Last 12 months
Inside the activity.
83 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 16 | 0 |
| Dec 2025 | 18 | 0 |
| Jan 2026 | 17 | 0 |
| Feb 2026 | 12 | 0 |
| Mar 2026 | 9 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 5 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2025 Filed May 22, 2025 21:05 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.00 | $99.98 |
DisclosureSEC source: 0000950170-25-076452 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,865 Read SEC document |
| May 22, 2025 Filed May 22, 2025 21:05 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.01 | $101.00 |
DisclosureSEC source: 0000950170-25-076452 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,765 Read SEC document |
| May 22, 2025 Filed May 27, 2025 22:43 UTC |
Mercer PatrickPresident and CEO
|
Tax withholdingCommon Stock | 14,310 | $0.99 | $14,169.76 |
DisclosureSEC source: 0000950170-25-077949 · ownership.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 386,480 F1 · shares: These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person. Read SEC document |
| May 21, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 3,802 | $1.02 | $3,878.04 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 25 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 372,825 F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 20, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 20,000 | $1.05 | $20,998.00 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 24 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 369,023 F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 19, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 7,562 | $1.01 | $7,637.62 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 23 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 349,023 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 16, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 3,176 | $1.00 | $3,176.00 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 22 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 341,461 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 15, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 39,937 | $1.00 | $39,937.00 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 21 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 338,285 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 15, 2025 Filed May 16, 2025 17:38 UTC |
MOORE WILLIAM MDirector
|
PurchaseCommon Stock | 2,500 | $1.00 | $2,502.50 |
DisclosureSEC source: 0000950170-25-073287 · ownership.xml · nonDerivative · entry 2 MOORE WILLIAM M · CIK 0001217126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,650 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.0 to $1.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 14, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 50,000 | $1.10 | $55,000.00 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 20 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 298,348 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 14, 2025 Filed May 15, 2025 21:20 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 460 | $1.10 | $506.00 |
DisclosureSEC source: 0000950170-25-072860 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,665 Read SEC document |
| May 14, 2025 Filed May 16, 2025 17:38 UTC |
MOORE WILLIAM MDirector
|
PurchaseCommon Stock | 15,000 | $1.10 | $16,506.00 |
DisclosureSEC source: 0000950170-25-073287 · ownership.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,150 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.085 to $1.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 13, 2025 Filed May 13, 2025 21:35 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 450 | $1.09 | $490.50 |
DisclosureSEC source: 0000950170-25-070561 · ownership.xml · nonDerivative · entry 3 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,205 Read SEC document |
| May 13, 2025 Filed May 13, 2025 21:35 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 755 | $1.12 | $845.60 |
DisclosureSEC source: 0000950170-25-070561 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,755 Read SEC document |
| May 13, 2025 Filed May 13, 2025 21:35 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.15 | $115.00 |
DisclosureSEC source: 0000950170-25-070561 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| May 12, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 50,000 | $1.16 | $57,975.00 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 19 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 248,348 F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 12, 2025 Filed May 12, 2025 21:53 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.16 | $116.00 |
DisclosureSEC source: 0000950170-25-069531 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,900 Read SEC document |
| May 09, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 851 | $1.15 | $978.65 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 18 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 198,348 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 09, 2025 Filed May 9, 2025 20:46 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.15 | $115.00 |
