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Nasdaq · USD

IPDN

Professional Diversity Network, Inc.

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8532
SEC CIK
0001546296
Parsed reports
109

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2017 Filed Nov 29, 2017 16:42 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 3,000 $4.22 $12,672.30
Disclosure

SEC source: 0001493152-17-013924 · form4.xml · nonDerivative · entry 2

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,962

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:42 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 2,000 $4.25 $8,490.00
Disclosure

SEC source: 0001493152-17-013924 · form4.xml · nonDerivative · entry 1

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,962

Read SEC document
November 20, 2017 Filed Nov 21, 2017 20:32 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 500 $4.00 $2,000.00
Disclosure

SEC source: 0001493152-17-013679 · form4.xml · nonDerivative · entry 2

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,962

Read SEC document
November 20, 2017 Filed Nov 22, 2017 11:31 UTC
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 17,500 $4.47 $78,225.00
Disclosure

SEC source: 0001493152-17-013709 · form-4.xml · nonDerivative · entry 1

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,830

Read SEC document
November 17, 2017 Filed Nov 21, 2017 20:32 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 1,100 $3.97 $4,369.97
Disclosure

SEC source: 0001493152-17-013679 · form4.xml · nonDerivative · entry 1

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,462

Read SEC document
September 08, 2017 Filed Sep 11, 2017 20:15 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 8 $5.20 $41.60
Disclosure

SEC source: 0001214659-17-005572 · marketforms-39614.xml · nonDerivative · entry 2

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,362

Read SEC document
September 07, 2017 Filed Sep 8, 2017 17:06 UTC
Song JingboDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 490 $6.00 $2,940.00
Disclosure

SEC source: 0001214659-17-005566 · marketforms-39610.xml · nonDerivative · entry 3

Song Jingbo · CIK 0001688145 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490

Read SEC document
September 07, 2017 Filed Sep 8, 2017 17:06 UTC
Song JingboDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 3,000 $6.00 $18,000.00
Disclosure

SEC source: 0001214659-17-005566 · marketforms-39610.xml · nonDerivative · entry 2

Song Jingbo · CIK 0001688145 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
September 07, 2017 Filed Sep 8, 2017 17:06 UTC
Song JingboDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 3,000 $5.95 $17,850.00
Disclosure

SEC source: 0001214659-17-005566 · marketforms-39610.xml · nonDerivative · entry 1

Song Jingbo · CIK 0001688145 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
September 07, 2017 Filed Sep 11, 2017 20:15 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 116 $5.35 $620.60
Disclosure

SEC source: 0001214659-17-005572 · marketforms-39614.xml · nonDerivative · entry 1

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,354

Read SEC document
September 06, 2017 Filed Sep 7, 2017 16:10 UTC
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 1,230 $4.95 $6,088.50
Disclosure

SEC source: 0001214659-17-005535 · marketforms-39591.xml · nonDerivative · entry 3

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,330

Read SEC document
September 06, 2017 Filed Sep 7, 2017 16:10 UTC
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 5,000 $5.00 $25,000.00
Disclosure

SEC source: 0001214659-17-005535 · marketforms-39591.xml · nonDerivative · entry 2

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,100

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:13 UTC
Liu XianfangDirector
PurchaseCommon Stock, par value $0.01 2,000 $4.67 $9,340.80
Disclosure

SEC source: 0001214659-17-005537 · marketforms-39595.xml · nonDerivative · entry 3

Liu Xianfang · CIK 0001688139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,200

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:13 UTC
Liu XianfangDirector
PurchaseCommon Stock, par value $0.01 2,000 $4.74 $9,484.00
Disclosure

SEC source: 0001214659-17-005537 · marketforms-39595.xml · nonDerivative · entry 2

Liu Xianfang · CIK 0001688139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:13 UTC
Liu XianfangDirector
PurchaseCommon Stock, par value $0.01 2,200 $4.72 $10,394.78
Disclosure

SEC source: 0001214659-17-005537 · marketforms-39595.xml · nonDerivative · entry 1

Liu Xianfang · CIK 0001688139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:10 UTC
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 7,100 $4.55 $32,305.00
Disclosure

SEC source: 0001214659-17-005535 · marketforms-39591.xml · nonDerivative · entry 1

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,100

Read SEC document
August 25, 2017 Filed Aug 29, 2017 16:29 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 500 $5.47 $2,732.65
Disclosure

