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Opus Genetics, Inc.

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Tapewire entity
5892
SEC CIK
0001228627
Parsed reports
252

Last 12 months

Inside the activity.

2 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202521
Jan 202600
Feb 202600
Mar 202604
Apr 202606
May 202601
Jun 202600
Jul 202604
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2018 Filed Mar 2, 2018 21:39 UTC
Benaim ElyChief Medical Officer
Exercise / conversionCommon Stock 2,375 $0.00 $0.00
Disclosure

SEC source: 0001140361-18-011667 · form4.xml · nonDerivative · entry 1

Benaim Ely · CIK 0001632237 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 16:39 UTC
Suzdak Peter DavidDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 112,271 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001140361-18-003900 · form4.xml · derivative · entry 1

Suzdak Peter David · CIK 0001296629 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,271

Underlying: Common Stock · 112,271 shares

Expires 2028-01-26

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 26, 2019, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month until fully vested.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:31 UTC
Nolan LisaChief Business Officer
GrantStock Option (right to buy) · Derivative 42,101 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001140361-18-003894 · form4.xml · derivative · entry 1

Nolan Lisa · CIK 0001661400 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,101

Underlying: Common Stock · 42,101 shares

Expires 2028-01-26

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 26, 2019, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month until fully vested.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 21:26 UTC
Benaim ElyChief Medical Officer
GrantStock Option (right to buy) · Derivative 45,443 $0.00 Strike: $2.29 $0.00
Disclosure

SEC source: 0001140361-18-003889 · form4.xml · derivative · entry 1

Benaim Ely · CIK 0001632237 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,443

Underlying: Common Stock · 45,443 shares

Expires 2028-01-26

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 26, 2019, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month until fully vested.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:56 UTC
Swirsky Douglas JPresident and CFO
GrantStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001140361-18-000861 · form4.xml · derivative · entry 1

Swirsky Douglas J · CIK 0001375884 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2028-01-02

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 2, 2019, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month following such date until fully vested.

Read SEC document
August 16, 2017 Filed Aug 16, 2017 16:05 UTC
Suzdak Peter DavidDirector · Chief Executive Officer
GrantCommon Stock 10,000 $1.99 $19,872.00
Disclosure

SEC source: 0001140361-17-032420 · form4.xml · nonDerivative · entry 1

Suzdak Peter David · CIK 0001296629 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · price: The price of $1.9872 per share represents a weighted average of purchase prices ranging from $1.96 to $2.01 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:21 UTC GrantStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001140361-17-015706 · form4.xml · derivative · entry 1

Brandt Peter C. · CIK 0001434099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2027-04-11

Read SEC document
April 11, 2017 Filed Apr 12, 2017 17:28 UTC
CARTHY MARKDirector
GrantStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001140361-17-015716 · form4.xml · derivative · entry 1

CARTHY MARK · CIK 0001286397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2027-04-11

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:26 UTC GrantStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001140361-17-015714 · form4.xml · derivative · entry 1

Cheong Kwang Soo · CIK 0001361686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2027-04-11

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:25 UTC GrantStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001140361-17-015709 · form4.xml · derivative · entry 1

Rodgers Richard J · CIK 0001313397 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2027-04-11

Read SEC document
April 11, 2017 Filed Apr 12, 2017 21:20 UTC GrantStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $0.62 $0.00
Disclosure

SEC source: 0001140361-17-015704 · form4.xml · derivative · entry 1

Beever Charles · CIK 0001361687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2027-04-11

Read SEC document
April 10, 2017 Filed Apr 12, 2017 17:26 UTC
Ahn Chang HoDirector
Exercise / conversionStock Option (right to purchase) · Derivative 250,000 $0.00 Strike: $0.31 $0.00
Disclosure

SEC source: 0001140361-17-015713 · form4.xml · derivative · entry 4

Ahn Chang Ho · CIK 0001316420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested and became exercisable based on the following schedule: 75,000 on March 1, 2014, 75,000 on March 1, 2015 and 100,000 on March 1, 2016.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 17:26 UTC
Ahn Chang HoDirector
SaleCommon Stock 250,000 $0.70 $175,375.00
Disclosure

SEC source: 0001140361-17-015713 · form4.xml · nonDerivative · entry 2

Ahn Chang Ho · CIK 0001316420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2016.

F2 · price: The price of $0.7015 per share represents a weighted average. The shares were sold in multiple transactions at prices ranging from $0.70 to $0.709 per share, inclusive. The reporting person undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within the range set forth herein.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 17:26 UTC
Ahn Chang HoDirector
Exercise / conversionCommon Stock 250,000 $0.31 $77,500.00
Disclosure

SEC source: 0001140361-17-015713 · form4.xml · nonDerivative · entry 1

Ahn Chang Ho · CIK 0001316420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,260,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 17:52 UTC
Jeong Tae HeumChief Financial Officer
GrantRestricted Stock Units · Derivative 63,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002737 · form4.xml · derivative · entry 2

Jeong Tae Heum · CIK 0001317190 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 17:52 UTC
Jeong Tae HeumChief Financial Officer
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001140361-17-002737 · form4.xml · derivative · entry 1

Jeong Tae Heum · CIK 0001317190 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2027-01-20

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 20, 2018, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month until fully vested.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 17:42 UTC
Ahn Chang HoDirector
GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002733 · form4.xml · derivative · entry 2

Ahn Chang Ho · CIK 0001316420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 17:42 UTC
Ahn Chang HoDirector
GrantStock Option (right to buy) · Derivative 330,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001140361-17-002733 · form4.xml · derivative · entry 1

Ahn Chang Ho · CIK 0001316420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,000

Underlying: Common Stock · 330,000 shares

Expires 2027-01-20

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 20, 2018, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month until fully vested.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 17:50 UTC
Suzdak Peter DavidDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002736 · form4.xml · derivative · entry 2

Suzdak Peter David · CIK 0001296629 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 17:50 UTC
Suzdak Peter DavidDirector · Chief Executive Officer
GrantStock Option (right to buy) · Derivative 1,175,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001140361-17-002736 · form4.xml · derivative · entry 1

Suzdak Peter David · CIK 0001296629 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175,000

Underlying: Common Stock · 1,175,000 shares

Expires 2027-01-20

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 20, 2018, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month until fully vested.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:48 UTC
Benaim ElyChief Medical Officer
GrantRestricted Stock Units · Derivative 95,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002735 · form4.xml · derivative · entry 2

Benaim Ely · CIK 0001632237 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:48 UTC
Benaim ElyChief Medical Officer
GrantStock Option (right to buy) · Derivative 450,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001140361-17-002735 · form4.xml · derivative · entry 1

Benaim Ely · CIK 0001632237 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 450,000 shares

Expires 2027-01-20

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 20, 2018, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month until fully vested.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:45 UTC
Nolan LisaChief Business Officer
GrantRestricted Stock Units · Derivative 65,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-002734 · form4.xml · derivative · entry 2

Nolan Lisa · CIK 0001661400 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in four equal annual installments on the last business day in February, beginning February 28, 2018.

Read SEC document
January 20, 2017 Filed Jan 24, 2017 22:45 UTC
Nolan LisaChief Business Officer
GrantStock Option (right to buy) · Derivative 315,000 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001140361-17-002734 · form4.xml · derivative · entry 1

Nolan Lisa · CIK 0001661400 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,000

Underlying: Common Stock · 315,000 shares

Expires 2027-01-20

F1 · derivative.exercise_date: One quarter of the option vests and becomes exercisable on January 20, 2018, and, thereafter, 1/36th of the remaining option vests in equal installments on the first business day of each month until fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.