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Nasdaq · USD

IONS

IONIS PHARMACEUTICALS INC

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1182
SEC CIK
0000874015
Parsed reports
834

Last 12 months

Inside the activity.

2 purchase rows · 116 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025015
Dec 202502
Jan 2026029
Feb 202607
Mar 2026031
Apr 202609
May 202606
Jun 2026011
Jul 202626
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2020 Filed Jun 19, 2020 23:03 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 15,000 $57.90 $868,521.00
Disclosure

SEC source: 0000874015-20-000072 · edgar.xml · nonDerivative · entry 1

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,935

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 2, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.59 to $58.36, inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc., any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4

Read SEC document
June 10, 2020 Filed Jun 18, 2020 00:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,556 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000070 · edgar.xml · derivative · entry 2

HERMAN JOAN E · CIK 0001248398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,665

Underlying: Common Stock · 3,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F3 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid in whole shares of Ionis common stock or cash as may be determined by the Company.

F3 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid in whole shares of Ionis common stock or cash as may be determined by the Company.

Read SEC document
June 10, 2020 Filed Jun 18, 2020 00:15 UTC Exercise / conversionCommon Stock 3,556 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000070 · edgar.xml · nonDerivative · entry 1

HERMAN JOAN E · CIK 0001248398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquired pursuant to vesting and release of shares pursuant to a Restricted Stock Unit Award

F1 · shares: Acquired pursuant to vesting and release of shares pursuant to a Restricted Stock Unit Award

Read SEC document
April 15, 2020 Filed Apr 17, 2020 22:00 UTC Amendment
Cadoret-Manier OnaizaChief Corp Dev and Cml Officer
GrantRestricted Stock Unit · Derivative 22,667 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000068 · edgar.xml · derivative · entry 1

Cadoret-Manier Onaiza · CIK 0001799355 · Chief Corp Dev and Cml Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,667

Underlying: Common Stock · 22,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F4 · kind: The original Form 4 filed on January 17, 2020 reported Restricted Stock Units granted to the reporting person on January 15, 2020, which has been revised by this amendment to reflect the actual grant date.

F3 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F3 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 23:05 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 1,000 $47.00 $47,000.00
Disclosure

SEC source: 0000874015-20-000066 · edgar.xml · nonDerivative · entry 2

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 5,581

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person's wife on January 2, 2020.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 23:05 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 15,000 $47.00 $705,000.00
Disclosure

SEC source: 0000874015-20-000066 · edgar.xml · nonDerivative · entry 1

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,935

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 2, 2020.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 22:17 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 1,000 $45.00 $45,000.00
Disclosure

SEC source: 0000874015-20-000062 · edgar.xml · nonDerivative · entry 3

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,581

F3 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person's wife on January 2, 2020.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 22:17 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 5,000 $46.00 $230,000.00
Disclosure

SEC source: 0000874015-20-000062 · edgar.xml · nonDerivative · entry 2

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,545

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 2, 2020.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 22:17 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 10,000 $44.75 $447,546.00
Disclosure

SEC source: 0000874015-20-000062 · edgar.xml · nonDerivative · entry 1

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,545

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 2, 2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.50 to $45.07, inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc., any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 17:55 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCOMMON STOCK 4,349 $45.00 $195,705.00
Disclosure

SEC source: 0000874015-20-000060 · edgar.xml · nonDerivative · entry 4

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,545

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 2, 2020.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 17:55 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCOMMON STOCK 5,651 $45.00 $254,295.00
Disclosure

SEC source: 0000874015-20-000060 · edgar.xml · nonDerivative · entry 3

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,894

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 2, 2020.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 17:55 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCOMMON STOCK 5,421 $44.50 $241,234.50
Disclosure

SEC source: 0000874015-20-000060 · edgar.xml · nonDerivative · entry 2

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,545

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 2, 2020.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 17:55 UTC
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCOMMON STOCK 4,969 $44.50 $221,120.50
Disclosure

SEC source: 0000874015-20-000060 · edgar.xml · nonDerivative · entry 1

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,966

F1 · shares: Shares sold pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on January 2, 2020.

Read SEC document
March 17, 2020 Filed Mar 27, 2020 23:01 UTC Amendment
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 4,349 $45.00 $195,705.00
Disclosure

SEC source: 0000874015-20-000064 · edgar.xml · nonDerivative · entry 4

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,935

F1 · balance_after: The original Form 4 filed on March 19, 2020 reported 4,969 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Crooke.

Read SEC document
March 17, 2020 Filed Mar 27, 2020 23:01 UTC Amendment
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 5,651 $45.00 $254,295.00
Disclosure

SEC source: 0000874015-20-000064 · edgar.xml · nonDerivative · entry 3

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,284

F1 · balance_after: The original Form 4 filed on March 19, 2020 reported 4,969 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Crooke.

