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Ingersoll Rand Inc.

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3152
SEC CIK
0001699150
Parsed reports
549

Last 12 months

Inside the activity.

1 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202601
Feb 2026017
Mar 202601
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2021 Filed Jul 2, 2021 20:31 UTC
Kini VikramSenior Vice President and CFO
Tax withholdingCommon Stock 396 $48.81 $19,328.76
Disclosure

SEC source: 0001140361-21-023347 · form4.xml · nonDerivative · entry 2

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,289

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:31 UTC
Kini VikramSenior Vice President and CFO
Exercise / conversionCommon Stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-023347 · form4.xml · nonDerivative · entry 1

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on June 30, 2020 which vest in four equal annual installments beginning on June 30, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
June 30, 2021 Filed Apr 29, 2022 20:40 UTC Amendment
Kini VikramSenior Vice President and CFO
Tax withholdingCommon Stock 396 $48.81 $19,328.76
Disclosure

SEC source: 0001140361-22-016992 · form4.xml · nonDerivative · entry 2

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,955

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

F3 · balance_after: The Form 4 filed on July 2, 2021 is being amended to correct the amount of securities beneficially owned following the reported transactions, which were incorrectly underreported due to a typographical error. This amendment is deemed to amend and update any subsequently-filed Form 4s through the date hereof. As of the date of this amendment, the reporting person beneficially owns 20,123 shares of common stock.

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June 30, 2021 Filed Apr 29, 2022 20:40 UTC Amendment
Kini VikramSenior Vice President and CFO
Exercise / conversionCommon Stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-016992 · form4.xml · nonDerivative · entry 1

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on June 30, 2020 which vest in four equal annual installments beginning on June 30, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F3 · balance_after: The Form 4 filed on July 2, 2021 is being amended to correct the amount of securities beneficially owned following the reported transactions, which were incorrectly underreported due to a typographical error. This amendment is deemed to amend and update any subsequently-filed Form 4s through the date hereof. As of the date of this amendment, the reporting person beneficially owns 20,123 shares of common stock.

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June 16, 2021 Filed Feb 10, 2022 17:00 UTC GiftCommon Stock 39,978 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-004555 · form5.xml · nonDerivative · entry 1

STAVROS PETER · CIK 0001262899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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June 15, 2021 Filed Feb 10, 2022 22:01 UTC GiftCommon Stock 7,100 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-004558 · form5.xml · nonDerivative · entry 1

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 15, 2021 Filed Feb 10, 2022 22:00 UTC GiftCommon Stock 1,051 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-004556 · form5.xml · nonDerivative · entry 1

Weisenbeck Joshua T. · CIK 0001705742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 15, 2021 Filed Feb 10, 2022 22:00 UTC GiftCommon Stock 17,449 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-004557 · form5.xml · nonDerivative · entry 1

KRAVIS HENRY R · CIK 0001081714 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 06, 2021 Filed Jun 8, 2021 17:15 UTC Tax withholdingCommon Stock 406 $49.21 $19,979.26
Disclosure

SEC source: 0001140361-21-020195 · form4.xml · nonDerivative · entry 1

Kendall-Jones Nicholas J · CIK 0001805042 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,684

F1 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,027 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-010633 · form4.xml · derivative · entry 3

Weatherred Michael A · CIK 0001767790 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,028

Underlying: Common Stock · 1,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units originally granted on May 14, 2018 which vest in four equal annual installments beginning May 14, 2019 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.exercise_date: Represents restricted stock units originally granted on May 14, 2018 which vest in four equal annual installments beginning May 14, 2019 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.expiration_date: Represents restricted stock units originally granted on May 14, 2018 which vest in four equal annual installments beginning May 14, 2019 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:01 UTC Tax withholdingCommon Stock 301 $48.54 $14,610.54
Disclosure

SEC source: 0001567619-21-010633 · form4.xml · nonDerivative · entry 2

Weatherred Michael A · CIK 0001767790 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,628

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
May 14, 2021 Filed May 18, 2021 21:01 UTC Exercise / conversionCommon Stock 1,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-21-010633 · form4.xml · nonDerivative · entry 1

Weatherred Michael A · CIK 0001767790 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,929

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on May 14, 2018 which vest in four equal annual installments beginning May 14, 2019 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:32 UTC OtherCommon Stock 39,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017776 · form4.xml · nonDerivative · entry 1

STAVROS PETER · CIK 0001262899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,965

F1 · kind: Represents a distribution to the Reporting Person of shares of common stock of Ingersoll Rand Inc. previously held directly by KKR Renaissance Aggregator L.P. in relation to his indirect interests in such entity. The Reporting Persons received these shares of common stock for the purpose of making a charitable donation.

