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Nasdaq · USD

IRWD

IRONWOOD PHARMACEUTICALS INC

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5213
SEC CIK
0001446847
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 2026012
Mar 202602
Apr 202600
May 202600
Jun 202601
Jul 202601
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2018 Filed Aug 2, 2018 21:59 UTC
Huyett WilliamChief Operating Officer
GrantClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045055 · doc4.xml · nonDerivative · entry 1

Huyett William · CIK 0001723846 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,250

F1 · kind: The restricted stock unit award, granted as a recognition award, vests as to 100% of the shares of Class A Common Stock on May 9, 2019.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 21:53 UTC
Consylman GinaChief Financial Officer
GrantClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045047 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,907

F1 · kind: The restricted stock unit award, granted as a recognition award, vests as to 100% of the shares of Class A Common Stock on May 9, 2019.

Read SEC document
July 31, 2018 Filed Aug 2, 2018 21:57 UTC
Gilbert Halley EChief Legal Officer
GrantClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045053 · doc4.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,899

F1 · kind: The restricted stock unit award, granted as a recognition award, vests as to 100% of the shares of Class A Common Stock on May 9, 2019.

Read SEC document
July 06, 2018 Filed Jul 10, 2018 17:18 UTC
MCCOURT Thomas AChief Commercial Officer
Exercise / conversionEmployee Stock Option(Right to Buy) · Derivative 30,000 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0001209191-18-042183 · doc4.xml · derivative · entry 4

MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Class B Common Stock · 30,000 shares

Expires 2019-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments based on the issuer's achievement of certain regulatory and commercial milestones. Upon achievement of regulatory or commercial milestones, the option vested as to 40,000 shares of Class B Common Stock on each of October 24, 2011, December 21, 2012 and January 4, 2017.

Read SEC document
July 06, 2018 Filed Jul 10, 2018 17:18 UTC
MCCOURT Thomas AChief Commercial Officer
SaleClass B Common Stock 30,000 $20.00 $600,000.00
Disclosure

SEC source: 0001209191-18-042183 · doc4.xml · nonDerivative · entry 2

MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. In order to effect the sale, these shares of Class B Common Stock were converted into shares of Class A Common Stock in accordance with the issuer's certificate of incorporation.

Read SEC document
July 06, 2018 Filed Jul 10, 2018 17:18 UTC
MCCOURT Thomas AChief Commercial Officer
Exercise / conversionClass B Common Stock 30,000 $5.48 $164,400.00
Disclosure

SEC source: 0001209191-18-042183 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 20:12 UTC
Gilbert Halley EChief Legal Officer
Exercise / conversionEmployee Stock Option(Right to Buy) · Derivative 29,551 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001209191-18-041567 · doc4.xml · derivative · entry 4

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,449

Underlying: Class B Common Stock · 29,551 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and vested as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 20:12 UTC
Gilbert Halley EChief Legal Officer
SaleClass B Common Stock 29,551 $19.75 $583,632.25
Disclosure

SEC source: 0001209191-18-041567 · doc4.xml · nonDerivative · entry 2

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. In order to effect the sale, these shares of Class B Common Stock were converted into shares of Class A Common Stock in accordance with the issuer's certificate of incorporation.

Read SEC document
July 03, 2018 Filed Jul 5, 2018 20:12 UTC
Gilbert Halley EChief Legal Officer
Exercise / conversionClass B Common Stock 29,551 $4.89 $144,504.39
Disclosure

SEC source: 0001209191-18-041567 · doc4.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 22:41 UTC GrantClass A Common Stock 135 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038675 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,155

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 22:43 UTC GrantClass A Common Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-038676 · doc4.xml · nonDerivative · entry 1

SCHULMAN AMY W · CIK 0001438226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,767

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 20:23 UTC
McHugh JulieDirector
SaleClass A Common Stock 1,500 $17.62 $26,430.00
Disclosure

SEC source: 0001209191-18-036346 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,631

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.41 to $17.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 05, 2018 Filed Jun 7, 2018 20:26 UTC SaleClass A Common Stock 2,000 $17.62 $35,240.00
Disclosure

SEC source: 0001209191-18-036352 · doc4.xml · nonDerivative · entry 1

OLANOFF LAWRENCE S · CIK 0001224341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,553

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $17.87, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:28 UTC GrantClass A Common Stock 16,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035247 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,020

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:27 UTC GrantClass A Common Stock 16,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035245 · doc4.xml · nonDerivative · entry 1

Dreyfus Andrew · CIK 0001670893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,107