DisclosureSEC source: 0000950170-25-068162 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,800 Read SEC document |
| May 08, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 20,000 | $1.15 | $23,000.00 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 17 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 197,497 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 08, 2025 Filed May 8, 2025 21:48 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.15 | $115.00 |
DisclosureSEC source: 0000950170-25-067265 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,700 Read SEC document |
| May 07, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 26,581 | $1.16 | $30,815.35 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 16 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 177,497 F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 07, 2025 Filed May 7, 2025 22:29 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 193 | $1.15 | $221.95 |
DisclosureSEC source: 0000950170-25-066107 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,600 Read SEC document |
| May 06, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 11,773 | $1.15 | $13,538.95 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 15 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 150,916 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| May 06, 2025 Filed May 6, 2025 21:51 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.16 | $115.93 |
DisclosureSEC source: 0000950170-25-064704 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,407 Read SEC document |
| May 06, 2025 Filed May 6, 2025 21:51 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.19 | $119.00 |
DisclosureSEC source: 0000950170-25-064704 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,307 Read SEC document |
| May 05, 2025 Filed May 5, 2025 22:34 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.17 | $117.00 |
DisclosureSEC source: 0000950170-25-063773 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,207 Read SEC document |
| May 05, 2025 Filed May 5, 2025 22:34 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 100 | $1.20 | $120.00 |
DisclosureSEC source: 0000950170-25-063773 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,107 Read SEC document |
| April 30, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 4,032 | $1.18 | $4,757.76 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 14 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 139,143 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| April 29, 2025 Filed Apr 29, 2025 23:42 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 3,407 | $1.22 | $4,156.54 |
DisclosureSEC source: 0000950170-25-060479 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,007 Read SEC document |
| April 29, 2025 Filed Apr 29, 2025 23:42 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 500 | $1.30 | $650.00 |
DisclosureSEC source: 0000950170-25-060479 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,600 Read SEC document |
| April 29, 2025 Filed Apr 30, 2025 19:16 UTC |
MOORE WILLIAM MDirector
|
PurchaseCommon Stock | 19,710 | $1.21 | $23,784.06 |
DisclosureSEC source: 0000950170-25-060953 · ownership.xml · nonDerivative · entry 2 MOORE WILLIAM M · CIK 0001217126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,150 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.17 to $1.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 28, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 6,253 | $1.22 | $7,628.66 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 13 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 135,111 F2 · price: Each price marked with this footnote is a weighted average price for multiple open-market purchases on the stated date. The execution prices were as follows: 03/25/2025: $0.931 to $0.94, inclusive; 03/26/2025: $0.8875 to $0.893, inclusive; 04/04/2025: $0.885 to $0.89, inclusive; 04/28/2025: $1.22 per share; 05/07/2025: $1.15 to $1.16, inclusive; 05/12/2025: $1.159 to $1.16, inclusive; 05/20/2025: $1.0498 to $1.05, inclusive; 05/21/2025: $1.02 per share; 05/23/2025: $0.9998 to $1, inclusive. The Reporting Person undertakes to provide IRIDEX CORP, any security holder of IRIDEX CORP, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above. F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| April 28, 2025 Filed Apr 28, 2025 22:35 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 2,000 | $1.30 | $2,600.00 |
DisclosureSEC source: 0000950170-25-059458 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,100 Read SEC document |
| April 28, 2025 Filed Apr 28, 2025 22:35 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 625 | $1.22 | $762.50 |
DisclosureSEC source: 0000950170-25-059458 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,100 Read SEC document |
