Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2019 Filed Feb 22, 2019 21:47 UTC |
Consylman GinaChief Financial Officer
|
SaleClass A Common Stock | 1,119 | $14.31 | $16,012.89 |
DisclosureSEC source: 0001209191-19-012630 · doc4.xml · nonDerivative · entry 2 Consylman Gina · CIK 0001546358 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,424 F3 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 1, 2016. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.12 to $14.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:47 UTC |
Consylman GinaChief Financial Officer
|
SaleClass A Common Stock | 318 | $14.31 | $4,550.58 |
DisclosureSEC source: 0001209191-19-012630 · doc4.xml · nonDerivative · entry 1 Consylman Gina · CIK 0001546358 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,543 F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was made to cover tax withholding obligations in connection with the vesting and settlement of approximately 25% of the reporting person's restricted stock units granted on March 16, 2015. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.12 to $14.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 22:35 UTC |
Gilbert Halley EChief Legal Officer
|
Exercise / conversionEmployee Stock Option(Right to Buy) · Derivative | 20,449 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001209191-19-006228 · doc4.xml · derivative · entry 4 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,449 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option fully vested as of January 1, 2013. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 22:35 UTC |
Gilbert Halley EChief Legal Officer
|
Exercise / conversionClass A Common Stock | 20,449 | $4.89 | $99,995.61 |
DisclosureSEC source: 0001209191-19-006228 · doc4.xml · nonDerivative · entry 2 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:33 UTC |
MCCOURT Thomas AChief Commercial Officer
|
GrantEmployee Stock Option(Right to Buy) · Derivative | 345,000 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001209191-19-006224 · doc4.xml · derivative · entry 1 MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,000 Underlying: Class A Common Stock · 345,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2019. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:35 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 1,000,000 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001209191-19-006227 · doc4.xml · derivative · entry 1 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Class A Common Stock · 1,000,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2019. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:32 UTC |
Currie Mark GChief Scientific Officer
|
GrantEmployee Stock Option(Right to Buy) · Derivative | 600,000 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001209191-19-006221 · doc4.xml · derivative · entry 1 Currie Mark G · CIK 0001478244 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Class A Common Stock · 600,000 shares Expires 2029-01-29 F1 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2019. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:35 UTC |
Gilbert Halley EChief Legal Officer
|
GrantEmployee Stock Option(Right to Buy) · Derivative | 145,000 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001209191-19-006228 · doc4.xml · derivative · entry 3 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Class A Common Stock · 145,000 shares Expires 2029-01-29 F2 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2019. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:35 UTC |
Gilbert Halley EChief Legal Officer
|
GrantClass A Common Stock | 72,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006228 · doc4.xml · nonDerivative · entry 1 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,923 F1 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:34 UTC |
Huyett WilliamChief Operating Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 258,750 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001209191-19-006226 · doc4.xml · derivative · entry 2 Huyett William · CIK 0001723846 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,750 Underlying: Class A Common Stock · 258,750 shares Expires 2029-01-29 F2 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2019. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:34 UTC |
Huyett WilliamChief Operating Officer
|
GrantClass A Common Stock | 43,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006226 · doc4.xml · nonDerivative · entry 1 Huyett William · CIK 0001723846 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,375 F1 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:32 UTC |
Consylman GinaChief Financial Officer
|
GrantEmployee Stock Option(Right to Buy) · Derivative | 145,000 | $0.00 Strike: $12.90 | $0.00 |
DisclosureSEC source: 0001209191-19-006220 · doc4.xml · derivative · entry 2 Consylman Gina · CIK 0001546358 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Class A Common Stock · 145,000 shares Expires 2029-01-29 F2 · derivative.exercise_date: The option, granted as an annual performance award, vests as to 2.08333% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2019. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:32 UTC |
Consylman GinaChief Financial Officer
|
GrantClass A Common Stock | 72,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006220 · doc4.xml · nonDerivative · entry 1 Consylman Gina · CIK 0001546358 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,861 F1 · kind: The restricted stock unit award, granted as an annual performance award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof. Read SEC document |
| January 25, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,449 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · derivative · entry 14 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,449 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013. Read SEC document |
| January 25, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,551 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · derivative · entry 13 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,449 Underlying: Class A Common Stock · 29,551 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013. Read SEC document |
| January 25, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
