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Nasdaq · USD

IRWD

IRONWOOD PHARMACEUTICALS INC

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5213
SEC CIK
0001446847
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 2026012
Mar 202602
Apr 202600
May 202600
Jun 202601
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2020 Filed Feb 25, 2020 21:36 UTC
MacDonald KellyChief Accounting Officer
SaleClass A Common Stock 303 $11.63 $3,523.89
Disclosure

SEC source: 0001209191-20-012484 · doc4.xml · nonDerivative · entry 3

MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,918

F5 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on May 1, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:36 UTC
MacDonald KellyChief Accounting Officer
SaleClass A Common Stock 504 $11.63 $5,861.52
Disclosure

SEC source: 0001209191-20-012484 · doc4.xml · nonDerivative · entry 2

MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,221

F4 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:36 UTC
MacDonald KellyChief Accounting Officer
SaleClass A Common Stock 302 $11.63 $3,512.26
Disclosure

SEC source: 0001209191-20-012484 · doc4.xml · nonDerivative · entry 1

MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,725

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 1, 2016.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person acquired 460 shares of Class A common stock under the issuer's employee stock purchase plan on December 31, 2019.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:31 UTC
Consylman GinaSVP, CFO & Treasurer
SaleClass A Common Stock 6,181 $11.63 $71,885.03
Disclosure

SEC source: 0001209191-20-012474 · doc4.xml · nonDerivative · entry 4

Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,787

F5 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on January 29, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:31 UTC
Consylman GinaSVP, CFO & Treasurer
SaleClass A Common Stock 2,558 $11.63 $29,749.54
Disclosure

SEC source: 0001209191-20-012474 · doc4.xml · nonDerivative · entry 3

Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,968

F4 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 21, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:31 UTC
Consylman GinaSVP, CFO & Treasurer
SaleClass A Common Stock 2,252 $11.63 $26,190.76
Disclosure

SEC source: 0001209191-20-012474 · doc4.xml · nonDerivative · entry 2

Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,526

F3 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:31 UTC
Consylman GinaSVP, CFO & Treasurer
SaleClass A Common Stock 1,510 $11.63 $17,561.30
Disclosure

SEC source: 0001209191-20-012474 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,778

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 1, 2016.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:33 UTC
Gilbert Halley EChief Admin Officer & SVP
SaleClass A Common Stock 6,181 $11.63 $71,885.03
Disclosure

SEC source: 0001209191-20-012479 · doc4.xml · nonDerivative · entry 4

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,991

F5 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on January 29, 2019.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:33 UTC
Gilbert Halley EChief Admin Officer & SVP
SaleClass A Common Stock 2,984 $11.63 $34,703.92
Disclosure

SEC source: 0001209191-20-012479 · doc4.xml · nonDerivative · entry 3

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,172

F4 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 21, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:33 UTC
Gilbert Halley EChief Admin Officer & SVP
SaleClass A Common Stock 3,410 $11.63 $39,658.30
Disclosure

SEC source: 0001209191-20-012479 · doc4.xml · nonDerivative · entry 2

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,156

F3 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:33 UTC
Gilbert Halley EChief Admin Officer & SVP
SaleClass A Common Stock 2,753 $11.63 $32,017.39
Disclosure

SEC source: 0001209191-20-012479 · doc4.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,566

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 1, 2016.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.58 to $11.64, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:02 UTC
Gilbert Halley EChief Admin Officer & SVP
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001209191-20-006267 · doc4.xml · derivative · entry 3

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,000 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, granted as an annual performance award, is presently exercisable in full.

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January 31, 2020 Filed Feb 4, 2020 21:02 UTC
Gilbert Halley EChief Admin Officer & SVP
SaleClass A Common Stock 60,000 $12.05 $723,000.00
Disclosure

SEC source: 0001209191-20-006267 · doc4.xml · nonDerivative · entry 2

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,319

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.97 to $12.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:02 UTC
Gilbert Halley EChief Admin Officer & SVP
Exercise / conversionClass A Common Stock 60,000 $10.02 $601,200.00
Disclosure

SEC source: 0001209191-20-006267 · doc4.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:02 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001209191-20-005129 · doc4.xml · derivative · entry 3

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option, granted as an annual performance award, is presently exercisable in full.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:02 UTC SaleClass A Common Stock 20,000 $12.71 $254,200.00
Disclosure

SEC source: 0001209191-20-005129 · doc4.xml · nonDerivative · entry 2

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,239

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.33 to $12.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 16:02 UTC Exercise / conversionClass A Common Stock 20,000 $10.02 $200,400.00
Disclosure