F1 · price: Represents a distribution to the Reporting Person of shares of common stock of Ingersoll Rand Inc. previously held directly by KKR Renaissance Aggregator L.P. in relation to his indirect interests in such entity. The Reporting Persons received these shares of common stock for the purpose of making a charitable donation.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:31 UTC OtherCommon Stock 75,919 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017775 · form4.xml · nonDerivative · entry 2

KKR Renaissance Aggregator L.P. · CIK 0001705425 · 10% owner

KKR Renaissance Aggregator GP LLC · CIK 0001705424 · 10% owner

KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner

KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner

KKR North America XI Ltd · CIK 0001552453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 29,788,635

F4 · kind: Represents distributions of such shares in connection with the sale reported herein by KKR Renaissance Aggregator L.P. and certain of its affiliates to their respective partners and shareholders as in-kind distributions. These in-kind distributions are for the purpose of the ultimate recipients making charitable donations of shares of common stock.

F2 · ownership.nature: These securities of Ingersoll Rand Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:31 UTC SaleCommon Stock 14,924,081 $48.57 $724,862,614.17
Disclosure

SEC source: 0001140361-21-017775 · form4.xml · nonDerivative · entry 1

KKR Renaissance Aggregator L.P. · CIK 0001705425 · 10% owner

KKR Renaissance Aggregator GP LLC · CIK 0001705424 · 10% owner

KKR North America Fund XI L.P. · CIK 0001541293 · 10% owner

KKR Associates North America XI L.P. · CIK 0001619837 · 10% owner

KKR North America XI Ltd · CIK 0001552453 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 29,864,554

F1 · price: This amount represents the $49.00 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Ingersoll Rand Inc. (the "Issuer"), less the underwriting discount of $0.43 per share for shares sold pursuant to an underwritten public offering.

F2 · ownership.nature: These securities of Ingersoll Rand Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 13, 2021 Filed May 18, 2021 01:33 UTC OtherCommon Stock 1,051 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-017777 · form4.xml · nonDerivative · entry 1

Weisenbeck Joshua T. · CIK 0001705742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,051

F1 · kind: Represents a distribution to the Reporting Person of shares of common stock of Ingersoll Rand Inc. previously held directly by KKR Renaissance Aggregator L.P. in relation to his indirect interests in such entity. The Reporting Persons received these shares of common stock for the purpose of making a charitable donation.

F1 · price: Represents a distribution to the Reporting Person of shares of common stock of Ingersoll Rand Inc. previously held directly by KKR Renaissance Aggregator L.P. in relation to his indirect interests in such entity. The Reporting Persons received these shares of common stock for the purpose of making a charitable donation.

Read SEC document
May 13, 2021 Filed May 18, 2021 01:30 UTC OtherCommon Stock 75,919 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-017774 · form4.xml · nonDerivative · entry 2

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 29,788,635

F4 · kind: Represents distributions of such shares in connection with the sale reported herein by KKR Renaissance Aggregator L.P. and certain of its affiliates to their respective partners and shareholders as in-kind distributions. These in-kind distributions are for the purpose of the ultimate recipients making charitable donations of shares of common stock.

F2 · ownership.nature: These securities of Ingersoll Rand Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 13, 2021 Filed May 18, 2021 01:30 UTC SaleCommon Stock 14,924,081 $48.57 $724,862,614.17
Disclosure

SEC source: 0001140361-21-017774 · form4.xml · nonDerivative · entry 1

KKR Group Partnership L.P. · CIK 0001472698 · 10% owner

KKR & Co. Inc. · CIK 0001404912 · 10% owner

KKR Management LLP · CIK 0001472694 · 10% owner

KRAVIS HENRY R · CIK 0001081714 · 10% owner

ROBERTS GEORGE R · CIK 0001081715 · 10% owner

KKR Group Holdings Corp. · CIK 0001743754 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 29,864,554

F1 · price: This amount represents the $49.00 secondary public offering price per share of common stock, par value $0.01 per share ("Common Stock"), of Ingersoll Rand Inc. (the "Issuer"), less the underwriting discount of $0.43 per share for shares sold pursuant to an underwritten public offering.

F2 · ownership.nature: These securities of Ingersoll Rand Inc. are held by KKR Renaissance Aggregator L.P. The general partner of KKR Renaissance Aggregator L.P. is KKR Renaissance Aggregator GP LLC. The sole member of KKR Renaissance Aggregator GP LLC is KKR North America Fund XI L.P. The general partner of KKR North America Fund XI L.P. is KKR Associates North America XI L.P. The general partner of KKR Associates North America XI L.P. is KKR North America XI Limited. The sole shareholder of KKR North America XI Limited is KKR Group Partnership L.P.