Exercise / conversionClass A Common Stock | 20,449 | $4.89 | $99,995.61 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · nonDerivative · entry 7 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,717,366 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
SaleClass A Common Stock | 29,551 | $12.23 | $361,408.73 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · nonDerivative · entry 6 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,696,917 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and to cover the tax liabilities arising out of the exercises of stock options of the issuer reported on this form, as well as prior exercises in which the reporting person paid the exercise price and held the underlying shares at the time of exercise. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.58, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 25, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
Exercise / conversionClass A Common Stock | 29,551 | $4.89 | $144,504.39 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · nonDerivative · entry 5 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,726,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · derivative · entry 12 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 30,000 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
SaleClass A Common Stock | 30,000 | $12.70 | $381,000.00 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · nonDerivative · entry 4 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,696,917 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and to cover the tax liabilities arising out of the exercises of stock options of the issuer reported on this form, as well as prior exercises in which the reporting person paid the exercise price and held the underlying shares at the time of exercise. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.39 to $13.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 24, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
Exercise / conversionClass A Common Stock | 30,000 | $4.89 | $146,700.00 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · nonDerivative · entry 3 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,726,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · derivative · entry 11 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Class A Common Stock · 30,000 shares Expires 2019-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class A Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and as to 4.5833% of the shares of Class A Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
SaleClass A Common Stock | 30,000 | $12.66 | $379,800.00 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · nonDerivative · entry 2 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,696,917 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and to cover the tax liabilities arising out of the exercises of stock options of the issuer reported on this form, as well as prior exercises in which the reporting person paid the exercise price and held the underlying shares at the time of exercise. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.40 to $12.91, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 23:24 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
Exercise / conversionClass A Common Stock | 30,000 | $4.89 | $146,700.00 |
DisclosureSEC source: 0001209191-19-005422 · doc4.xml · nonDerivative · entry 1 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,726,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 21:13 UTC |
Mallon MarkExecutive Senior Advisor
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 171,526 | $0.00 Strike: $12.32 | $0.00 |
DisclosureSEC source: 0001209191-19-003409 · doc4.xml · derivative · entry 2 Mallon Mark · CIK 0001763533 · Executive Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,526 Underlying: Class A Common Stock · 171,526 shares Expires 2029-01-09 F2 · derivative.exercise_date: The option, granted as a new hire award, vests as to 25% of the shares of Class A Common Stock on the first anniversary of January 4, 2019 and 1/48th of the shares of Class A Common Stock vest each month thereafter for the next 36 months. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 21:13 UTC |
Mallon MarkExecutive Senior Advisor
|
GrantClass A Common Stock | 93,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-003409 · doc4.xml · nonDerivative · entry 1 Mallon Mark · CIK 0001763533 · Executive Senior Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,036 F1 · kind: The restricted stock unit award, granted as a new hire award, vests as to 25% of the shares of Class A Common Stock on each approximate anniversary of the grant thereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 00:58 UTC |
MCGUIRE TERRANCEDirector
|
OtherClass A Common Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001488 · doc4.xml · nonDerivative · entry 2 MCGUIRE TERRANCE · CIK 0001117003 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Bartlett Partners, LLC Disclosed balance after: 69,117 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F2 · ownership.nature: The reporting person is a managing member of Bartlett Partners, LLC, the beneficial owner of the securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 00:58 UTC |
MCGUIRE TERRANCEDirector
|
OtherClass B Common Stock | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001488 · doc4.xml · nonDerivative · entry 1 MCGUIRE TERRANCE · CIK 0001117003 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Bartlett Partners, LLC Disclosed balance after: 0 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F2 · ownership.nature: The reporting person is a managing member of Bartlett Partners, LLC, the beneficial owner of the securities. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 20:02 UTC |
MCCOURT Thomas AChief Commercial Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 130,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001501 · doc4.xml · derivative · entry 5 MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Class A Common Stock · 130,000 shares Expires 2019-09-07 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · derivative.exercise_date: The option vests in four equal installments based on the issuer's achievement of certain regulatory and commercial milestones. Upon achievement of regulatory or commercial milestones, the option vested as to 40,000 shares of Class B Common Stock on each of October 24, 2011, December 21, 2012 and January 4, 2017. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 20:02 UTC |
