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Nasdaq · USD

IRWD

IRONWOOD PHARMACEUTICALS INC

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Tapewire entity
5213
SEC CIK
0001446847
Parsed reports
478

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 2026012
Mar 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2018 Filed Dec 18, 2018 22:29 UTC GrantClass A Common Stock 212 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063262 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,503

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:28 UTC GrantClass A Common Stock 212 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-063261 · doc4.xml · nonDerivative · entry 1

SCHULMAN AMY W · CIK 0001438226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,115

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:56 UTC
McHugh JulieDirector
SaleClass A Common Stock 1,500 $12.46 $18,690.00
Disclosure

SEC source: 0001209191-18-061804 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,631

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

Read SEC document
December 06, 2018 Filed Dec 10, 2018 21:37 UTC SaleClass A Common Stock 2,000 $12.47 $24,940.00
Disclosure

SEC source: 0001209191-18-061788 · doc4.xml · nonDerivative · entry 1

OLANOFF LAWRENCE S · CIK 0001224341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,553

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 02:41 UTC
Consylman GinaChief Financial Officer
SaleClass A Common Stock 1,358 $11.81 $16,037.98
Disclosure

SEC source: 0001209191-18-058419 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,361

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on each of December 16, 2016 and January 2, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.64 to $12.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,615 $0.00 Strike: $10.24 $0.00
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · derivative · entry 16

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,770

Underlying: Class A Common Stock · 41,615 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2016.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 34,480 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · derivative · entry 15

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,041

Underlying: Class A Common Stock · 34,480 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, granted as an annual performance award, vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2011 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2015.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,556 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · derivative · entry 14

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Class A Common Stock · 40,556 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2010 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2014.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
SaleClass A Common Stock 116,651 $17.53 $2,044,892.03
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 9

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,124

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.22 to $17.79, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass A Common Stock 41,615 $10.24 $426,137.60
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 8

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass A Common Stock 34,480 $11.11 $383,072.80
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 7

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass A Common Stock 40,556 $11.25 $456,255.00
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 6

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,615 $0.00 Strike: $10.24 $0.00
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · derivative · entry 13

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,385

Underlying: Class A Common Stock · 41,615 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2016.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 34,479 $0.00 Strike: $11.11 $0.00
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · derivative · entry 12

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,521

Underlying: Class A Common Stock · 34,479 shares

Expires 2021-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option, granted as an annual performance award, vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2011 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2015.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,556 $0.00 Strike: $11.25 $0.00
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · derivative · entry 11

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,444

Underlying: Class A Common Stock · 40,556 shares

Expires 2020-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2010 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2014.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
SaleClass A Common Stock 22,194 $18.75 $416,137.50
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 5

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,124

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.37 to $19.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
SaleClass A Common Stock 94,456 $17.94 $1,694,540.64
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 4

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,318

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.37 to $18.36, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass A Common Stock 41,615 $10.24 $426,137.60
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 3

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass A Common Stock 34,479 $11.11 $383,061.69
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 2

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 22:42 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass A Common Stock 40,556 $11.25 $456,255.00
Disclosure

SEC source: 0001209191-18-054598 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:16 UTC GrantClass A Common Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051450 · doc4.xml · nonDerivative · entry 1

MCGUIRE TERRANCE · CIK 0001117003 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,291

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 20:21 UTC GrantClass A Common Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051466 · doc4.xml · nonDerivative · entry 1

SCHULMAN AMY W · CIK 0001438226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,903

F1 · kind: Issued pursuant to the Director Compensation Plan, effective as of January 2014.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:01 UTC
McHugh JulieDirector
SaleClass A Common Stock 1,500 $19.10 $28,650.00
Disclosure

SEC source: 0001209191-18-050030 · doc4.xml · nonDerivative · entry 1

McHugh Julie · CIK 0001487179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,131

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.03 to $19.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
September 05, 2018 Filed Sep 7, 2018 20:01 UTC SaleClass A Common Stock 2,000 $19.10 $38,200.00
Disclosure

SEC source: 0001209191-18-050031 · doc4.xml · nonDerivative · entry 1

OLANOFF LAWRENCE S · CIK 0001224341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,553

F1 · kind: This sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and was effected to cover tax withholding obligations in connection with the vesting of the reporting person's director restricted stock awards.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.90 to $19.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:03 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,666 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0001209191-18-048664 · doc4.xml · derivative · entry 8

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class B Common Stock · 6,666 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vests in two equal installments based on the issuer's achievement of certain regulatory and commercial milestones. Upon achievement of a regulatory milestone, the option vested as to 20,000 shares of Class B Common Stock on January 4, 2017.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:03 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,667 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001209191-18-048664 · doc4.xml · derivative · entry 7

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 41,667 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:03 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,667 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001209191-18-048664 · doc4.xml · derivative · entry 6

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 16,667 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was fully vested as of its grant date of February 12, 2009.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:03 UTC
Currie Mark GChief Scientific Officer
SaleClass B Common Stock 65,000 $18.39 $1,195,350.00
Disclosure