SEC source: 0001214659-17-005355 · marketforms-39510.xml · nonDerivative · entry 1

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,238

Read SEC document
August 18, 2017 Filed Aug 22, 2017 19:09 UTC
XIAO JIANGPINGChief Financial Officer
PurchaseCommon Stock, par value $0.01 800 $5.63 $4,504.00
Disclosure

SEC source: 0001214659-17-005243 · marketforms-39488.xml · nonDerivative · entry 1

XIAO JIANGPING · CIK 0001702220 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Read SEC document
August 18, 2017 Filed Aug 22, 2017 19:07 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 1,000 $5.96 $5,962.00
Disclosure

SEC source: 0001214659-17-005241 · marketforms-39489.xml · nonDerivative · entry 1

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,738

Read SEC document
June 26, 2017 Filed Apr 24, 2018 12:51 UTC
Zhang HaoDirector
GrantRestricted Stock Units · Derivative 7,772 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-005685 · form4.xml · derivative · entry 1

Zhang Hao · CIK 0001688369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,772

Underlying: Common Stock · 7,772 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of IPDN common stock.

F1 · derivative.exercise_date: On June 26, 2017, the Company granted 7,772 restricted stock units ("RSUs") to Mr. Zhang. The RSUs will vest on June 28, 2018. The RSUs have no voting or dividend rights. The fair value of the common stock on the date of grant was $7.72 per share.

F1 · derivative.expiration_date: On June 26, 2017, the Company granted 7,772 restricted stock units ("RSUs") to Mr. Zhang. The RSUs will vest on June 28, 2018. The RSUs have no voting or dividend rights. The fair value of the common stock on the date of grant was $7.72 per share.

Read SEC document
June 26, 2017 Filed Apr 24, 2018 12:56 UTC
Liu XianfangDirector
GrantRestricted Stock Units · Derivative 7,772 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-005687 · form4.xml · derivative · entry 1

Liu Xianfang · CIK 0001688139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,772

Underlying: Common Stock · 7,772 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of IPDN common stock.

F1 · derivative.exercise_date: On June 26, 2017, the Company granted 7,772 restricted stock units ("RSUs") to Mr. Liu. The RSUs will vest on June 28, 2018. The RSUs have no voting or dividend rights. The fair value of the common stock on the date of grant was $7.72 per share.

F1 · derivative.expiration_date: On June 26, 2017, the Company granted 7,772 restricted stock units ("RSUs") to Mr. Liu. The RSUs will vest on June 28, 2018. The RSUs have no voting or dividend rights. The fair value of the common stock on the date of grant was $7.72 per share.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 06:10 UTC
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 2,000 $8.21 $16,420.00
Disclosure

SEC source: 0001214659-17-003970 · marketforms-39054.xml · nonDerivative · entry 3

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,820

Read SEC document
June 09, 2017 Filed Jun 13, 2017 06:10 UTC
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 8,000 $8.10 $64,800.00
Disclosure

SEC source: 0001214659-17-003970 · marketforms-39054.xml · nonDerivative · entry 2

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
June 09, 2017 Filed Jun 13, 2017 06:10 UTC
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 8,000 $8.20 $65,600.00
Disclosure

SEC source: 0001214659-17-003970 · marketforms-39054.xml · nonDerivative · entry 1

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Read SEC document
June 09, 2017 Filed Jun 19, 2017 17:09 UTC Amendment
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 2,000 $8.21 $16,420.00
Disclosure

SEC source: 0001214659-17-004077 · marketforms-39099.xml · nonDerivative · entry 3

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · balance_after: This number was omitted from the original Form 4 filed on June 13, 2017.

Read SEC document
June 09, 2017 Filed Jun 19, 2017 17:09 UTC Amendment
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 8,000 $8.10 $64,800.00
Disclosure

SEC source: 0001214659-17-004077 · marketforms-39099.xml · nonDerivative · entry 2

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · balance_after: This number was omitted from the original Form 4 filed on June 13, 2017.