SEC source: 0001209191-20-005129 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired 280 shares of Class A common stock under the issuer's employee stock purchase plan on December 31, 2019.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:43 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $9.12 $0.00
Disclosure

SEC source: 0001209191-20-004855 · doc4.xml · derivative · entry 3

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,707

Underlying: Class A Common Stock · 60,000 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option, granted as an annual performance award, is presently exercisable in full.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:43 UTC SaleClass A Common Stock 60,000 $12.59 $755,400.00
Disclosure

SEC source: 0001209191-20-004855 · doc4.xml · nonDerivative · entry 2

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,272

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 21:43 UTC Exercise / conversionClass A Common Stock 60,000 $9.12 $547,200.00
Disclosure

SEC source: 0001209191-20-004855 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:23 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,888 $0.00 Strike: $10.02 $0.00
Disclosure

SEC source: 0001209191-20-004301 · doc4.xml · derivative · entry 3

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,888 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option, granted as an annual performance award, is presently exercisable in full.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:23 UTC SaleClass A Common Stock 8,888 $12.80 $113,766.40
Disclosure

SEC source: 0001209191-20-004301 · doc4.xml · nonDerivative · entry 2

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,272

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.74 to $12.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 22:23 UTC Exercise / conversionClass A Common Stock 8,888 $10.02 $89,057.76
Disclosure

SEC source: 0001209191-20-004301 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:38 UTC GiftClass A Common Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061136 · doc4.xml · nonDerivative · entry 2

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,272

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:38 UTC GiftClass A Common Stock 1,837 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061136 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549,772

Read SEC document
December 16, 2019 Filed Dec 18, 2019 16:37 UTC GrantClass A Common Stock 115,220 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061135 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,959

F1 · kind: The restricted stock units, granted as a special retention award, vest as to 100% of the shares of Class A Common Stock on November 18, 2021.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:36 UTC
MacDonald KellyChief Accounting Officer
GrantClass A Common Stock 8,230 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061134 · doc4.xml · nonDerivative · entry 1

MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,567

F1 · kind: The restricted stock units, granted as a special retention award, vest as to 100% of the shares of Class A Common Stock on November 18, 2021.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:34 UTC
Gilbert Halley EChief Admin Officer & SVP
GrantClass A Common Stock 41,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061132 · doc4.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,319

F1 · kind: The restricted stock units, granted as a special retention award, vest as to 100% of the shares of Class A Common Stock on November 18, 2021.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:33 UTC
Consylman GinaSVP, CFO & Treasurer
GrantClass A Common Stock 41,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061129 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,288

F1 · kind: The restricted stock units, granted as a special retention award, vest as to 100% of the shares of Class A Common Stock on November 18, 2021.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:02 UTC GrantClass A Common Stock 1,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060843 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,342

F1 · kind: Issued pursuant to the Director Compensation Policy, effective May 2019.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 23:23 UTC
Consylman GinaSVP, CFO & Treasurer
SaleClass A Common Stock 630 $11.00 $6,930.00
Disclosure

SEC source: 0001209191-19-056188 · doc4.xml · nonDerivative · entry 2

Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,138

F2 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on January 2, 2018.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 23:23 UTC
Consylman GinaSVP, CFO & Treasurer
SaleClass A Common Stock 880 $11.00 $9,680.00
Disclosure

SEC source: 0001209191-19-056188 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,768

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on December 16, 2016.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 23:26 UTC
MacDonald KellyChief Accounting Officer
SaleClass A Common Stock 107 $11.00 $1,177.00
Disclosure

SEC source: 0001209191-19-056191 · doc4.xml · nonDerivative · entry 2

MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,337

F2 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on December 15, 2017.

Read SEC document
November 08, 2019 Filed Nov 12, 2019 23:26 UTC
MacDonald KellyChief Accounting Officer
SaleClass A Common Stock 880 $11.00 $9,680.00
Disclosure

SEC source: 0001209191-19-056191 · doc4.xml · nonDerivative · entry 1

MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,444

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on December 16, 2016.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:53 UTC GrantClass A Common Stock 1,692 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049666 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,072

F1 · kind: Issued pursuant to the Director Compensation Policy, effective as of May 2019.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 16:42 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 130,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-19-048225 · doc4.xml · derivative · entry 5

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 130,000 shares

Expires 2019-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option, granted as an annual performance award, is presently exercisable in full.

