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Intrepid Potash, Inc.

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5401
SEC CIK
0001421461
Parsed reports
331

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
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Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2022 Filed Mar 15, 2022 20:25 UTC Tax withholdingCommon Stock 179 $84.19 $15,070.01
Disclosure

SEC source: 0001209191-22-018816 · doc4.xml · nonDerivative · entry 1

Preston Matthew D · CIK 0001791587 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,825

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 01:48 UTC SaleCommon Stock 23,917 $68.06 $1,627,891.47
Disclosure

SEC source: 0001828337-22-000006 · primary_doc.xml · nonDerivative · entry 2

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,406,083

Read SEC document
March 04, 2022 Filed Mar 9, 2022 01:48 UTC SaleCommon Stock 160,000 $68.38 $10,940,160.00
Disclosure

SEC source: 0001828337-22-000006 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,000

Read SEC document
March 03, 2022 Filed Mar 5, 2022 02:38 UTC SaleCommon Stock 69,272 $61.93 $4,289,855.63
Disclosure

SEC source: 0001828337-22-000005 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,000

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:17 UTC SaleCommon Stock 5,000 $58.36 $291,809.00
Disclosure

SEC source: 0001828337-22-000004 · primary_doc.xml · nonDerivative · entry 4

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,659,272

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:17 UTC SaleCommon Stock 9,000 $59.00 $531,000.00
Disclosure

SEC source: 0001828337-22-000004 · primary_doc.xml · nonDerivative · entry 3

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,272

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:17 UTC SaleCommon Stock 10,000 $58.28 $582,848.00
Disclosure

SEC source: 0001828337-22-000004 · primary_doc.xml · nonDerivative · entry 2

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,673,272

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:17 UTC SaleCommon Stock 5,000 $59.12 $295,596.00
Disclosure

SEC source: 0001828337-22-000004 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,683,272

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:51 UTC SaleCommon Stock 100 $56.50 $5,650.00
Disclosure

SEC source: 0001828337-22-000003 · primary_doc.xml · nonDerivative · entry 7

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688,272

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:51 UTC SaleCommon Stock 2,000 $56.34 $112,686.00
Disclosure

SEC source: 0001828337-22-000003 · primary_doc.xml · nonDerivative · entry 6

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,688,372

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:51 UTC SaleCommon Stock 2,000 $56.25 $112,500.00
Disclosure

SEC source: 0001828337-22-000003 · primary_doc.xml · nonDerivative · entry 5

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690,372

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:51 UTC SaleCommon Stock 1,900 $56.25 $106,875.00
Disclosure

SEC source: 0001828337-22-000003 · primary_doc.xml · nonDerivative · entry 4

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692,372

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:51 UTC SaleCommon Stock 2,000 $55.00 $110,000.00
Disclosure

SEC source: 0001828337-22-000003 · primary_doc.xml · nonDerivative · entry 3

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,694,272

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:51 UTC SaleCommon Stock 2,000 $57.00 $114,000.00
Disclosure

SEC source: 0001828337-22-000003 · primary_doc.xml · nonDerivative · entry 2

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696,272

Read SEC document
March 01, 2022 Filed Mar 2, 2022 22:51 UTC SaleCommon Stock 1,728 $56.05 $96,859.58
Disclosure

SEC source: 0001828337-22-000003 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,698,272

Read SEC document
February 03, 2022 Filed Feb 8, 2022 22:31 UTC SaleCommon Stock 1,982 $46.09 $91,353.35
Disclosure

SEC source: 0001828337-22-000002 · primary_doc.xml · nonDerivative · entry 2

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,000

Read SEC document
February 02, 2022 Filed Feb 8, 2022 22:31 UTC SaleCommon Stock 10,000 $46.46 $464,613.00
Disclosure

SEC source: 0001828337-22-000002 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management LLC · CIK 0001828337 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701,982

F1 · security: Form 4 was timely filed February 4, 2022. Late on February 7, 2022, the filer was advised of a reporting CIK file number error. The reporting CIK numerical file number error was adjusted on February 8, 2022.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 19:41 UTC
Jornayvaz Robert P IIIDirector · Executive Chairman & CEO · 10% owner
GrantCommon Stock 48,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071431 · doc4.xml · nonDerivative · entry 2

