Tapewire

Nasdaq · USD

IOSP

INNOSPEC INC.

Export transactions ↓
Tapewire entity
4414
SEC CIK
0001054905
Parsed reports
366

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 2026017
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 21, 2017 Filed Nov 22, 2017 16:43 UTC
Watt BrianVP, Strat Plan & Regulatory
GrantStock Option · Derivative 881 $33.93 Strike: $33.93 $29,892.33
Disclosure

SEC source: 0001209191-17-062273 · doc4.xml · derivative · entry 4

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,822

Underlying: Common Stock · 881 shares

Expires 2018-05-15

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:43 UTC
Watt BrianVP, Strat Plan & Regulatory
GiftCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062273 · doc4.xml · nonDerivative · entry 3

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,849

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:43 UTC
Watt BrianVP, Strat Plan & Regulatory
SaleCommon Stock 440 $70.17 $30,875.20
Disclosure

SEC source: 0001209191-17-062273 · doc4.xml · nonDerivative · entry 2

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,290

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:43 UTC
Watt BrianVP, Strat Plan & Regulatory
Exercise / conversionCommon Stock 881 $33.93 $29,892.33
Disclosure

SEC source: 0001209191-17-062273 · doc4.xml · nonDerivative · entry 1

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 11:22 UTC PurchaseCommon Stock 442 $54.75 $24,199.50
Disclosure

SEC source: 0001209191-17-051988 · doc4.xml · nonDerivative · entry 1

Blackmore Milton C · CIK 0001493440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
May 22, 2017 Filed May 23, 2017 10:54 UTC
Watt BrianVP, Strat Plan & Regulatory
Exercise / conversionStock Option · Derivative 2,726 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-034539 · doc4.xml · derivative · entry 3

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,941

Underlying: Common Stock · 2,726 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 10:54 UTC
Watt BrianVP, Strat Plan & Regulatory
Tax withholdingCommon Stock 908 $62.16 $56,441.28
Disclosure

SEC source: 0001209191-17-034539 · doc4.xml · nonDerivative · entry 2

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,849

F1 · shares: Shares of Common Stock withheld to meet tax liability

Read SEC document
May 22, 2017 Filed May 23, 2017 10:54 UTC
Watt BrianVP, Strat Plan & Regulatory
Exercise / conversionCommon Stock 2,726 $62.16 $169,448.16
Disclosure

SEC source: 0001209191-17-034539 · doc4.xml · nonDerivative · entry 1

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 11:36 UTC
Aldous HughDirector
Exercise / conversionStock Option · Derivative 3,398 $4.62 Strike: $4.62 $15,698.76
Disclosure

SEC source: 0001209191-17-034546 · doc4.xml · derivative · entry 3

Aldous Hugh · CIK 0001323202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,666

Underlying: Common Stock · 3,398 shares

Expires 2019-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 23, 2017 11:36 UTC
Aldous HughDirector
Tax withholdingCommon Stock 1,416 $62.16 $88,018.56
Disclosure

SEC source: 0001209191-17-034546 · doc4.xml · nonDerivative · entry 2

Aldous Hugh · CIK 0001323202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,370

F1 · shares: Shares withheld to meet tax liability

Read SEC document
May 22, 2017 Filed May 23, 2017 11:36 UTC
Aldous HughDirector
Exercise / conversionCommon Stock 3,398 $4.62 $15,698.76
Disclosure

SEC source: 0001209191-17-034546 · doc4.xml · nonDerivative · entry 1

Aldous Hugh · CIK 0001323202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Exercise / conversionStock Options · Derivative 1,247 $46.03 Strike: $46.03 $57,399.41
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · derivative · entry 9

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,997

Underlying: Common Stock · 1,247 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Exercise / conversionStock Options · Derivative 287 $46.03 Strike: $46.03 $13,210.61
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · derivative · entry 8

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,244

Underlying: Common Stock · 287 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Exercise / conversionStock Options · Derivative 3,163 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · derivative · entry 7

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,531

Underlying: Common Stock · 3,163 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Tax withholdingCommon Stock 1,069 $63.00 $67,347.00
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · nonDerivative · entry 6