Read SEC document
June 09, 2017 Filed Jun 19, 2017 17:09 UTC Amendment
Wang MaojiDirector · Chief Executive Officer
PurchaseCommon Stock, par value $0.01 8,000 $8.20 $65,600.00
Disclosure

SEC source: 0001214659-17-004077 · marketforms-39099.xml · nonDerivative · entry 1

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · balance_after: This number was omitted from the original Form 4 filed on June 13, 2017.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:08 UTC
Kirsch James RDirector · Executive Co-Chairman
PurchaseCommon Stock, par value $0.01 1,000 $8.36 $8,360.00
Disclosure

SEC source: 0001214659-17-003762 · marketforms-38969.xml · nonDerivative · entry 1

Kirsch James R · CIK 0001571114 · Director · Executive Co-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,738

Read SEC document
May 23, 2017 Filed May 24, 2017 18:17 UTC
Kirsch James RDirector · Executive Chairman
PurchaseCommon Stock, par value $0.01 1,000 $8.20 $8,200.00
Disclosure

SEC source: 0001214659-17-003592 · marketforms-38880.xml · nonDerivative · entry 3

Kirsch James R · CIK 0001571114 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,738

Read SEC document
May 23, 2017 Filed May 24, 2017 18:17 UTC
Kirsch James RDirector · Executive Chairman
PurchaseCommon Stock, par value $0.01 1,000 $8.30 $8,300.00
Disclosure

SEC source: 0001214659-17-003592 · marketforms-38880.xml · nonDerivative · entry 2

Kirsch James R · CIK 0001571114 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,738

Read SEC document
May 22, 2017 Filed May 24, 2017 18:17 UTC
Kirsch James RDirector · Executive Chairman
PurchaseCommon Stock, par value $0.01 1,000 $8.35 $8,350.00
Disclosure

SEC source: 0001214659-17-003592 · marketforms-38880.xml · nonDerivative · entry 1

Kirsch James R · CIK 0001571114 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,738

Read SEC document
March 09, 2017 Filed Apr 14, 2017 21:19 UTC
XIAO JIANGPINGChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001214659-17-002562 · marketforms-38560.xml · derivative · entry 1

XIAO JIANGPING · CIK 0001702220 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-03-09

F1 · derivative.exercise_date: The option vests in accordance with the following schedule: (i) 1/3 of the shares underlying the option vested immediately on the date of grant, (ii) 1/3 of the shares underlying the option will vest on March 9, 2018, and (iii) 1/3 of the shares underlying the option will vest on March 9, 2019

Read SEC document
March 09, 2017 Filed Mar 16, 2018 12:15 UTC Amendment
Wang MaojiDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 210,000 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001493152-18-003468 · form4a.xml · derivative · entry 1

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2027-03-08

F1 · derivative.exercise_price: This is an amendment of the Form 4 filed by the reporting person on April 14, 2017. The options were granted to the reporting person pursuant to the Employment Agreement between the Company and the reporting person, which was executed on March 9, 2017 but was retroactively effective as of December 22, 2016 for purposes of base compensation. In connection with the approval of the Employment Agreement, the Board also granted to the reporting person subject to shareholder approval of the amendment to the Company's 2013 Equity Compensation Plan. Shareholder approval was obtained on June 26, 2017. As a result, the Options were effectively granted as of March 9, 2017 with an exercise price equal to $10.72 per share, the closing price of the Company's stock on March 9, 2017.

F2 · derivative.exercise_date: The options vest in accordance with the following schedule: (i) 1/3 of the shares underlying the option vested immediately on the date of grant (which is March 9, 2017), (ii) 1/3 of the shares underlying the option will vest on December 22, 2017, and (iii) 1/3 of the shares underlying the option will vest on December 22, 2018.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 16:26 UTC PurchaseCommon Stock, par value $0.01 per share 312,500 $9.60 $3,000,000.00
Disclosure

SEC source: 0001214659-17-000336 · marketforms-37616.xml · nonDerivative · entry 1

Cosmic Forward Ltd · CIK 0001688115 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295,842

Read SEC document
December 22, 2016 Filed Apr 14, 2017 17:20 UTC
Wang MaojiDirector · Chief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 210,000 $0.00 Strike: $9.99 $0.00
Disclosure

SEC source: 0001214659-17-002563 · marketforms-38564.xml · derivative · entry 1

Wang Maoji · CIK 0001688132 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Stock · 210,000 shares

Expires 2026-12-22

F1 · derivative.exercise_date: The option vests in accordance with the following schedule: (i) 1/3 of the shares underlying the option vested immediately on the date of grant, (ii) 1/3 of the shares underlying the option will vest on December 22, 2017, and (iii) 1/3 of the shares underlying the option will vest on December 22, 2018