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,616

F2 · shares: Represents a grant of performance-based restricted stock ("PSAs"), which PSAs will vest as set forth in Exhibit 99.The PSAs reported are at 150% of the target amount.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 19:41 UTC
Jornayvaz Robert P IIIDirector · Executive Chairman & CEO · 10% owner
GrantCommon Stock 43,839 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071431 · doc4.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Executive Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,311

F1 · shares: Represents a grant of restricted stock. The shares of restricted stock will vest in three equal installments on December 23, 2022, March 11, 2023 and March 11, 2024, subject, in each case, to the reporting person's continued service with the issuer through the vesting date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 16:33 UTC
Smith Kyle RVP, General Counsel
Tax withholdingCommon Stock 387 $40.66 $15,735.42
Disclosure

SEC source: 0001209191-21-070282 · doc4.xml · nonDerivative · entry 1

Smith Kyle R · CIK 0001796918 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,729

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:34 UTC
Stone Edward BrianPresident and COO
Tax withholdingCommon Stock 595 $40.66 $24,192.70
Disclosure

SEC source: 0001209191-21-070285 · doc4.xml · nonDerivative · entry 1

Stone Edward Brian · CIK 0001796892 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,433

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 21:31 UTC
Preston Matthew DVP of Finance
Tax withholdingCommon Stock 387 $40.66 $15,735.42
Disclosure

SEC source: 0001209191-21-070277 · doc4.xml · nonDerivative · entry 1

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,004

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:19 UTC GrantCommon Stock 2,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067568 · doc4.xml · nonDerivative · entry 1

Lancaster Lori A · CIK 0001712781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

Read SEC document
September 27, 2021 Filed Sep 29, 2021 21:20 UTC
Baldridge Robert ESVP - New Mexico
Disposition to issuerCommon Stock 11,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058080 · doc4.xml · nonDerivative · entry 1

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,493

F1 · kind: Represents the cancellation of previously granted equity awards due to non-acceptance.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 16:16 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
Tax withholdingCommon Stock 5,666 $30.51 $172,869.66
Disclosure

SEC source: 0001567619-21-011899 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,472

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:15 UTC GrantCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-010902 · doc1.xml · nonDerivative · entry 1

Elliott Chris A. · CIK 0001500056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,290

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
May 19, 2021 Filed May 21, 2021 18:03 UTC GrantCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011004 · doc1.xml · nonDerivative · entry 1

HARVEY HUGH E JR · CIK 0001432503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,677

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:21 UTC GrantCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-010905 · doc1.xml · nonDerivative · entry 1

WHITHAM BARTH E · CIK 0001227703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,074

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:16 UTC GrantCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-010903 · doc1.xml · nonDerivative · entry 1

McBride Mary E · CIK 0001732673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,480

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:14 UTC GrantCommon Stock 3,307 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-010901 · doc1.xml · nonDerivative · entry 1

CONSIDINE TERRY · CIK 0001229384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,832

F1 · price: Represents a grant of restricted stock that will vest in full on May 19, 2022, subject to the reporting person's continued service for the company through the vesting date.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
March 14, 2021 Filed Mar 15, 2021 18:04 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
Tax withholdingCommon Stock 3,432 $37.15 $127,498.80
Disclosure

SEC source: 0001567619-21-006323 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,138

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
March 14, 2021 Filed Mar 15, 2021 22:10 UTC
Wyatt EricaChief Human Resources Officer
Tax withholdingCommon Stock 144 $37.15 $5,349.60
Disclosure

SEC source: 0001567619-21-006328 · doc1.xml · nonDerivative · entry 2

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,377

F2 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 14, 2021 Filed Mar 15, 2021 22:07 UTC
Preston Matthew DVP of Finance
Tax withholdingCommon Stock 69 $37.15 $2,563.35
Disclosure

SEC source: 0001567619-21-006325 · doc1.xml · nonDerivative · entry 2

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,391

F2 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 14, 2021 Filed Mar 15, 2021 22:05 UTC
Baldridge Robert ESVP - New Mexico
Tax withholdingCommon Stock 245 $37.15 $9,101.75
Disclosure

SEC source: 0001567619-21-006324 · doc1.xml · nonDerivative · entry 2

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,793

F2 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 18:08 UTC
Smith Kyle RGen Cnsl Land,Minerals,Water
GrantCommon Stock 2,119 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006326 · doc1.xml · nonDerivative · entry 1