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,558

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Exercise / conversionCommon Stock 1,247 $46.03 $57,399.41
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · nonDerivative · entry 5

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Tax withholdingCommon Stock 210 $63.00 $13,230.00
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · nonDerivative · entry 4

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,380

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Exercise / conversionCommon Stock 287 $46.03 $13,210.61
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · nonDerivative · entry 3

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Tax withholdingCommon Stock 1,487 $63.00 $93,681.00
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · nonDerivative · entry 2

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,303

Read SEC document
March 20, 2017 Filed Mar 21, 2017 12:27 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Exercise / conversionCommon Stock 3,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021900 · doc4.xml · nonDerivative · entry 1

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Nov 13, 2018 14:43 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Tax withholdingCommon Stock 2,820 $75.02 $211,556.40
Disclosure

SEC source: 0001209191-18-058093 · doc4.xml · nonDerivative · entry 2

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,180

Read SEC document
March 20, 2017 Filed Nov 13, 2018 14:43 UTC
BOON PHILIP JOHNExecutive VP Business Ops
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058093 · doc4.xml · nonDerivative · entry 1

BOON PHILIP JOHN · CIK 0001233476 · Executive VP Business Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 14:02 UTC
Williams PatrickPRESIDENT & CEO
Exercise / conversionStock Options · Derivative 6,232 $46.02 Strike: $46.03 $286,796.64
Disclosure

SEC source: 0001209191-17-021612 · doc4.xml · derivative · entry 7

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,622

Underlying: Common Stock · 6,232 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 14:02 UTC
Williams PatrickPRESIDENT & CEO
Exercise / conversionStock Options · Derivative 14,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021612 · doc4.xml · derivative · entry 6

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,854

Underlying: Common Stock · 14,023 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 14:02 UTC
Williams PatrickPRESIDENT & CEO
Tax withholdingCommon Stock 5,321 $62.53 $332,722.13
Disclosure

SEC source: 0001209191-17-021612 · doc4.xml · nonDerivative · entry 5

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,922

Read SEC document
March 17, 2017 Filed Mar 20, 2017 14:02 UTC
Williams PatrickPRESIDENT & CEO
Exercise / conversionCommon Stock 6,232 $46.03 $286,858.96
Disclosure

SEC source: 0001209191-17-021612 · doc4.xml · nonDerivative · entry 4

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Mar 20, 2017 14:02 UTC
Williams PatrickPRESIDENT & CEO
SaleCommon Stock 3,000 $63.01 $189,031.20
Disclosure

SEC source: 0001209191-17-021612 · doc4.xml · nonDerivative · entry 3

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,011

Read SEC document
March 17, 2017 Filed Mar 20, 2017 14:02 UTC
Williams PatrickPRESIDENT & CEO
Tax withholdingCommon Stock 6,254 $62.53 $391,062.62
Disclosure

SEC source: 0001209191-17-021612 · doc4.xml · nonDerivative · entry 2

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,011

Read SEC document
March 17, 2017 Filed Mar 20, 2017 14:02 UTC
Williams PatrickPRESIDENT & CEO
Exercise / conversionCommon Stock 14,023 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-021612 · doc4.xml · nonDerivative · entry 1

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Mar 21, 2017 11:18 UTC
HESSNER CATHERINESenior VP - Human Resources
SaleCommon Stock 3,000 $63.15 $189,438.60
Disclosure

SEC source: 0001209191-17-021892 · doc4.xml · nonDerivative · entry 1

HESSNER CATHERINE · CIK 0001270119 · Senior VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,910

Read SEC document
March 17, 2017 Filed Nov 17, 2017 14:35 UTC Amendment
Williams PatrickPRESIDENT & CEO
Exercise / conversionStock Options · Derivative 6,232 $46.02 Strike: $46.03 $286,796.64
Disclosure

SEC source: 0001209191-17-061355 · doc4a.xml · derivative · entry 7

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,622

Underlying: Common Stock · 6,232 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Nov 17, 2017 14:35 UTC Amendment
Williams PatrickPRESIDENT & CEO
Exercise / conversionStock Options · Derivative 14,023 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061355 · doc4a.xml · derivative · entry 6

