Tapewire

Nasdaq · USD

IRDM

Iridium Communications Inc.

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833
SEC CIK
0001418819
Parsed reports
758

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202600
Aug 202609
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2019 Filed Mar 5, 2019 16:07 UTC
Hickey Thomas DChief Legal Officer, Secretary
Tax withholdingCommon Stock 5,104 $23.15 $118,157.60
Disclosure

SEC source: 0001209191-19-016402 · doc4.xml · nonDerivative · entry 4

Hickey Thomas D · CIK 0001498910 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,729

F4 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:07 UTC
Hickey Thomas DChief Legal Officer, Secretary
GrantCommon Stock 21,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016402 · doc4.xml · nonDerivative · entry 3

Hickey Thomas D · CIK 0001498910 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,833

F3 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock award, one-half vested on March 1, 2019 and the remainder will vest on March 1, 2020, subject to the reporting person's continuous service with the issuer as of the vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:07 UTC
Hickey Thomas DChief Legal Officer, Secretary
Tax withholdingCommon Stock 3,484 $23.15 $80,654.60
Disclosure

SEC source: 0001209191-19-016402 · doc4.xml · nonDerivative · entry 2

Hickey Thomas D · CIK 0001498910 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,695

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of a restricted stock unit award that previously vested with respect to one-half of the shares underlying the award on March 1, 2018. The amount being reported herein represents amounts withheld to satisfy tax withholding obligations in connection with the vesting and settlement of the remaining one-half on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:07 UTC
Hickey Thomas DChief Legal Officer, Secretary
Tax withholdingCommon Stock 2,920 $23.15 $67,598.00
Disclosure

SEC source: 0001209191-19-016402 · doc4.xml · nonDerivative · entry 1

Hickey Thomas D · CIK 0001498910 · Chief Legal Officer, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,179

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:11 UTC Tax withholdingCommon Stock 5,368 $23.15 $124,269.20
Disclosure

SEC source: 0001209191-19-016420 · doc4.xml · nonDerivative · entry 4

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,797

F4 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:11 UTC GrantCommon Stock 24,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016420 · doc4.xml · nonDerivative · entry 3

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,165

F3 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock award, one-half vested on March 1, 2019 and the remainder will vest on March 1, 2020, subject to the reporting person's continuous service with the issuer as of the vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:11 UTC Tax withholdingCommon Stock 3,518 $23.15 $81,441.70
Disclosure

SEC source: 0001209191-19-016420 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,007

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of a restricted stock unit award that previously vested with respect to one-half of the shares underlying the award on March 1, 2018. The amount being reported herein represents amounts withheld to satisfy tax withholding obligations in connection with the vesting and settlement of the remaining one-half on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 16:11 UTC Tax withholdingCommon Stock 2,942 $23.15 $68,107.30
Disclosure

SEC source: 0001209191-19-016420 · doc4.xml · nonDerivative · entry 1

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,525

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:12 UTC
McBride Suzanne E.Chief Operations Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 79,207 $0.00 Strike: $23.15 $0.00
Disclosure

SEC source: 0001209191-19-016424 · doc4.xml · derivative · entry 2

McBride Suzanne E. · CIK 0001767205 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,207

Underlying: Common Stock · 79,207 shares

Expires 2029-03-01

F2 · derivative.exercise_date: These options shall vest and become exercisable as to 25% of the shares of common stock underlying the option on March 1, 2020 and quarterly thereafter in equal installments on June 1, September 1 and December 1 so that all shares of common stock underlying the option shall vest and become exercisable on March 1, 2023.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:12 UTC
McBride Suzanne E.Chief Operations Officer
GrantCommon Stock 12,958 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016424 · doc4.xml · nonDerivative · entry 1

McBride Suzanne E. · CIK 0001767205 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,227

F1 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock unit award, 25% shall vest on March 1, 2020 and the remainder shall vest in equal quarterly installments thereafter on each June 1, September 1, December 1 and March 1, so that all shares of common stock shall be vested as of March 1, 2023, subject to the reporting person's continuous service with the issuer as of each such vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
Scheimreif ScottEVP-Government Programs
GrantCommon Stock 9,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016414 · doc4.xml · nonDerivative · entry 5

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,827

F5 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock unit award, 25% shall vest on March 1, 2020 and the remainder shall vest in equal quarterly installments thereafter on each June 1, September 1, December 1 and March 1, so that all shares of common stock shall be vested as of March 1, 2023, subject to the reporting person's continuous service with the issuer as of each such vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
Scheimreif ScottEVP-Government Programs
Tax withholdingCommon Stock 5,104 $23.15 $118,157.60
Disclosure

SEC source: 0001209191-19-016414 · doc4.xml · nonDerivative · entry 4

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,648

F4 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
Scheimreif ScottEVP-Government Programs
GrantCommon Stock 21,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016414 · doc4.xml · nonDerivative · entry 3

