
MCNAMARA JEROME JEVP da Vinci WW Sales & Mktg
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $112.66 $0.00
Disclosure

SEC source: 0001252986-11-000001 · edgardoc.xml · derivative · entry 6

MCNAMARA JEROME J · CIK 0001280629 · EVP da Vinci WW Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 3,125 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
January 26, 2011 Filed Jan 27, 2011 21:46 UTC
MCNAMARA JEROME JEVP da Vinci WW Sales & Mktg
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,250 $0.00 Strike: $107.27 $0.00
Disclosure

SEC source: 0001252986-11-000001 · edgardoc.xml · derivative · entry 5

MCNAMARA JEROME J · CIK 0001280629 · EVP da Vinci WW Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,042

Underlying: Common Stock · 6,250 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
January 26, 2011 Filed Jan 27, 2011 21:46 UTC
MCNAMARA JEROME JEVP da Vinci WW Sales & Mktg
SaleCommon Stock 6,250 $335.00 $2,093,750.00
Disclosure

SEC source: 0001252986-11-000001 · edgardoc.xml · nonDerivative · entry 4

MCNAMARA JEROME J · CIK 0001280629 · EVP da Vinci WW Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408

Read SEC document
January 26, 2011 Filed Jan 27, 2011 21:46 UTC
MCNAMARA JEROME JEVP da Vinci WW Sales & Mktg
Exercise / conversionCommon Stock 6,250 $107.27 $670,437.50
Disclosure

SEC source: 0001252986-11-000001 · edgardoc.xml · nonDerivative · entry 3

MCNAMARA JEROME J · CIK 0001280629 · EVP da Vinci WW Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2011 Filed Jan 27, 2011 21:46 UTC
MCNAMARA JEROME JEVP da Vinci WW Sales & Mktg
SaleCommon Stock 3,125 $335.00 $1,046,875.00
Disclosure

SEC source: 0001252986-11-000001 · edgardoc.xml · nonDerivative · entry 2

MCNAMARA JEROME J · CIK 0001280629 · EVP da Vinci WW Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408

Read SEC document
January 26, 2011 Filed Jan 27, 2011 21:46 UTC
MCNAMARA JEROME JEVP da Vinci WW Sales & Mktg
Exercise / conversionCommon Stock 3,125 $112.66 $352,062.50
Disclosure

SEC source: 0001252986-11-000001 · edgardoc.xml · nonDerivative · entry 1

MCNAMARA JEROME J · CIK 0001280629 · EVP da Vinci WW Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $0.00 Strike: $107.27 $0.00
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · derivative · entry 12

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,000

Underlying: Common Stock · 1,500 shares

Expires 2019-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Non-statutory stock option granted pursuant to the 2000 Employee Stock Option Plan. Option shall vest 1/8 six months after the date of grant and 1/48th each month thereafter.

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 100 $338.18 $33,818.00
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 11

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 200 $338.18 $67,636.00
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 10

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 82 $338.18 $27,730.76
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 9

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 205 $338.18 $69,326.90
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 8

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 195 $338.18 $65,945.10
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 7

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 418 $338.18 $141,359.24
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 6

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 60 $338.60 $20,316.00
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 5

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 100 $338.63 $33,863.00
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 4

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 40 $338.61 $13,544.40
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 3

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
SaleCommon Stock 100 $338.60 $33,860.00
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 2

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Read SEC document
January 26, 2011 Filed Jan 27, 2011 22:00 UTC
MELTZER MARK JSVP & General Counsel
Exercise / conversionCommon Stock 1,500 $107.27 $160,905.00
Disclosure

SEC source: 0001252986-11-000002 · edgardoc.xml · nonDerivative · entry 1

MELTZER MARK J · CIK 0001415943 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2010 Filed Dec 16, 2010 00:58 UTC
GUTHART GARY SPresident & CEO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001252986-10-000064 · edgardoc.xml · derivative · entry 2

GUTHART GARY S · CIK 0001280628 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2011-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Incentive Stock Option granted pursuant to the 2000 Equity Incentive Plan. Option shall vest 1/8 on the six-month anniversary of the grant date and the remaining shares in equal installments over the next 42 months after the date of grant of 1/22/01.