Read SEC document
March 17, 2020 Filed Mar 27, 2020 23:01 UTC Amendment
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 5,421 $44.50 $241,234.50
Disclosure

SEC source: 0000874015-20-000064 · edgar.xml · nonDerivative · entry 2

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,935

F1 · balance_after: The original Form 4 filed on March 19, 2020 reported 4,969 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Crooke.

Read SEC document
March 17, 2020 Filed Mar 27, 2020 23:01 UTC Amendment
CROOKE STANLEY TDirector · Exec Chairman of the Board
SaleCommon Stock 4,579 $44.50 $203,765.50
Disclosure

SEC source: 0000874015-20-000064 · edgar.xml · nonDerivative · entry 1

CROOKE STANLEY T · CIK 0000897667 · Director · Exec Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,356

F1 · shares: The original Form 4 filed on March 19, 2020 reported 4,969 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Crooke.

F1 · balance_after: The original Form 4 filed on March 19, 2020 reported 4,969 restricted stock units sold by the reporting person which has been revised by this amendment to reflect the actual amount of shares sold and beneficially owned by Mr. Crooke.

Read SEC document
February 29, 2020 Filed Mar 4, 2020 00:18 UTC
Swayze EricSVP, Research
OtherCommon Stock 378 $43.16 $16,315.61
Disclosure

SEC source: 0000874015-20-000058 · edgar.xml · nonDerivative · entry 1

Swayze Eric · CIK 0001791058 · SVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,301

F1 · kind: Reporting 378 shares acquired under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2020. These 378 shares may not be sold until August 30, 2020.

Read SEC document
February 29, 2020 Filed Mar 4, 2020 00:16 UTC
O'NEIL PATRICK R.SVP & General Counsel
OtherCommon Stock 289 $43.16 $12,474.11
Disclosure

SEC source: 0000874015-20-000056 · edgar.xml · nonDerivative · entry 1

O'NEIL PATRICK R. · CIK 0001564926 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,009

F1 · kind: Reporting 289 shares acquired under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2020. These 289 shares may not be sold until August 30, 2020.

Read SEC document
February 29, 2020 Filed Mar 4, 2020 00:14 UTC
Monia Brett PDirector · Chief Executive Officer
OtherCommon Stock 314 $43.16 $13,553.18
Disclosure

SEC source: 0000874015-20-000054 · edgar.xml · nonDerivative · entry 1

Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,957

F1 · kind: Reporting 314 shares acquired under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2020. These 314 shares may not be sold until August 30, 2020.

Read SEC document
February 29, 2020 Filed Mar 4, 2020 00:12 UTC
HOUGEN ELIZABETH LSVP, Finance & CFO
OtherCommon Stock 147 $43.16 $6,344.96
Disclosure

SEC source: 0000874015-20-000052 · edgar.xml · nonDerivative · entry 1

HOUGEN ELIZABETH L · CIK 0001074773 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,374

F1 · kind: Reporting 147 shares acquired under the Ionis Pharmeceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2020. These 147 shares may not be sold until August 30, 2020.

Read SEC document
February 29, 2020 Filed Mar 4, 2020 00:11 UTC
Geary Richard SSVP, Development
OtherCommon Stock 378 $43.16 $16,315.61
Disclosure

SEC source: 0000874015-20-000050 · edgar.xml · nonDerivative · entry 1

Geary Richard S · CIK 0001442730 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,446

F1 · kind: Reporting 378 shares acquired under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2020. These 378 shares may not be sold until August 30, 2020.

Read SEC document
February 29, 2020 Filed Mar 4, 2020 00:09 UTC
BENNETT C FRANKChief Scientific Officer
OtherCommon Stock 169 $43.16 $7,294.55
Disclosure

SEC source: 0000874015-20-000048 · edgar.xml · nonDerivative · entry 1

BENNETT C FRANK · CIK 0001073387 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,364

F1 · kind: Reporting 169 shares acquired under the Ionis Pharmaceuticals, Inc. Amended and Restated 2000 Employee Stock Purchase Plan on February 29, 2020. These 169 shares may not be sold until August 30, 2020.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 22:40 UTC
O'NEIL PATRICK R.SVP & General Counsel
SaleCommon Stock 3,882 $59.60 $231,367.20
Disclosure

SEC source: 0000874015-20-000045 · edgar.xml · nonDerivative · entry 1

O'NEIL PATRICK R. · CIK 0001564926 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,720

F1 · kind: The sale of shares owned was made pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 1/7/2020.