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,752

F3 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock award, one-half vested on March 1, 2019 and the remainder will vest on March 1, 2020, subject to the reporting person's continuous service with the issuer as of the vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
Scheimreif ScottEVP-Government Programs
Tax withholdingCommon Stock 3,491 $23.15 $80,816.65
Disclosure

SEC source: 0001209191-19-016414 · doc4.xml · nonDerivative · entry 2

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,614

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of a restricted stock unit award that previously vested with respect to one-half of the shares underlying the award on March 1, 2018. The amount being reported herein represents amounts withheld to satisfy tax withholding obligations in connection with the vesting and settlement of the remaining one-half on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:10 UTC
Scheimreif ScottEVP-Government Programs
Tax withholdingCommon Stock 3,052 $23.15 $70,653.80
Disclosure

SEC source: 0001209191-19-016414 · doc4.xml · nonDerivative · entry 1

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,105

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:07 UTC
Hartin Bryan J.EVP-Sales and Marketing
GrantCommon Stock 9,179 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016398 · doc4.xml · nonDerivative · entry 5

Hartin Bryan J. · CIK 0001565019 · EVP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,019

F5 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock unit award, 25% shall vest on March 1, 2020 and the remainder shall vest in equal quarterly installments thereafter on each June 1, September 1, December 1 and March 1, so that all shares of common stock shall be vested as of March 1, 2023, subject to the reporting person's continuous service with the issuer as of each such vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:07 UTC
Hartin Bryan J.EVP-Sales and Marketing
Tax withholdingCommon Stock 4,766 $23.15 $110,332.90
Disclosure

SEC source: 0001209191-19-016398 · doc4.xml · nonDerivative · entry 4

Hartin Bryan J. · CIK 0001565019 · EVP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,840

F4 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:07 UTC
Hartin Bryan J.EVP-Sales and Marketing
GrantCommon Stock 21,138 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016398 · doc4.xml · nonDerivative · entry 3

Hartin Bryan J. · CIK 0001565019 · EVP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,606

F3 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock award, one-half vested on March 1, 2019 and the remainder will vest on March 1, 2020.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:07 UTC
Hartin Bryan J.EVP-Sales and Marketing
Tax withholdingCommon Stock 3,262 $23.15 $75,515.30
Disclosure

SEC source: 0001209191-19-016398 · doc4.xml · nonDerivative · entry 2

Hartin Bryan J. · CIK 0001565019 · EVP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,468

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of a restricted stock unit award that previously vested with respect to one-half of the shares underlying the award on March 1, 2018. The amount being reported herein represents amounts withheld to satisfy tax withholding obligations in connection with the vesting and settlement of the remaining one-half on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:07 UTC
Hartin Bryan J.EVP-Sales and Marketing
Tax withholdingCommon Stock 2,852 $23.15 $66,023.80
Disclosure

SEC source: 0001209191-19-016398 · doc4.xml · nonDerivative · entry 1

Hartin Bryan J. · CIK 0001565019 · EVP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,730

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
FITZPATRICK THOMASDirector · Chief Financial Officer
GrantCommon Stock 16,198 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016393 · doc4.xml · nonDerivative · entry 5

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,619

F5 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock unit award, 25% shall vest on March 1, 2020 and the remainder shall vest in equal quarterly installments thereafter on each June 1, September 1, December 1 and March 1, so that all shares of common stock shall be vested as of March 1, 2023, subject to the reporting person's continuous service with the issuer as of each such vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
FITZPATRICK THOMASDirector · Chief Financial Officer
Tax withholdingCommon Stock 5,447 $23.15 $126,098.05
Disclosure

SEC source: 0001209191-19-016393 · doc4.xml · nonDerivative · entry 4

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,421

F4 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
FITZPATRICK THOMASDirector · Chief Financial Officer
GrantCommon Stock 24,158 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016393 · doc4.xml · nonDerivative · entry 3

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,868

F3 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock award, one-half vested on March 1, 2019 and the remainder will vest on March 1, 2020, subject to the reporting person's continuous service with the issuer as of each such vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
FITZPATRICK THOMASDirector · Chief Financial Officer
Tax withholdingCommon Stock 3,590 $23.15 $83,108.50
Disclosure

SEC source: 0001209191-19-016393 · doc4.xml · nonDerivative · entry 2

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,710

F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of a restricted stock unit award that previously vested with respect to one-half of the shares underlying the award on March 1, 2018. The amount being reported herein represents amounts withheld to satisfy tax withholding obligations in connection with the vesting and settlement of the remaining one-half on March 1, 2019.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
FITZPATRICK THOMASDirector · Chief Financial Officer
Tax withholdingCommon Stock 3,036 $23.15 $70,283.40
Disclosure

SEC source: 0001209191-19-016393 · doc4.xml · nonDerivative · entry 1

FITZPATRICK THOMAS · CIK 0001229996 · Director · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,300

F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 22:29 UTC Amendment
Hartin Bryan J.EVP-Sales and Marketing
GrantCommon Stock 10,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017453 · doc4a.xml · nonDerivative · entry 1

Hartin Bryan J. · CIK 0001565019 · EVP-Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,562