F3 · ownership.nature: KKR Group Holdings Corp. is the general partner of KKR Group Partnership L.P. KKR & Co. Inc. is the sole shareholder of KKR Group Holdings Corp. KKR Management LLP is the Series I preferred stockholder of KKR & Co. Inc. Messrs. Henry R. Kravis and George R. Roberts are the founding partners of KKR Management LLP.

F7 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

Read SEC document
May 06, 2021 Filed Feb 10, 2023 20:00 UTC
Reynal VicenteDirector · See Remarks
GiftCommon Stock 47,235 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-006101 · form5.xml · nonDerivative · entry 2

Reynal Vicente · CIK 0001705738 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 175,802

F1 · kind: Represents an estate planning transfer by the Reporting Person.

F3 · ownership.nature: Held in a trust for the benefit of the Reporting Person and his spouse.

Read SEC document
May 06, 2021 Filed Feb 10, 2023 20:00 UTC
Reynal VicenteDirector · See Remarks
GiftCommon Stock 47,235 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-006101 · form5.xml · nonDerivative · entry 1

Reynal Vicente · CIK 0001705738 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,765

F1 · kind: Represents an estate planning transfer by the Reporting Person.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 20:14 UTC
Reynal VicenteDirector · See Remarks
Exercise / conversionStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $10.61 $0.00
Disclosure

SEC source: 0001140361-21-007873 · form4.xml · derivative · entry 12

Reynal Vicente · CIK 0001705738 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,974

Underlying: Common Stock · 30,000 shares

Expires 2025-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · derivative.exercise_date: All of these stock options are currently vested.

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March 08, 2021 Filed Mar 9, 2021 20:14 UTC
Reynal VicenteDirector · See Remarks
SaleCommon Stock 30,000 $50.00 $1,500,000.00
Disclosure

SEC source: 0001140361-21-007873 · form4.xml · nonDerivative · entry 6

Reynal Vicente · CIK 0001705738 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,427

F4 · shares: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 08, 2021 Filed Mar 9, 2021 20:14 UTC
Reynal VicenteDirector · See Remarks
Exercise / conversionCommon Stock 30,000 $10.61 $318,300.00
Disclosure

SEC source: 0001140361-21-007873 · form4.xml · nonDerivative · entry 5

Reynal Vicente · CIK 0001705738 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,427

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:27 UTC
WHITE TONY LDirector
Exercise / conversionRestricted Stock Units · Derivative 6,297 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007892 · form4.xml · derivative · entry 2

WHITE TONY L · CIK 0001171315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,297 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vested on March 6, 2021 and upon vesting, were to be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vested on March 6, 2021 and upon vesting, were to be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vested on March 6, 2021 and upon vesting, were to be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:27 UTC
WHITE TONY LDirector
Exercise / conversionCommon Stock 6,297 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007892 · form4.xml · nonDerivative · entry 1

WHITE TONY L · CIK 0001171315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on March 6, 2020 which vested on March 6, 2021 and upon vesting, were to be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:18 UTC
Kini VikramSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 1,799 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007881 · form4.xml · derivative · entry 6

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 1,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F3 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F3 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:18 UTC
Kini VikramSenior Vice President and CFO
Exercise / conversionRestricted Stock Units · Derivative 899 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007881 · form4.xml · derivative · entry 5

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,699

Underlying: Common Stock · 899 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:18 UTC
Kini VikramSenior Vice President and CFO
Tax withholdingCommon Stock 576 $49.49 $28,506.24
Disclosure

SEC source: 0001140361-21-007881 · form4.xml · nonDerivative · entry 4

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,018

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:18 UTC
Kini VikramSenior Vice President and CFO
Exercise / conversionCommon Stock 1,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007881 · form4.xml · nonDerivative · entry 3

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:18 UTC
Kini VikramSenior Vice President and CFO
Tax withholdingCommon Stock 288 $49.49 $14,253.12
Disclosure

SEC source: 0001140361-21-007881 · form4.xml · nonDerivative · entry 2

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,795

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 10, 2021 01:18 UTC
Kini VikramSenior Vice President and CFO
Exercise / conversionCommon Stock 899 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007881 · form4.xml · nonDerivative · entry 1

Kini Vikram · CIK 0001815604 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:22 UTC
Gillespie Gary ESee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,249 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007886 · form4.xml · derivative · entry 6