Read SEC document
December 14, 2010 Filed Dec 16, 2010 00:58 UTC
GUTHART GARY SPresident & CEO
Exercise / conversionCommon Stock 10,000 $14.50 $145,000.00
Disclosure

SEC source: 0001252986-10-000064 · edgardoc.xml · nonDerivative · entry 1

GUTHART GARY S · CIK 0001280628 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2010 Filed Dec 13, 2010 19:40 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001252986-10-000063 · edgardoc.xml · nonDerivative · entry 1

SMITH LONNIE M · CIK 0001238937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,180

Read SEC document
November 29, 2010 Filed Jul 27, 2011 22:29 UTC
SMITH LONNIE MDirector · Chairman of the Board
GiftCommon 9,656 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-042658 · rrd318421.xml · nonDerivative · entry 28

SMITH LONNIE M · CIK 0001238937 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT No. 5

Disclosed balance after: 20,344

F6 · kind: The reporting person contributed shares to a grantor retained annuity trust No. 5 ("GRAT No. 5"). The sole trustee of GRAT No. 5 is The Trust Company of Oxford.

F12 · balance_after: Previous filings made by the reporting person included indirect shares held by grantor retained annuity trusts as directly owned shares. This filing correctly reports the shares held by the grantor retained annuity trusts as indirectly owned shares. The total number of shares beneficially owned is as of the date of this filing and not as of the transaction date in Box 3.

Read SEC document
November 29, 2010 Filed Jul 27, 2011 22:29 UTC
SMITH LONNIE MDirector · Chairman of the Board
GiftCommon 8,050 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-042658 · rrd318421.xml · nonDerivative · entry 27

SMITH LONNIE M · CIK 0001238937 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT No. 3

Disclosed balance after: 0

F4 · kind: The reporting person contributed shares to a grantor retained annuity trust No. 3 ("GRAT No. 3"). The sole trustee of GRAT No. 3 is The Trust Company of Oxford.

F12 · balance_after: Previous filings made by the reporting person included indirect shares held by grantor retained annuity trusts as directly owned shares. This filing correctly reports the shares held by the grantor retained annuity trusts as indirectly owned shares. The total number of shares beneficially owned is as of the date of this filing and not as of the transaction date in Box 3.

Read SEC document
November 29, 2010 Filed Jul 27, 2011 22:29 UTC
SMITH LONNIE MDirector · Chairman of the Board
GiftCommon 9,656 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-042658 · rrd318421.xml · nonDerivative · entry 14

SMITH LONNIE M · CIK 0001238937 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,336

F11 · kind: Shares were distributed by GRAT No. 5 to the reporting person.

F2 · balance_after: Previous filings made by the reporting person included indirect shares contributed to grantor retained annuity trusts as directly owned shares. This filing correctly reports the number of shares directly owned by the reporting person. The total number of shares beneficially owned is as of the date of this filing and not as of the transaction date in Box 3.

Read SEC document
November 29, 2010 Filed Jul 27, 2011 22:29 UTC
SMITH LONNIE MDirector · Chairman of the Board
GiftCommon 8,050 $0.00 $0.00
Disclosure

SEC source: 0001181431-11-042658 · rrd318421.xml · nonDerivative · entry 13

SMITH LONNIE M · CIK 0001238937 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,336

F7 · kind: Shares were distributed by GRAT No. 3 to the reporting person.

F2 · balance_after: Previous filings made by the reporting person included indirect shares contributed to grantor retained annuity trusts as directly owned shares. This filing correctly reports the number of shares directly owned by the reporting person. The total number of shares beneficially owned is as of the date of this filing and not as of the transaction date in Box 3.

Read SEC document
November 29, 2010 Filed Nov 30, 2012 23:25 UTC
SMITH LONNIE MDirector · Chairman of the Board
OtherCommon Stock 9,656 $0.00 $0.00
Disclosure

SEC source: 0001035267-12-000054 · edgardoc.xml · nonDerivative · entry 28

SMITH LONNIE M · CIK 0001238937 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 108,392

F5 · balance_after: Shares were distributed by GRAT No. 5 to the reporting person.

Read SEC document
November 29, 2010 Filed Nov 30, 2012 23:25 UTC
SMITH LONNIE MDirector · Chairman of the Board
GiftCommon Stock 8,050 $0.00 $0.00
Disclosure

SEC source: 0001035267-12-000054 · edgardoc.xml · nonDerivative · entry 27

SMITH LONNIE M · CIK 0001238937 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 118,048

F3 · balance_after: The reporting person contributed shares to a grantor retained annuity trust No. 3 ("GRAT No. 3"). The sole trustee of GRAT No. 3 is The Trust Company of Oxford.

Read SEC document
November 29, 2010 Filed Nov 30, 2012 23:25 UTC
SMITH LONNIE MDirector · Chairman of the Board
OtherCommon Stock 9,656 $0.00 $0.00
Disclosure

SEC source: 0001035267-12-000054 · edgardoc.xml · nonDerivative · entry 14

SMITH LONNIE M · CIK 0001238937 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,788

F9 · price: test

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.