| April 28, 2025 Filed Apr 28, 2025 21:18 UTC |
Mercer PatrickPresident and CEO
|
PurchaseCommon Stock | 4,500 | $1.29 | $5,805.00 |
DisclosureSEC source: 0000950170-25-059404 · ownership.xml · nonDerivative · entry 3 Mercer Patrick · CIK 0001786824 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,790 Read SEC document |
| April 28, 2025 Filed Apr 28, 2025 21:18 UTC |
Mercer PatrickPresident and CEO
|
PurchaseCommon Stock | 3,000 | $1.30 | $3,900.00 |
DisclosureSEC source: 0000950170-25-059404 · ownership.xml · nonDerivative · entry 2 Mercer Patrick · CIK 0001786824 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,290 Read SEC document |
| April 28, 2025 Filed Apr 30, 2025 19:16 UTC |
MOORE WILLIAM MDirector
|
PurchaseCommon Stock | 290 | $1.24 | $359.60 |
DisclosureSEC source: 0000950170-25-060953 · ownership.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,440 Read SEC document |
| April 25, 2025 Filed Apr 25, 2025 18:53 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 975 | $1.18 | $1,150.50 |
DisclosureSEC source: 0000950170-25-058622 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,475 Read SEC document |
| April 24, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 50,000 | $1.20 | $60,000.00 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 12 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 128,858 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| April 24, 2025 Filed Apr 24, 2025 21:51 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 500 | $1.20 | $600.00 |
DisclosureSEC source: 0000950170-25-058218 · ownership.xml · nonDerivative · entry 2 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| April 24, 2025 Filed Apr 25, 2025 15:39 UTC |
Shuda ScottDirector
|
PurchaseCommon Stock | 21,457 | $1.20 | $25,748.40 |
DisclosureSEC source: 0000950170-25-058434 · ownership.xml · nonDerivative · entry 1 Shuda Scott · CIK 0001486636 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,523 Read SEC document |
| April 24, 2025 Filed Apr 28, 2025 21:18 UTC |
Mercer PatrickPresident and CEO
|
PurchaseCommon Stock | 46 | $1.15 | $52.90 |
DisclosureSEC source: 0000950170-25-059404 · ownership.xml · nonDerivative · entry 1 Mercer Patrick · CIK 0001786824 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,290 Read SEC document |
| April 23, 2025 Filed Apr 24, 2025 21:51 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 500 | $1.11 | $555.00 |
DisclosureSEC source: 0000950170-25-058218 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| April 23, 2025 Filed Apr 24, 2025 20:21 UTC |
HUSS BEVERLY ADirector
|
PurchaseCommon Stock | 25,900 | $1.22 | $31,499.58 |
DisclosureSEC source: 0000950170-25-058084 · ownership.xml · nonDerivative · entry 1 HUSS BEVERLY A · CIK 0001222352 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,639 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.13 to $1.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 22, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 1,231 | $1.02 | $1,255.62 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 11 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 78,858 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| April 22, 2025 Filed Apr 23, 2025 23:10 UTC |
MOORE WILLIAM MDirector
|
PurchaseCommon Stock | 10,000 | $1.08 | $10,831.00 |
DisclosureSEC source: 0000950170-25-057602 · ownership.xml · nonDerivative · entry 2 MOORE WILLIAM M · CIK 0001217126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,150 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.03 to $1.1052, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 21, 2025 Filed Oct 7, 2026 10:04 UTC |
Lin Shih-Yao David10% owner
|
PurchaseCommon Stock | 7,230 | $1.02 | $7,374.60 |
DisclosureSEC source: 0001062993-26-005210 · form4.xml · nonDerivative · entry 10 Lin Shih-Yao David · CIK 0002098041 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Xinpo Disclosed balance after: 77,627 F1 · ownership.nature: The shares are held directly by Xinpo Venture Capital Co., Ltd. ("Xinpo") and indirectly by the Reporting Person. The Reporting Person controls the entire ownership interest in Xinpo, both directly and through family members, and has a pecuniary interest in the shares held by Xinpo. Read SEC document |
| April 21, 2025 Filed Apr 22, 2025 17:00 UTC |
Dizon Romeo RChief Financial Officer
|
PurchaseCommon Stock | 500 | $1.05 | $525.00 |
DisclosureSEC source: 0000950170-25-056570 · ownership.xml · nonDerivative · entry 1 Dizon Romeo R · CIK 0001658282 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 Read SEC document |
| April 21, 2025 Filed Apr 23, 2025 23:10 UTC |
MOORE WILLIAM MDirector
|
PurchaseCommon Stock | 10,000 | $1.05 | $10,540.00 |
DisclosureSEC source: 0000950170-25-057602 · ownership.xml · nonDerivative · entry 1 MOORE WILLIAM M · CIK 0001217126 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,150 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.03 to $1.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.