MCCOURT Thomas AChief Commercial Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 130,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001501 · doc4.xml · derivative · entry 4 MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 130,000 shares Expires 2019-09-07 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · derivative.exercise_date: The option vests in four equal installments based on the issuer's achievement of certain regulatory and commercial milestones. Upon achievement of regulatory or commercial milestones, the option vested as to 40,000 shares of Class B Common Stock on each of October 24, 2011, December 21, 2012 and January 4, 2017. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 20:02 UTC |
MCCOURT Thomas AChief Commercial Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 130,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001501 · doc4.xml · derivative · entry 3 MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Class A Common Stock · 130,000 shares Expires 2019-09-07 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · derivative.exercise_date: The option vested as to 25% of the shares of Class B Common Stock on the first anniversary of September 8, 2009, and 1/48th of the shares of Class B Common Stock vest each month thereafter for the next 36 months. The option was fully vested as of September 8, 2013. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 20:02 UTC |
MCCOURT Thomas AChief Commercial Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 130,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001501 · doc4.xml · derivative · entry 2 MCCOURT Thomas A · CIK 0001478448 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 130,000 shares Expires 2019-09-07 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · derivative.exercise_date: The option vested as to 25% of the shares of Class B Common Stock on the first anniversary of September 8, 2009, and 1/48th of the shares of Class B Common Stock vest each month thereafter for the next 36 months. The option was fully vested as of September 8, 2013. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:06 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 40,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001516 · doc4.xml · derivative · entry 9 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Class A Common Stock · 40,000 shares Expires 2019-07-28 F3 · kind: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · price: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F5 · derivative.exercise_date: On July 29, 2009, the Reporting Person was granted an option to purchase 40,000 shares of Class B Common Stock. The option vests in two equal installments upon the Issuer's achievement of certain regulatory and commercial milestones. The option has vested as to 20,000 shares as of the date hereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:06 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 40,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001516 · doc4.xml · derivative · entry 8 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 40,000 shares Expires 2019-07-28 F3 · kind: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · price: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F5 · derivative.exercise_date: On July 29, 2009, the Reporting Person was granted an option to purchase 40,000 shares of Class B Common Stock. The option vests in two equal installments upon the Issuer's achievement of certain regulatory and commercial milestones. The option has vested as to 20,000 shares as of the date hereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:06 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 110,000 | Not disclosed Strike: $4.89 | Not disclosed |
DisclosureSEC source: 0001209191-19-001516 · doc4.xml · derivative · entry 7 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Class A Common Stock · 110,000 shares Expires 2019-02-11 F3 · kind: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · price: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F4 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and vested as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:06 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 110,000 | Not disclosed Strike: $4.89 | Not disclosed |
DisclosureSEC source: 0001209191-19-001516 · doc4.xml · derivative · entry 6 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 110,000 shares Expires 2019-02-11 F3 · kind: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · price: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F4 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and vested as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013 Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:06 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
OtherClass A Common Stock | 4,696,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001516 · doc4.xml · nonDerivative · entry 2 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,696,917 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:06 UTC |
Hecht Peter MDirector · Chief Executive Officer
|
OtherClass B Common Stock | 4,696,917 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001516 · doc4.xml · nonDerivative · entry 1 Hecht Peter M · CIK 0001478485 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:05 UTC |
Currie Mark GChief Scientific Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001512 · doc4.xml · derivative · entry 4 Currie Mark G · CIK 0001478244 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2019-07-28 F2 · kind: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · price: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · derivative.exercise_date: On July 29, 2009, the Reporting Person was granted an option to purchase 40,000 shares of Class B Common Stock. The option vests in two equal installments upon the Issuer's achievement of certain regulatory and commercial milestones. The option has vested as to 20,000 shares as of the date hereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:05 UTC |