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,854

Underlying: Common Stock · 14,023 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Nov 17, 2017 14:35 UTC Amendment
Williams PatrickPRESIDENT & CEO
Tax withholdingCommon Stock 5,321 $62.53 $332,722.13
Disclosure

SEC source: 0001209191-17-061355 · doc4a.xml · nonDerivative · entry 5

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,242

Read SEC document
March 17, 2017 Filed Nov 17, 2017 14:35 UTC Amendment
Williams PatrickPRESIDENT & CEO
Exercise / conversionCommon Stock 6,232 $46.03 $286,858.96
Disclosure

SEC source: 0001209191-17-061355 · doc4a.xml · nonDerivative · entry 4

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 17, 2017 Filed Nov 17, 2017 14:35 UTC Amendment
Williams PatrickPRESIDENT & CEO
SaleCommon Stock 5,680 $63.01 $357,899.07
Disclosure

SEC source: 0001209191-17-061355 · doc4a.xml · nonDerivative · entry 3

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,331

Read SEC document
March 17, 2017 Filed Nov 17, 2017 14:35 UTC Amendment
Williams PatrickPRESIDENT & CEO
Tax withholdingCommon Stock 6,254 $62.53 $391,062.62
Disclosure

SEC source: 0001209191-17-061355 · doc4a.xml · nonDerivative · entry 2

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,011

Read SEC document
March 17, 2017 Filed Nov 17, 2017 14:35 UTC Amendment
Williams PatrickPRESIDENT & CEO
Exercise / conversionCommon Stock 14,023 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-061355 · doc4a.xml · nonDerivative · entry 1

Williams Patrick · CIK 0001338883 · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 15:54 UTC
Watt BrianVP, Strat Plan & Regulatory
Exercise / conversionStock Options · Derivative 315 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020397 · doc4.xml · derivative · entry 2

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,575

Underlying: Common Stock · 315 shares

Expires 2024-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2017 Filed Mar 14, 2017 15:54 UTC
Watt BrianVP, Strat Plan & Regulatory
Exercise / conversionCommon Stock 315 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-020397 · doc4.xml · nonDerivative · entry 1

Watt Brian · CIK 0001466144 · VP, Strat Plan & Regulatory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
Exercise / conversionStock Options · Derivative 277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · derivative · entry 9

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,784

Underlying: Common Stock · 277 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
Exercise / conversionStock Options · Derivative 730 $46.03 Strike: $46.03 $33,601.90
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · derivative · entry 8

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,061

Underlying: Common Stock · 730 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
Exercise / conversionStock Options · Derivative 1,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · derivative · entry 7

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,971

Underlying: Common Stock · 1,505 shares

Expires 2024-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
SaleCommon Stock 277 $67.92 $18,813.84
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · nonDerivative · entry 6

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,516

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
Exercise / conversionCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · nonDerivative · entry 5

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
SaleCommon Stock 730 $67.92 $49,581.60
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · nonDerivative · entry 4

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,516

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
Exercise / conversionCommon Stock 730 $46.03 $33,601.90
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · nonDerivative · entry 3

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
SaleCommon Stock 1,505 $67.92 $102,219.60
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · nonDerivative · entry 2

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,516

Read SEC document
February 23, 2017 Filed Feb 27, 2017 17:07 UTC
Williams David EarlGC & Chief Compliance Officer
Exercise / conversionCommon Stock 1,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014602 · doc4.xml · nonDerivative · entry 1

Williams David Earl · CIK 0001473050 · GC & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 13:59 UTC GrantStock Options · Derivative 283 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013597 · doc4.xml · derivative · entry 2

PADFIELD Larry · CIK 0001567635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,168

Underlying: Common Stock · 283 shares

Expires 2027-02-21

Read SEC document
February 21, 2017 Filed Feb 23, 2017 13:59 UTC GrantStock Options · Derivative 850 $70.60 Strike: $70.60 $60,010.00
Disclosure

SEC source: 0001209191-17-013597 · doc4.xml · derivative · entry 1

PADFIELD Larry · CIK 0001567635 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,885

Underlying: Common Stock · 850 shares

Expires 2017-02-21

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.