F1 · shares: The sale of shares owned was made pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on 1/7/2020.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.55 to $59.65, inclusive. The reporting person undertakes to provide to Ionis Pharmaceuticals, Inc., any security holder of Ionis Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:15 UTC
Cadoret-Manier OnaizaChief Corp Dev and Cml Officer
GrantRestricted Stock Units · Derivative 22,667 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000026 · edgar.xml · derivative · entry 1

Cadoret-Manier Onaiza · CIK 0001799355 · Chief Corp Dev and Cml Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,667

Underlying: Common Stock · 22,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F3 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F3 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:30 UTC
Geary Richard SSVP, Development
Exercise / conversionRestricted Stock Units · Derivative 13,139 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000031 · edgar.xml · derivative · entry 4

Geary Richard S · CIK 0001442730 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,639

Underlying: Common Stock · 13,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:30 UTC
Geary Richard SSVP, Development
GrantRetricted Stock Units · Derivative 24,205 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000031 · edgar.xml · derivative · entry 3

Geary Richard S · CIK 0001442730 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,205

Underlying: Common Stock · 24,205 shares

Expires not disclosed

F3 · derivative.exercise_price: Grant to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:30 UTC
Geary Richard SSVP, Development
Tax withholdingCommon Stock 4,654 $62.06 $288,827.24
Disclosure

SEC source: 0000874015-20-000031 · edgar.xml · nonDerivative · entry 2

Geary Richard S · CIK 0001442730 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,068

F2 · kind: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F2 · shares: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:30 UTC
Geary Richard SSVP, Development
Exercise / conversionCommon Stock 13,139 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000031 · edgar.xml · nonDerivative · entry 1

Geary Richard S · CIK 0001442730 · SVP, Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

F1 · shares: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:47 UTC
Swayze EricSVP, Research
Exercise / conversionRestricted Stock Units · Derivative 6,522 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000041 · edgar.xml · derivative · entry 4

Swayze Eric · CIK 0001791058 · SVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,653

Underlying: Common Stock · 6,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:47 UTC
Swayze EricSVP, Research
GrantRestricted Stock Units · Derivative 12,235 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000041 · edgar.xml · derivative · entry 3

Swayze Eric · CIK 0001791058 · SVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,235

Underlying: Common Stock · 12,235 shares

Expires not disclosed

F3 · derivative.exercise_price: Grant to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:47 UTC
Swayze EricSVP, Research
Tax withholdingCommon Stock 2,367 $62.06 $146,896.02
Disclosure

SEC source: 0000874015-20-000041 · edgar.xml · nonDerivative · entry 2

Swayze Eric · CIK 0001791058 · SVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,923

F2 · kind: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F2 · shares: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:47 UTC
Swayze EricSVP, Research
Exercise / conversionCommon Stock 6,522 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000041 · edgar.xml · nonDerivative · entry 1

Swayze Eric · CIK 0001791058 · SVP, Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

F1 · shares: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:42 UTC Exercise / conversionRestricted Stock Units · Derivative 15,136 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000039 · edgar.xml · derivative · entry 3

PARSHALL B LYNNE · CIK 0001073385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,409

Underlying: Common Stock · 15,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F4 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F4 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:42 UTC Tax withholdingCommon Stock 3,905 $62.06 $242,344.30
Disclosure

SEC source: 0000874015-20-000039 · edgar.xml · nonDerivative · entry 2

PARSHALL B LYNNE · CIK 0001073385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,797

F2 · kind: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F2 · shares: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

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January 15, 2020 Filed Jan 17, 2020 23:42 UTC Exercise / conversionCommon Stock 15,136 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000039 · edgar.xml · nonDerivative · entry 1

PARSHALL B LYNNE · CIK 0001073385 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

F1 · shares: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

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January 15, 2020 Filed Jan 17, 2020 23:39 UTC
O'NEIL PATRICK R.SVP, Legal & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 12,045 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000037 · edgar.xml · derivative · entry 4

O'NEIL PATRICK R. · CIK 0001564926 · SVP, Legal & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,552

Underlying: Common Stock · 12,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:39 UTC
O'NEIL PATRICK R.SVP, Legal & General Counsel
GrantRestricted Stock Units · Derivative 24,205 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000037 · edgar.xml · derivative · entry 3

O'NEIL PATRICK R. · CIK 0001564926 · SVP, Legal & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,205

Underlying: Common Stock · 24,205 shares

Expires not disclosed

F3 · derivative.exercise_price: Grant to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:39 UTC
O'NEIL PATRICK R.SVP, Legal & General Counsel
Tax withholdingCommon Stock 4,277 $62.06 $265,430.62
Disclosure

SEC source: 0000874015-20-000037 · edgar.xml · nonDerivative · entry 2

O'NEIL PATRICK R. · CIK 0001564926 · SVP, Legal & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,602

F2 · kind: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F2 · shares: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:39 UTC
O'NEIL PATRICK R.SVP, Legal & General Counsel
Exercise / conversionCommon Stock 12,045 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000037 · edgar.xml · nonDerivative · entry 1

O'NEIL PATRICK R. · CIK 0001564926 · SVP, Legal & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