Gillespie Gary E · CIK 0001805045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249

Underlying: Common Stock · 2,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F3 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F3 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:22 UTC
Gillespie Gary ESee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,124 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007886 · form4.xml · derivative · entry 5

Gillespie Gary E · CIK 0001805045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374

Underlying: Common Stock · 1,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:22 UTC
Gillespie Gary ESee Remarks
Tax withholdingCommon Stock 659 $49.49 $32,613.91
Disclosure

SEC source: 0001140361-21-007886 · form4.xml · nonDerivative · entry 4

Gillespie Gary E · CIK 0001805045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,039

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:22 UTC
Gillespie Gary ESee Remarks
Exercise / conversionCommon Stock 2,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007886 · form4.xml · nonDerivative · entry 3

Gillespie Gary E · CIK 0001805045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:22 UTC
Gillespie Gary ESee Remarks
Tax withholdingCommon Stock 330 $49.49 $16,331.70
Disclosure

SEC source: 0001140361-21-007886 · form4.xml · nonDerivative · entry 2

Gillespie Gary E · CIK 0001805045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,449

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:22 UTC
Gillespie Gary ESee Remarks
Exercise / conversionCommon Stock 1,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007886 · form4.xml · nonDerivative · entry 1

Gillespie Gary E · CIK 0001805045 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007864 · form4.xml · derivative · entry 3

Kendall-Jones Nicholas J · CIK 0001805042 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,061

Underlying: Common Stock · 1,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:05 UTC Tax withholdingCommon Stock 584 $49.49 $28,902.16
Disclosure

SEC source: 0001140361-21-007864 · form4.xml · nonDerivative · entry 2

Kendall-Jones Nicholas J · CIK 0001805042 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,090

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:05 UTC Exercise / conversionCommon Stock 1,686 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007864 · form4.xml · nonDerivative · entry 1

Kendall-Jones Nicholas J · CIK 0001805042 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:29 UTC Exercise / conversionRestricted Stock Units · Derivative 449 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007897 · form4.xml · derivative · entry 4

Wagner Mark Christopher · CIK 0001805044 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Common Stock · 449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:29 UTC Tax withholdingCommon Stock 134 $49.49 $6,631.66
Disclosure

SEC source: 0001140361-21-007897 · form4.xml · nonDerivative · entry 2

Wagner Mark Christopher · CIK 0001805044 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,498

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:29 UTC Exercise / conversionCommon Stock 449 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007897 · form4.xml · nonDerivative · entry 1

Wagner Mark Christopher · CIK 0001805044 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:18 UTC
Mundy James CraigSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 1,124 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007882 · form4.xml · derivative · entry 4

Mundy James Craig · CIK 0001805047 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374

Underlying: Common Stock · 1,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:18 UTC
Mundy James CraigSenior Vice President
Tax withholdingCommon Stock 334 $49.49 $16,529.66
Disclosure

SEC source: 0001140361-21-007882 · form4.xml · nonDerivative · entry 2

Mundy James Craig · CIK 0001805047 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:18 UTC
Mundy James CraigSenior Vice President
Exercise / conversionCommon Stock 1,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007882 · form4.xml · nonDerivative · entry 1

Mundy James Craig · CIK 0001805047 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:30 UTC
Abbaszadeh SiaSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,249 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007898 · form4.xml · derivative · entry 6

Abbaszadeh Sia · CIK 0001804965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249

Underlying: Common Stock · 2,249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F3 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F3 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:30 UTC
Abbaszadeh SiaSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,124 $0.00 $0.00
Disclosure

SEC source: 0001140361-21-007898 · form4.xml · derivative · entry 5

Abbaszadeh Sia · CIK 0001804965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374

Underlying: Common Stock · 1,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.exercise_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

F1 · derivative.expiration_date: Represents restricted stock units originally granted on March 6, 2020 which vest in four equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:30 UTC
Abbaszadeh SiaSee Remarks
Tax withholdingCommon Stock 1,058 $49.49 $52,360.42
Disclosure

SEC source: 0001140361-21-007898 · form4.xml · nonDerivative · entry 4

Abbaszadeh Sia · CIK 0001804965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,957

F2 · kind: Represents shares withheld to pay taxes applicable to vesting of restricted stock units.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 20:30 UTC
Abbaszadeh SiaSee Remarks
Exercise / conversionCommon Stock 2,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-21-007898 · form4.xml · nonDerivative · entry 3

Abbaszadeh Sia · CIK 0001804965 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents restricted stock units originally granted on March 6, 2020 which vest in two equal annual installments beginning on March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.