Smith Kyle R · CIK 0001796918 · Gen Cnsl Land,Minerals,Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,116

F1 · shares: Represents a grant of restricted stock. 1,275 of the shares will vest on March 11, 2022 (as to 33%), March 11, 2023 (as to 33%) and March 11, 2024 (as to 34%), if the issuer satisfies certain performance criteria for the relevant periods, subject to the reporting person's continued employment with the issuer through the vesting date. The remaining 844 of the shares will vest in three equal annual installments beginning on March 11, 2022, subject to the reporting person's continued employment with the issuer through the vesting date.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:10 UTC
Wyatt EricaChief Human Resources Officer
GrantCommon Stock 2,292 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006328 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,521

F1 · shares: Represents a grant of restricted stock. 1,379 of the shares will vest on March 11, 2022 (as to 33%), March 11, 2023 (as to 33%) and March 11, 2024 (as to 34%), if the issuer satisfies certain performance criteria for the relevant periods, subject to the reporting person's continued employment with the issuer through the vesting date. The remaining 913 of the shares will vest in three equal annual installments beginning on March 11, 2022, subject to the reporting person's continued employment with the issuer through the vesting date.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:09 UTC
Stone Edward BrianChief Operating Officer
GrantCommon Stock 2,678 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006327 · doc1.xml · nonDerivative · entry 1

Stone Edward Brian · CIK 0001796892 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,028

F1 · shares: Represents a grant of restricted stock. 1,611 of the shares will vest on March 11, 2022 (as to 33%), March 11, 2023 (as to 33%) and March 11, 2024 (as to 34%), if the issuer satisfies certain performance criteria for the relevant periods, subject to the reporting person's continued employment with the issuer through the vesting date. The remaining 1,067 of the shares will vest in three equal annual installments beginning on March 11, 2022, subject to the reporting person's continued employment with the issuer through the vesting date.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:07 UTC
Preston Matthew DVP of Finance
GrantCommon Stock 1,562 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006325 · doc1.xml · nonDerivative · entry 1

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,460

F1 · shares: Represents a grant of restricted stock. 940 of the shares will vest on March 11, 2022 (as to 33%), March 11, 2023 (as to 33%) and March 11, 2024 (as to 34%), if the issuer satisfies certain performance criteria for the relevant periods, subject to the reporting person's continued employment with the issuer through the vesting date. The remaining 622 of the shares will vest in three equal annual installments beginning on March 11, 2022, subject to the reporting person's continued employment with the issuer through the vesting date.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 22:05 UTC
Baldridge Robert ESVP - New Mexico
GrantCommon Stock 4,138 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006324 · doc1.xml · nonDerivative · entry 1

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,038

F1 · shares: Represents a grant of restricted stock. 2,490 of the shares will vest on March 11, 2022 (as to 33%), March 11, 2023 (as to 33%) and March 11, 2024 (as to 34%), if the issuer satisfies certain performance criteria for the relevant periods, subject to the reporting person's continued employment with the issuer through the vesting date. The remaining 1,648 of the shares will vest in three equal annual installments beginning on March 11, 2022, subject to the reporting person's continued employment with the issuer through the vesting date.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:18 UTC
Smith Kyle RGen Cnsl Land,Minerals,Water
GrantCommon Stock 3,997 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021272 · doc1.xml · nonDerivative · entry 1

Smith Kyle R · CIK 0001796918 · Gen Cnsl Land,Minerals,Water

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,997

F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on December 15, 2021, subject to the reporting person's continued employment with the company through the vesting date.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:20 UTC
Preston Matthew DVP of Finance
GrantCommon Stock 3,997 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021276 · doc1.xml · nonDerivative · entry 1

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,898

F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on December 15, 2021, subject to the reporting person's continued employment with the company through the vesting date.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:19 UTC
Wyatt EricaChief Human Resources Officer
GrantCommon Stock 3,966 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021274 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,229

F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on December 15, 2021, subject to the reporting person's continued employment with the company through the vesting date.

F2 · balance_after: The Form 4 filed on November 10, 2020 for the reporting person reported an incorrect number for post-split beneficial ownership.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:17 UTC
Stone Edward BrianChief Operating Officer
GrantCommon Stock 6,150 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021271 · doc1.xml · nonDerivative · entry 1

Stone Edward Brian · CIK 0001796892 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,350

F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on December 15, 2021, subject to the reporting person's continued employment with the company through the vesting date.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:16 UTC
Baldridge Robert ESVP - New Mexico
GrantCommon Stock 7,162 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021267 · doc1.xml · nonDerivative · entry 1

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,900

F1 · price: Represents a grant of restricted stock that will vest in three equal annual installments beginning on December 15, 2021, subject to the reporting person's continued employment with the company through the vesting date.