SEC source: 0001209191-18-048664 · doc4.xml · nonDerivative · entry 4

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. In order to effect the sale, these shares of Class B Common Stock were converted into shares of Class A Common Stock in accordance with the issuer's certificate of incorporation.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.21 to $18.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:03 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 6,666 $5.48 $36,529.68
Disclosure

SEC source: 0001209191-18-048664 · doc4.xml · nonDerivative · entry 3

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:03 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 41,667 $4.89 $203,751.63
Disclosure

SEC source: 0001209191-18-048664 · doc4.xml · nonDerivative · entry 2

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,334

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 24, 2018 Filed Aug 28, 2018 20:03 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 16,667 $4.89 $81,501.63
Disclosure

SEC source: 0001209191-18-048664 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,667 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · derivative · entry 15

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Class B Common Stock · 6,667 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in two equal installments based on the issuer's achievement of certain regulatory and commercial milestones. Upon achievement of a regulatory milestone, the option vested as to 20,000 shares of Class B Common Stock on January 4, 2017.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,666 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · derivative · entry 14

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Class B Common Stock · 41,666 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,667 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · derivative · entry 13

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Class B Common Stock · 16,667 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was fully vested as of its grant date of February 12, 2009.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
SaleClass B Common Stock 65,000 $18.39 $1,195,350.00
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · nonDerivative · entry 8

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. In order to effect the sale, these shares of Class B Common Stock were converted into shares of Class A Common Stock in accordance with the issuer's certificate of incorporation.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.18 to $18.63, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 6,667 $5.48 $36,535.16
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · nonDerivative · entry 7

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 41,666 $4.89 $203,746.74
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · nonDerivative · entry 6

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 23, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 16,667 $4.89 $81,501.63
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · nonDerivative · entry 5

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 22, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,667 $0.00 Strike: $5.48 $0.00
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · derivative · entry 12

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Class B Common Stock · 6,667 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vests in two equal installments based on the issuer's achievement of certain regulatory and commercial milestones. Upon achievement of a regulatory milestone, the option vested as to 20,000 shares of Class B Common Stock on January 4, 2017.

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August 22, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,667 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · derivative · entry 11

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,333

Underlying: Class B Common Stock · 41,667 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013.

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August 22, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 16,666 $0.00 Strike: $4.89 $0.00
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · derivative · entry 10

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Class B Common Stock · 16,666 shares

Expires 2019-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was fully vested as of its grant date of February 12, 2009.

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August 22, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
SaleClass B Common Stock 65,000 $18.51 $1,203,150.00
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · nonDerivative · entry 4

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. In order to effect the sale, these shares of Class B Common Stock were converted into shares of Class A Common Stock in accordance with the issuer's certificate of incorporation.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.18 to $18.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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August 22, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 6,667 $5.48 $36,535.16
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · nonDerivative · entry 3

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 41,667 $4.89 $203,751.63
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · nonDerivative · entry 2

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2018 Filed Aug 24, 2018 21:21 UTC
Currie Mark GChief Scientific Officer
Exercise / conversionClass B Common Stock 16,666 $4.89 $81,496.74
Disclosure

SEC source: 0001209191-18-048410 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 24, 2018 21:18 UTC GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-048406 · doc4.xml · nonDerivative · entry 2

Owens Edward P · CIK 0001570533 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Owens Family Foundation

Disclosed balance after: 40,000

F1 · ownership.nature: The reporting person and certain members of his family are trustees of the foundation, the beneficial owner of the securities. The reporting person disclaims beneficial ownership of the securities.

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August 20, 2018 Filed Aug 24, 2018 21:18 UTC GiftClass A Common Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-048406 · doc4.xml · nonDerivative · entry 1

Owens Edward P · CIK 0001570533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,528

Read SEC document
August 17, 2018 Filed Aug 21, 2018 20:57 UTC
Consylman GinaChief Financial Officer
SaleClass A Common Stock 188 $18.21 $3,423.48
Disclosure

SEC source: 0001209191-18-047765 · doc4.xml · nonDerivative · entry 1

Consylman Gina · CIK 0001546358 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,719

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on September 16, 2015.

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July 31, 2018 Filed Aug 2, 2018 22:01 UTC
Currie Mark GChief Scientific Officer
GrantClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045056 · doc4.xml · nonDerivative · entry 1

Currie Mark G · CIK 0001478244 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,124

F1 · kind: The restricted stock unit award, granted as a recognition award, vests as to 100% of the shares of Class A Common Stock on May 9, 2019.

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July 31, 2018 Filed Aug 2, 2018 17:56 UTC
MCCOURT Thomas AChief Commercial Officer
GrantClass A Common Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-045051 · doc4.xml · nonDerivative · entry 1

MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,150

F1 · kind: The restricted stock unit award, granted as a recognition award, vests as to 100% of the shares of Class A Common Stock on May 9, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.