F1 · shares: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:36 UTC
Monia Brett PDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 19,921 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000035 · edgar.xml · derivative · entry 5

Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,087

Underlying: Common Stock · 19,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:36 UTC
Monia Brett PDirector · Chief Executive Officer
GrantPerformance Restricted Stock Units · Derivative 17,009 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000035 · edgar.xml · derivative · entry 4

Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,009

Underlying: Common Stock · 17,009 shares

Expires not disclosed

F6 · derivative.exercise_price: Represents an award of performance based restricted stock units ("PRSUs"). One-third of the PRSUs may vest at the end of three separate performance periods spread over the three years following the date of grant based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of PRSUs reported represents the maximum that may be earned, which is 150% of the target number. No number of PRSUs is guaranteed to vest and the actual number of PRSUs that will vest at the end of each performance period may be anywhere from zero to the amount stated.

F7 · derivative.exercise_price: Grant to reporting person of Performance Restricted Stock Units under the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F6 · derivative.exercise_date: Represents an award of performance based restricted stock units ("PRSUs"). One-third of the PRSUs may vest at the end of three separate performance periods spread over the three years following the date of grant based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of PRSUs reported represents the maximum that may be earned, which is 150% of the target number. No number of PRSUs is guaranteed to vest and the actual number of PRSUs that will vest at the end of each performance period may be anywhere from zero to the amount stated.

F6 · derivative.expiration_date: Represents an award of performance based restricted stock units ("PRSUs"). One-third of the PRSUs may vest at the end of three separate performance periods spread over the three years following the date of grant based on the Issuer's relative total shareholder return as compared to a peer group of companies. The number of PRSUs reported represents the maximum that may be earned, which is 150% of the target number. No number of PRSUs is guaranteed to vest and the actual number of PRSUs that will vest at the end of each performance period may be anywhere from zero to the amount stated.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:36 UTC
Monia Brett PDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 65,979 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000035 · edgar.xml · derivative · entry 3

Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,979

Underlying: Common Stock · 65,979 shares

Expires not disclosed

F3 · derivative.exercise_price: Grant to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:36 UTC
Monia Brett PDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,563 $62.06 $469,359.78
Disclosure

SEC source: 0000874015-20-000035 · edgar.xml · nonDerivative · entry 2

Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,643

F2 · kind: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F1 · shares: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

F2 · shares: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:36 UTC
Monia Brett PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 19,921 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000035 · edgar.xml · nonDerivative · entry 1

Monia Brett P · CIK 0001537529 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

F1 · shares: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:33 UTC
HOUGEN ELIZABETH LSVP, Finance & CFO
Exercise / conversionRestricted Stock Units · Derivative 12,044 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000033 · edgar.xml · derivative · entry 4

HOUGEN ELIZABETH L · CIK 0001074773 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,550

Underlying: Common Stock · 12,044 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:33 UTC
HOUGEN ELIZABETH LSVP, Finance & CFO
GrantRestricted Stock Units · Derivative 26,800 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000033 · edgar.xml · derivative · entry 3

HOUGEN ELIZABETH L · CIK 0001074773 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,800

Underlying: Common Stock · 26,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Grant to reporting person of Restricted Stock Units under the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:33 UTC
HOUGEN ELIZABETH LSVP, Finance & CFO
Tax withholdingCommon Stock 4,277 $62.06 $265,430.62
Disclosure

SEC source: 0000874015-20-000033 · edgar.xml · nonDerivative · entry 2

HOUGEN ELIZABETH L · CIK 0001074773 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,227

F2 · kind: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

F2 · shares: Shares withheld to cover the required tax withholding obligations pursuant to the Ionis Pharmaceuticals, Inc. Amended and Restated 2011 Equity Incentive Plan.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:33 UTC
HOUGEN ELIZABETH LSVP, Finance & CFO
Exercise / conversionCommon Stock 12,044 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000033 · edgar.xml · nonDerivative · entry 1

HOUGEN ELIZABETH L · CIK 0001074773 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

F1 · shares: Acquired pursuant to vesting and release of shares in accordance with Restricted Stock Unit awards.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 23:28 UTC
CROOKE STANLEY TDirector · Executive Chairman of Board
Exercise / conversionRestricted Stock Units · Derivative 3,317 $0.00 $0.00
Disclosure

SEC source: 0000874015-20-000029 · edgar.xml · derivative · entry 9

CROOKE STANLEY T · CIK 0000897667 · Director · Executive Chairman of Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 6,627

Underlying: Common Stock · 3,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Ionis common stock, or its equivalent cash value.

F5 · derivative.exercise_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

F5 · derivative.expiration_date: Restricted Stock Units vest in four equal annual installments. Upon vesting, the Restricted Stock Units will be paid out in whole shares of Ionis common stock or cash as may be determined by Ionis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.