Read SEC document
November 08, 2020 Filed Nov 10, 2020 21:11 UTC
Preston Matthew DVP of Finance
Tax withholdingCommon Stock 539 $8.76 $4,721.64
Disclosure

SEC source: 0001567619-20-019067 · doc1.xml · nonDerivative · entry 1

Preston Matthew D · CIK 0001791587 · VP of Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,901

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
November 08, 2020 Filed Nov 10, 2020 21:10 UTC
McDonald Mark AVP of Sales and Marketing
Tax withholdingCommon Stock 665 $8.76 $5,825.40
Disclosure

SEC source: 0001567619-20-019066 · doc1.xml · nonDerivative · entry 1

McDonald Mark A · CIK 0001723122 · VP of Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,434

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
November 08, 2020 Filed Nov 10, 2020 21:09 UTC
Baldridge Robert ESVP - New Mexico
Tax withholdingCommon Stock 1,276 $8.76 $11,177.76
Disclosure

SEC source: 0001567619-20-019065 · doc1.xml · nonDerivative · entry 1

Baldridge Robert E · CIK 0001796840 · SVP - New Mexico

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,738

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

Read SEC document
November 08, 2020 Filed Nov 10, 2020 21:08 UTC
Wyatt EricaChief Human Resources Officer
Tax withholdingCommon Stock 765 $8.76 $6,701.40
Disclosure

SEC source: 0001567619-20-019064 · doc1.xml · nonDerivative · entry 1

Wyatt Erica · CIK 0001761137 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,087

F1 · shares: The disposition represents the withholding of shares for income taxes due upon the vesting of previously awarded restricted stock.

F2 · balance_after: On August 13, 2020, the issuer effected a 1-for-10 reverse split of its common stock.

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October 16, 2020 Filed Oct 20, 2020 15:01 UTC GiftCommon Stock 1,711,982 $0.00 $0.00
Disclosure

SEC source: 0001701904-20-000003 · primary_doc.xml · nonDerivative · entry 1

Clearway Capital Management Ltd. · CIK 0001701904 · 10% owner

Saratoga Asset Management S.A. · CIK 0001712802 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Saratoga Asset Management, S.A.

Disclosed balance after: 0

F1 · kind: This transaction is exempt from Section 16(b) pursuant to Rule 16b-5 as it is a bona-fide gift ultimately to Clearway Capital Management LLC, which is wholly owned by the Clearway Trust.

F2 · shares: As of August 13, 2020, the Issuer effectuated a 10 for 1 reverse stock split of all of its common stock. As a result thereof, the amount of shares being disposed of by bona-fide gift total 1,711,982.

F3 · ownership.nature: This Form 4 is jointly filed by and on behalf of each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. under Exchange Act Rule 16a-3. Clearway Capital Management Ltd. is an Investment Fund organized and doing business under the laws of The Bahamas which wholly-owns Saratoga Asset Management S.A. which directly held all of the Common Stock Shares of the Issuer being reported in this Form 4.

F4 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim the creation of any group by the filing of this Form 4.

F5 · ownership.nature: Each of Clearway Capital Management Ltd. and Saratoga Asset Management S.A. disclaim beneficial ownership of the securities indicated, and the reporting herein of such securities, shall not be construed as an admission that either of the undersigned is the beneficial owner thereof for purposes of Section 16 or for any other purpose.

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June 08, 2020 Filed Jun 10, 2020 19:05 UTC
Jornayvaz Robert P IIIDirector · Exec. Chair, President & CEO · 10% owner
GrantCommon Stock 1,209,829 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-011969 · doc1.xml · nonDerivative · entry 1

Jornayvaz Robert P III · CIK 0001432504 · Director · Exec. Chair, President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,235,711

F1 · shares: Represents a grant of restricted stock. 579,709 of the shares will vest in three equal installments on June 8, 2021, March 14, 2022 and March 14, 2023, subject in each case to the reporting person's continued service with the company through the vesting date. 630,120 of the shares will vest as set forth in Exhibit 99.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.