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:29 UTC
McHugh JulieDirector
GrantClass A Common Stock 16,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035248 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,131

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:36 UTC GrantClass A Common Stock 16,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035257 · doc4.xml · nonDerivative · entry 1

WILLIAMS DOUGLAS E · CIK 0001184847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,856

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:30 UTC GrantClass A Common Stock 16,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035251 · doc4.xml · nonDerivative · entry 1

SCHULMAN AMY W · CIK 0001438226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,641

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:30 UTC GrantClass A Common Stock 16,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035250 · doc4.xml · nonDerivative · entry 1

Owens Edward P · CIK 0001570533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,528

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:29 UTC GrantClass A Common Stock 16,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035249 · doc4.xml · nonDerivative · entry 1

OLANOFF LAWRENCE S · CIK 0001224341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,553

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:27 UTC GrantClass A Common Stock 16,223 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-035246 · doc4.xml · nonDerivative · entry 1

Fanucci Marsha · CIK 0001298814 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,856

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:59 UTC GrantClass A Common Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020624 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,797

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:15 UTC
McHugh JulieDirector
SaleClass A Common Stock 1,500 $14.06 $21,090.00
Disclosure

SEC source: 0001209191-18-017509 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,908

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 00:17 UTC SaleClass A Common Stock 2,000 $14.05 $28,100.00
Disclosure

SEC source: 0001209191-18-017511 · doc4.xml · nonDerivative · entry 1

OLANOFF LAWRENCE S · CIK 0001224341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,330

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.98 to $14.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:07 UTC
Hecht Peter MDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 580,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001209191-18-012588 · doc4.xml · derivative · entry 1

Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,000

Underlying: Class A Common Stock · 580,000 shares

Expires 2028-02-21

F1 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2018.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 18:05 UTC
MCCOURT Thomas AChief Commercial Officer
GrantEmployee Stock Option(Right to Buy) · Derivative 131,250 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001209191-18-012582 · doc4.xml · derivative · entry 4

MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Class A Common Stock · 131,250 shares

Expires 2028-02-21

F6 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2018.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 18:05 UTC
MCCOURT Thomas AChief Commercial Officer
GrantClass A Common Stock 21,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012582 · doc4.xml · nonDerivative · entry 3

MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,513

F5 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 18:05 UTC
MCCOURT Thomas AChief Commercial Officer
SaleClass A Common Stock 1,917 $14.66 $28,103.22
Disclosure

SEC source: 0001209191-18-012582 · doc4.xml · nonDerivative · entry 2

MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,638

F4 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 18:05 UTC
MCCOURT Thomas AChief Commercial Officer
SaleClass A Common Stock 1,426 $14.66 $20,905.16
Disclosure

SEC source: 0001209191-18-012582 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,555

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 16, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person acquired 1,681 shares of Class A Common Stock under the issuer's employee stock purchase plan on June 30, 2017.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:06 UTC
Currie Mark GChief Scientific Officer
GrantEmployee Stock Option(Right to Buy) · Derivative 215,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001209191-18-012585 · doc4.xml · derivative · entry 3

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Class A Common Stock · 215,000 shares

Expires 2028-02-21

F3 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2018.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:06 UTC
Currie Mark GChief Scientific Officer
SaleClass A Common Stock 1,634 $14.66 $23,954.44
Disclosure

SEC source: 0001209191-18-012585 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,124

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 16, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:04 UTC
Gilbert Halley EChief Legal Officer
GrantEmployee Stock Option(Right to Buy) · Derivative 70,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001209191-18-012579 · doc4.xml · derivative · entry 5

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Class A Common Stock · 70,000 shares

Expires 2028-02-21

F7 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2018.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:04 UTC
Gilbert Halley EChief Legal Officer
GrantClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012579 · doc4.xml · nonDerivative · entry 4

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,204

F6 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:04 UTC
Gilbert Halley EChief Legal Officer
SaleClass A Common Stock 2,987 $14.66 $43,789.42
Disclosure

SEC source: 0001209191-18-012579 · doc4.xml · nonDerivative · entry 3

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,204

F5 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:04 UTC
Gilbert Halley EChief Legal Officer
SaleClass A Common Stock 2,411 $14.66 $35,345.26
Disclosure

SEC source: 0001209191-18-012579 · doc4.xml · nonDerivative · entry 2

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,191

F4 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 1, 2016.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:04 UTC
Gilbert Halley EChief Legal Officer
SaleClass A Common Stock 2,343 $14.66 $34,348.38
Disclosure