Read SEC document
November 07, 2016 Filed Nov 17, 2016 15:01 UTC
BLUNDELL MARK10% owner
Feagan Donald10% owner
OtherCommon Stock Purchase Warrant · Derivative 218,750 $2.00 Strike: $2.00 $437,500.00
Disclosure

SEC source: 0000899243-16-033747 · doc4.xml · derivative · entry 5

White Winston Select Asset Funds, LLC · CIK 0001647840 · 10% owner

Enright Todd M. · CIK 0001647702 · 10% owner

BLUNDELL MARK · CIK 0001008190 · 10% owner

Feagan Donald · CIK 0001647837 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 218,750 shares

Expires 2021-06-30

F3 · security: The number of shares for which this warrant is exercisable and the exercise price were adjusted for a 8-for-1 reverse split of the Issuer's Common Stock on September 27, 2016.

Read SEC document
November 07, 2016 Filed Nov 17, 2016 15:01 UTC
BLUNDELL MARK10% owner
Feagan Donald10% owner
OtherCommon Stock Purchase Warrant · Derivative 125,000 $2.00 Strike: $2.00 $250,000.00
Disclosure

SEC source: 0000899243-16-033747 · doc4.xml · derivative · entry 4

White Winston Select Asset Funds, LLC · CIK 0001647840 · 10% owner

Enright Todd M. · CIK 0001647702 · 10% owner

BLUNDELL MARK · CIK 0001008190 · 10% owner

Feagan Donald · CIK 0001647837 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 125,000 shares

Expires 2021-06-30

F2 · security: The number of shares for which this warrant is exercisable and the exercise price were adjusted for a 8-for-1 reverse split of the Issuer's Common Stock on September 27, 2016.

Read SEC document
November 07, 2016 Filed Nov 17, 2016 15:01 UTC
BLUNDELL MARK10% owner
Feagan Donald10% owner
OtherCommon Stock, par value $0.01 per share 97,305 $9.60 $934,128.00
Disclosure

SEC source: 0000899243-16-033747 · doc4.xml · nonDerivative · entry 3

White Winston Select Asset Funds, LLC · CIK 0001647840 · 10% owner

Enright Todd M. · CIK 0001647702 · 10% owner

BLUNDELL MARK · CIK 0001008190 · 10% owner

Feagan Donald · CIK 0001647837 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,445

F1 · kind: Shares repurchased by the Issuer in a partial issuer tender offer.

Read SEC document
November 07, 2016 Filed Nov 17, 2016 15:01 UTC
BLUNDELL MARK10% owner
Feagan Donald10% owner
OtherCommon Stock, par value $0.01 per share 218,750 $2.00 $437,500.00
Disclosure

SEC source: 0000899243-16-033747 · doc4.xml · nonDerivative · entry 2

White Winston Select Asset Funds, LLC · CIK 0001647840 · 10% owner

Enright Todd M. · CIK 0001647702 · 10% owner

BLUNDELL MARK · CIK 0001008190 · 10% owner

Feagan Donald · CIK 0001647837 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,445

Read SEC document
November 07, 2016 Filed Nov 17, 2016 15:01 UTC
BLUNDELL MARK10% owner
Feagan Donald10% owner
OtherCommon Stock, par value $0.01 per share 125,000 $2.00 $250,000.00
Disclosure

SEC source: 0000899243-16-033747 · doc4.xml · nonDerivative · entry 1

White Winston Select Asset Funds, LLC · CIK 0001647840 · 10% owner

Enright Todd M. · CIK 0001647702 · 10% owner

BLUNDELL MARK · CIK 0001008190 · 10% owner

Feagan Donald · CIK 0001647837 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Read SEC document
September 30, 2016 Filed Oct 4, 2016 18:06 UTC
Butkevich Katherine AChief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 57,500 $0.00 Strike: $8.19 $0.00
Disclosure

SEC source: 0001214659-16-013973 · marketforms-36376.xml · derivative · entry 1

Butkevich Katherine A · CIK 0001674551 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Underlying: Common Stock · 57,500 shares

Expires 2026-09-30

F1 · derivative.exercise_date: The option vests in accordance with the following schedule: (i) 1/3 of the shares underlying the option vested immediately on the date of grant, (ii) 1/3 of the shares underlying the option will vest on March 31, 2017, and (iii) 1/3 of the shares underlying the option will vest on March 31, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.