F1 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock unit award, 25% shall vest on March 1, 2020 and the remainder shall vest in equal quarterly installments thereafter on each June 1, September 1, December 1 and March 1, so that all shares of common stock shall be vested as of March 1, 2023, subject to the reporting person's continuous service with the issuer as of each such vesting date.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 22:30 UTC Amendment
Scheimreif ScottEVP-Government Programs
GrantCommon Stock 10,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017454 · doc4a.xml · nonDerivative · entry 1

Scheimreif Scott · CIK 0001564963 · EVP-Government Programs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,001

F1 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock unit award, 25% shall vest on March 1, 2020 and the remainder shall vest in equal quarterly installments thereafter on each June 1, September 1, December 1 and March 1, so that all shares of common stock shall be vested as of March 1, 2023, subject to the reporting person's continuous service with the issuer as of each such vesting date.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 16:07 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001209191-19-013454 · doc4.xml · derivative · entry 3

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 3,500 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 16:07 UTC SaleCommon Stock 3,500 $21.55 $75,425.00
Disclosure

SEC source: 0001209191-19-013454 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,467

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $21.42 to $21.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 16:07 UTC Exercise / conversionCommon Stock 3,500 $8.31 $29,085.00
Disclosure

SEC source: 0001209191-19-013454 · doc4.xml · nonDerivative · entry 1

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 16:54 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001209191-19-011604 · doc4.xml · derivative · entry 3

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,500 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 16:54 UTC SaleCommon Stock 3,500 $21.00 $73,500.00
Disclosure

SEC source: 0001209191-19-011604 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,467

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.83 to $21.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 16:54 UTC Exercise / conversionCommon Stock 3,500 $8.31 $29,085.00
Disclosure

SEC source: 0001209191-19-011604 · doc4.xml · nonDerivative · entry 1

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 17:29 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001209191-19-009416 · doc4.xml · derivative · entry 3

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 3,500 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 17:29 UTC SaleCommon Stock 3,500 $19.54 $68,390.00
Disclosure

SEC source: 0001209191-19-009416 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,467

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.26 to $19.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 11, 2019 Filed Feb 12, 2019 17:29 UTC Exercise / conversionCommon Stock 3,500 $8.31 $29,085.00
Disclosure

SEC source: 0001209191-19-009416 · doc4.xml · nonDerivative · entry 1

Smith S. Scott · CIK 0001463487 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 18:05 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001209191-19-007853 · doc4.xml · derivative · entry 3

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 3,500 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 18:05 UTC
Smith S. ScottDirector · Chief Operating Officer
SaleCommon Stock 3,500 $19.22 $67,270.00
Disclosure

SEC source: 0001209191-19-007853 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,467

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.07 to $19.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 18:05 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,500 $8.31 $29,085.00
Disclosure

SEC source: 0001209191-19-007853 · doc4.xml · nonDerivative · entry 1

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 16:15 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001209191-19-006000 · doc4.xml · derivative · entry 3

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 3,500 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 16:15 UTC
Smith S. ScottDirector · Chief Operating Officer
SaleCommon Stock 3,500 $18.17 $63,595.00
Disclosure

SEC source: 0001209191-19-006000 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,467

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $18.00 to $18.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 28, 2019 Filed Jan 30, 2019 16:15 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,500 $8.31 $29,085.00
Disclosure

SEC source: 0001209191-19-006000 · doc4.xml · nonDerivative · entry 1

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 17:11 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001209191-19-005001 · doc4.xml · derivative · entry 3

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 3,500 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 17:11 UTC
Smith S. ScottDirector · Chief Operating Officer
SaleCommon Stock 3,500 $19.16 $67,060.00
Disclosure

SEC source: 0001209191-19-005001 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,467

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 22, 2019 Filed Jan 23, 2019 17:11 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,500 $8.31 $29,085.00
Disclosure

SEC source: 0001209191-19-005001 · doc4.xml · nonDerivative · entry 1

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 18:20 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001209191-19-003788 · doc4.xml · derivative · entry 3

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 3,500 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 18:20 UTC
Smith S. ScottDirector · Chief Operating Officer
SaleCommon Stock 3,500 $20.46 $71,610.00
Disclosure

SEC source: 0001209191-19-003788 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,467

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $20.29 to $20.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 14, 2019 Filed Jan 15, 2019 18:20 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionCommon Stock 3,500 $8.31 $29,085.00
Disclosure

SEC source: 0001209191-19-003788 · doc4.xml · nonDerivative · entry 1

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 16:49 UTC
Smith S. ScottDirector · Chief Operating Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001209191-19-003073 · doc4.xml · derivative · entry 3

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 3,500 shares

Expires 2021-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F3 · derivative.exercise_date: Immediately exercisable.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 16:49 UTC
Smith S. ScottDirector · Chief Operating Officer
SaleCommon Stock 3,500 $19.17 $67,095.00
Disclosure

SEC source: 0001209191-19-003073 · doc4.xml · nonDerivative · entry 2

Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,467

F1 · kind: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.

F2 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $19.01 to $19.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.