SEC source: 0001209191-18-012579 · doc4.xml · nonDerivative · entry 1

Gilbert Halley E · CIK 0001601360 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,602

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 16, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: The reporting person acquired a total of 1,138 shares of Class A Common Stock under the issuer's employee stock purchase plan in the following transactions: 791 shares acquired on June 30, 2017 and 347 shares acquired on December 31, 2017.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:02 UTC
Consylman GinaChief Financial Officer
GrantEmployee Stock Option(Right to Buy) · Derivative 60,000 $0.00 Strike: $14.55 $0.00
Disclosure

SEC source: 0001209191-18-012571 · doc4.xml · derivative · entry 5

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 60,000 shares

Expires 2028-02-21

F6 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2018.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:02 UTC
Consylman GinaChief Financial Officer
GrantClass A Common Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012571 · doc4.xml · nonDerivative · entry 4

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,907

F5 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 23:02 UTC
Consylman GinaChief Financial Officer
SaleClass A Common Stock 1,920 $14.66 $28,147.20
Disclosure

SEC source: 0001209191-18-012571 · doc4.xml · nonDerivative · entry 3

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,907

F4 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on February 27, 2017.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 21, 2018 Filed Feb 22, 2018 23:02 UTC
Consylman GinaChief Financial Officer
SaleClass A Common Stock 1,298 $14.66 $19,028.68
Disclosure

SEC source: 0001209191-18-012571 · doc4.xml · nonDerivative · entry 2

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,827

F3 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 1, 2016.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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February 21, 2018 Filed Feb 22, 2018 23:02 UTC
Consylman GinaChief Financial Officer
SaleClass A Common Stock 376 $14.66 $5,512.16
Disclosure

SEC source: 0001209191-18-012571 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,125

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 16, 2015.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $14.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 24, 2018 Filed Jan 26, 2018 21:09 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001209191-18-005550 · doc4.xml · derivative · entry 4

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 60,000 shares

Expires 2018-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2008 for the first 36 months, and as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2012.

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January 24, 2018 Filed Jan 26, 2018 21:09 UTC
Currie Mark GChief Scientific Officer
SaleClass B Common Stock 60,000 $15.45 $927,000.00
Disclosure

SEC source: 0001209191-18-005550 · doc4.xml · nonDerivative · entry 2

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. In order to effect the sale, these shares of Class B Common Stock were converted into shares of Class A Common Stock in accordance with the issuer's certificate of incorporation.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.10 to $15.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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January 24, 2018 Filed Jan 26, 2018 21:09 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 60,000 $3.76 $225,600.00
Disclosure

SEC source: 0001209191-18-005550 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 02, 2018 Filed Jan 4, 2018 01:06 UTC
Consylman GinaChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $15.27 $0.00
Disclosure

SEC source: 0001209191-18-001574 · doc4.xml · derivative · entry 2

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2028-01-02

F2 · derivative.exercise_date: The option, granted as a promotion award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of November 27, 2017.

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January 02, 2018 Filed Jan 4, 2018 01:06 UTC
Consylman GinaChief Financial Officer
GrantClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001574 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,501

F1 · kind: The restricted stock unit award, granted as a promotion award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

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January 02, 2018 Filed Jan 4, 2018 01:08 UTC
Huyett WilliamChief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 337,500 $0.00 Strike: $15.27 $0.00
Disclosure

SEC source: 0001209191-18-001576 · doc4.xml · derivative · entry 2

Huyett William · CIK 0001723846 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,500

Underlying: Class A Common Stock · 337,500 shares

Expires 2028-01-02

F2 · derivative.exercise_date: The option, granted as a new hire award, vests as to 25% of the shares of Class A Common Stock on the first anniversary of December 15, 2017, and 1/48th of the shares of Class A Common Stock vest each month thereafter for the next 36 months.

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January 02, 2018 Filed Jan 4, 2018 01:08 UTC
Huyett WilliamChief Operating Officer
GrantClass A Common Stock 56,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-001576 · doc4.xml · nonDerivative · entry 1

Huyett William · CIK 0001723846 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

F1 · kind: The restricted stock unit award, granted as a new hire award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof.

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December 15, 2017 Filed Dec 19, 2017 23:53 UTC GrantClass A Common Stock 159 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-066508 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,635

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

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December 07, 2017 Filed Dec 8, 2017 22:00 UTC
Hecht Peter MDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 57,405 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001209191-17-064761 · doc4.xml · derivative · entry 11

Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 57,405 shares

Expires 2018-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2008 for the first 36 months, and as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2012.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.