Currie Mark GChief Scientific Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 20,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001512 · doc4.xml · derivative · entry 3 Currie Mark G · CIK 0001478244 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 20,000 shares Expires 2019-07-28 F2 · kind: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · price: In connection with the conversion described in footnote (1), outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · derivative.exercise_date: On July 29, 2009, the Reporting Person was granted an option to purchase 40,000 shares of Class B Common Stock. The option vests in two equal installments upon the Issuer's achievement of certain regulatory and commercial milestones. The option has vested as to 20,000 shares as of the date hereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:05 UTC |
Currie Mark GChief Scientific Officer
|
OtherClass A Common Stock | 775,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001512 · doc4.xml · nonDerivative · entry 2 Currie Mark G · CIK 0001478244 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,124 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:05 UTC |
Currie Mark GChief Scientific Officer
|
OtherClass B Common Stock | 775,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001512 · doc4.xml · nonDerivative · entry 1 Currie Mark G · CIK 0001478244 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:04 UTC |
Gilbert Halley EChief Legal Officer
|
OtherEmployee Stock Option · Derivative | 20,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001509 · doc4.xml · derivative · entry 7 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2019-07-29 F2 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F5 · derivative.exercise_date: On July 29, 2009, the Reporting Person was granted an option to purchase 20,000 shares of Class B Common Stock upon the Issuer's achievement of commercial milestones. The option has not vested as to any shares as of the date hereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:04 UTC |
Gilbert Halley EChief Legal Officer
|
OtherEmployee Stock Option · Derivative | 20,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001509 · doc4.xml · derivative · entry 6 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2019-07-29 F2 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F5 · derivative.exercise_date: On July 29, 2009, the Reporting Person was granted an option to purchase 20,000 shares of Class B Common Stock upon the Issuer's achievement of commercial milestones. The option has not vested as to any shares as of the date hereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:04 UTC |
Gilbert Halley EChief Legal Officer
|
OtherEmployee Stock Option · Derivative | 20,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001509 · doc4.xml · derivative · entry 5 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A Common Stock · 20,000 shares Expires 2019-07-29 F2 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F4 · derivative.exercise_date: On July 29, 2009, the Reporting Person was granted an option to purchase 20,000 shares of Class B Common Stock upon the Issuer's achievement of certain regulatory milestones. The option has vested as to 20,000 shares as of the date hereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:04 UTC |
Gilbert Halley EChief Legal Officer
|
OtherEmployee Stock Option · Derivative | 20,000 | Not disclosed Strike: $5.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-001509 · doc4.xml · derivative · entry 4 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class B Common Stock · 20,000 shares Expires 2019-07-28 F2 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F4 · derivative.exercise_date: On July 29, 2009, the Reporting Person was granted an option to purchase 20,000 shares of Class B Common Stock upon the Issuer's achievement of certain regulatory milestones. The option has vested as to 20,000 shares as of the date hereof. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:04 UTC |
Gilbert Halley EChief Legal Officer
|
OtherEmployee Stock Option (Right to Buy) · Derivative | 20,449 | Not disclosed Strike: $4.89 | Not disclosed |
DisclosureSEC source: 0001209191-19-001509 · doc4.xml · derivative · entry 3 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,449 Underlying: Class A Common Stock · 20,449 shares Expires 2019-02-11 F2 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and vested as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:04 UTC |
Gilbert Halley EChief Legal Officer
|
OtherEmployee Stock Option ( Right to Buy) · Derivative | 20,449 | Not disclosed Strike: $4.89 | Not disclosed |
DisclosureSEC source: 0001209191-19-001509 · doc4.xml · derivative · entry 2 Gilbert Halley E · CIK 0001601360 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 20,449 shares Expires 2019-02-11 F2 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F2 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. In connection with the conversion, outstanding stock options granted pursuant to the Issuer's equity incentive plans in respect of the Issuer's Class B Common Stock remain unchanged, except that they now represent the right to receive shares of Class A Common Stock rather than shares of Class B Common Stock. F3 · derivative.exercise_date: The option vested as to 1.25% of the shares of Class B Common Stock on each monthly anniversary of January 1, 2009 for the first 36 months, and vested as to 4.5833% of the shares of Class B Common Stock on each monthly anniversary thereafter. The option was fully vested as of January 1, 2013. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 00:59 UTC |
Fanucci MarshaDirector
|
OtherClass A Common Stock | 44,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001491 · doc4.xml · nonDerivative · entry 2 Fanucci Marsha · CIK 0001298814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,719 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 00:59 UTC |
Fanucci MarshaDirector
|
OtherClass B Common Stock | 44,863 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-001491 · doc4.xml · nonDerivative · entry 1 Fanucci Marsha · CIK 0001298814 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. F1 · price: On December 31, 2018, each share of the Issuer's outstanding Class B Common Stock automatically converted into one share of the Issuer's Class A Common Stock pursuant to the Issuer's certificate of incorporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.