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August 30, 2019 Filed Sep 4, 2019 16:42 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $4.88 $0.00
Disclosure

SEC source: 0001209191-19-048225 · doc4.xml · derivative · entry 4

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,944

Underlying: Class A Common Stock · 90,000 shares

Expires 2019-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vested as to 40,000 shares of Class A common stock on each of October 24, 2011, December 21, 2012 and January 4, 2017 upon the issuer's achievement of regulatory or commercial milestones. The remainder of the option expires on September 7, 2019.

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August 30, 2019 Filed Sep 4, 2019 16:42 UTC SaleClass A Common Stock 220,000 $9.24 $2,032,800.00
Disclosure

SEC source: 0001209191-19-048225 · doc4.xml · nonDerivative · entry 3

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,739

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 30, 2019 Filed Sep 4, 2019 16:42 UTC Exercise / conversionClass A Common Stock 130,000 $4.88 $634,400.00
Disclosure

SEC source: 0001209191-19-048225 · doc4.xml · nonDerivative · entry 2

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 30, 2019 Filed Sep 4, 2019 16:42 UTC Exercise / conversionClass A Common Stock 90,000 $4.88 $439,200.00
Disclosure

SEC source: 0001209191-19-048225 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired 2,500 shares of Class A common stock under the issuer's employee stock purchase plan on June 28, 2019.

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August 16, 2019 Filed Aug 20, 2019 21:37 UTC
Consylman GinaSVP, CFO & Treasurer
SaleClass A Common Stock 212 $9.04 $1,916.48
Disclosure

SEC source: 0001209191-19-046846 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · SVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,648

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on September 16, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.94 to $9.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 26, 2019 Filed Jul 30, 2019 20:48 UTC
Gilbert Halley EChief Admin Officer & SVP
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $4.88 Strike: $4.88 $97,600.00
Disclosure

SEC source: 0001209191-19-043685 · doc4.xml · derivative · entry 3

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,472

Underlying: Class A Common Stock · 20,000 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested as to 20,000 shares of Class A Common Stock upon the issuer's achievement of a commercial milestone on January 4, 2017. The remainder of the option expired on July 28, 2019.

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July 26, 2019 Filed Jul 30, 2019 20:48 UTC
Gilbert Halley EChief Admin Officer & SVP
SaleClass A Common Stock 20,000 $10.00 $200,000.00
Disclosure

SEC source: 0001209191-19-043685 · doc4.xml · nonDerivative · entry 2

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,169

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.80 to $10.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 26, 2019 Filed Jul 30, 2019 20:48 UTC
Gilbert Halley EChief Admin Officer & SVP
Exercise / conversionClass A Common Stock 20,000 $4.88 $97,600.00
Disclosure

SEC source: 0001209191-19-043685 · doc4.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Admin Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person acquired 1,929 shares of Class A common stock under the issuer's employee stock purchase plan on June 28, 2019.

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July 09, 2019 Filed Jul 11, 2019 20:06 UTC
MacDonald KellyChief Accounting Officer
GrantClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041827 · doc4.xml · nonDerivative · entry 1

MacDonald Kelly · CIK 0001781117 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,324

F1 · kind: The restricted stock units, granted as a promotion award, vest as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

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June 14, 2019 Filed Jun 18, 2019 20:16 UTC GrantClass A Common Stock 1,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-037676 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,380

F1 · kind: Issued pursuant to the director compensation policy.

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June 05, 2019 Filed Jun 7, 2019 20:05 UTC
McHugh JulieDirector
SaleClass A Common Stock 1,500 $11.26 $16,890.00
Disclosure

SEC source: 0001209191-19-035509 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,337

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.15 to $11.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 05, 2019 Filed Jun 7, 2019 20:06 UTC SaleClass A Common Stock 2,000 $11.25 $22,500.00
Disclosure

SEC source: 0001209191-19-035513 · doc4.xml · nonDerivative · entry 1

OLANOFF LAWRENCE S · CIK 0001224341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,259

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.17 to $11.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 29, 2019 Filed May 31, 2019 20:05 UTC GrantClass A Common Stock 22,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033621 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,813

F1 · kind: The restricted stock, granted pursuant to the director compensation policy, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

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May 29, 2019 Filed May 31, 2019 20:12 UTC
McHugh JulieDirector
GrantClass A Common Stock 22,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033630 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,837

F1 · kind: The restricted stock, granted pursuant to the director compensation policy, vests in full on the date immediately preceding the date of the annual meeting of stockholders for the next calendar year.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.