Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2023 Filed Jun 13, 2023 23:54 UTC |
Smith David VDirector
|
GrantStock Option (Right to Buy) · Derivative | 41,533 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001140361-23-029698 · form4.xml · derivative · entry 1 Smith David V · CIK 0001229447 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,533 Underlying: Common Stock · 41,533 shares Expires 2033-06-08 F1 · derivative.exercise_date: These options vest on June 8, 2024, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 23:54 UTC |
Nielsen JackDirector
|
GrantStock Option (Right to Buy) · Derivative | 41,533 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001140361-23-029697 · form4.xml · derivative · entry 1 Nielsen Jack · CIK 0001602402 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,533 Underlying: Common Stock · 41,533 shares Expires 2033-06-08 F1 · derivative.exercise_date: These options vest on June 8, 2024, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 23:54 UTC |
Hirth PeterDirector
|
GrantStock Option (Right to Buy) · Derivative | 41,533 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001140361-23-029696 · form4.xml · derivative · entry 1 Hirth Peter · CIK 0001813780 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,533 Underlying: Common Stock · 41,533 shares Expires 2033-06-08 F1 · derivative.exercise_date: These options vest on June 8, 2024, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 23:54 UTC |
Elling Christian EDirector
|
GrantStock Option (Right to Buy) · Derivative | 41,533 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001140361-23-029694 · form4.xml · derivative · entry 1 Elling Christian E · CIK 0001891306 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,533 Underlying: Common Stock · 41,533 shares Expires 2033-06-08 F1 · derivative.exercise_date: These options vest on June 8, 2024, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 23:54 UTC |
Glaub Kathleen SeredaDirector
|
GrantStock Option (Right to Buy) · Derivative | 41,533 | $0.00 Strike: $2.08 | $0.00 |
DisclosureSEC source: 0001140361-23-029695 · form4.xml · derivative · entry 1 Glaub Kathleen Sereda · CIK 0001619612 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,533 Underlying: Common Stock · 41,533 shares Expires 2033-06-08 F1 · derivative.exercise_date: These options vest on June 8, 2024, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 16:34 UTC |
Zocca Mai-BrittDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001140361-23-013081 · form4.xml · derivative · entry 1 Zocca Mai-Britt · CIK 0001890736 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2033-03-20 F1 · derivative.exercise_date: One-fourth of these options vest on March 20, 2024, and 1/36th of the remaining options vest each month thereafter, subject to the reporting person's continued service through the applicable vesting date, and subject to 50% acceleration upon a change of control and subject to 100% acceleration upon termination of service by the Issuer without cause within 24 months of a change of control. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 16:13 UTC |
Ehrnrooth EvaChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001140361-23-013063 · form4.xml · derivative · entry 1 Ehrnrooth Eva · CIK 0001891333 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2033-03-20 F1 · derivative.exercise_date: One-fourth of these options vest on March 20, 2024, and 1/36th of the remaining options vest each month thereafter, subject to the reporting person's continued service through the applicable vesting date, and subject to 50% acceleration upon a change of control and subject to 100% acceleration upon termination of service by the Issuer without cause within 24 months of a change of control. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:21 UTC |
Burkavage BrianChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001140361-23-013072 · form4.xml · derivative · entry 1 Burkavage Brian · CIK 0001865633 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2033-03-20 F1 · derivative.exercise_date: One-fourth of these options vest on March 20, 2024, and 1/36th of the remaining options vest each month thereafter, subject to the reporting person's continued service through the applicable vesting date, and subject to 50% acceleration upon a change of control and subject to 100% acceleration upon termination of service by the Issuer without cause within 24 months of a change of control. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:40 UTC |
Al-Hajj MuhammadChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001140361-23-013086 · form4.xml · derivative · entry 1 Al-Hajj Muhammad · CIK 0001892300 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2033-03-20 F1 · derivative.exercise_date: One-fourth of these options vest on March 20, 2024, and 1/36th of the remaining options vest each month thereafter, subject to the reporting person's continued service through the applicable vesting date, and subject to 50% acceleration upon a change of control and subject to 100% acceleration upon termination of service by the Issuer without cause within 24 months of a change of control. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:26 UTC |
Sullivan AmyChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 55,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001140361-23-013076 · form4.xml · derivative · entry 1 Sullivan Amy · CIK 0001887865 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2033-03-20 F1 · derivative.exercise_date: One-fourth of these options vest on March 20, 2024, and 1/36th of the remaining options vest each month thereafter, subject to the reporting person's continued service through the applicable vesting date, and subject to 50% acceleration upon a change of control and subject to 100% acceleration upon termination of service by the Issuer without cause within 24 months of a change of control. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 21:35 UTC |
Sullivan AmyChief Financial Officer
|
PurchaseCommon Stock | 25,000 | $2.32 | $58,017.50 |
DisclosureSEC source: 0001140361-23-012596 · form4.xml · nonDerivative · entry 1 Sullivan Amy · CIK 0001887865 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · price: The transaction was executed in multiple trades in prices ranging from $2.18 to $2.46, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote. Read SEC document |
| January 12, 2023 Filed Jan 13, 2023 21:49 UTC |
Smith Devin WhittemoreGeneral Counsel
|
GrantStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001567619-23-000919 · doc1.xml · derivative · entry 1 Smith Devin Whittemore · CIK 0001747818 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2033-01-12 F1 · derivative.exercise_date: One-fourth of these options vest on January 12, 2024, and 1/36th of the remaining options vest each month thereafter, subject to the reporting person's continued service through the applicable vesting date, and subject to 25% acceleration upon termination of service by the Issuer without cause and 100% acceleration upon termination of service by the Issuer without cause if such termination occurs within 24 months of a change of control. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 20:54 UTC |
Sullivan AmyChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 288,152 | $0.00 Strike: $2.55 | $0.00 |
DisclosureSEC source: 0001567619-22-018617 · doc1.xml · derivative · entry 1 Sullivan Amy · CIK 0001887865 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,152 Underlying: Common Stock · 288,152 shares Expires 2032-10-17 F1 · derivative.exercise_date: One-fourth of these options vest on 10/15/2023, and 1/36th of the remaining options vest each month thereafter, subject to the reporting person's continued service through the applicable vesting date, and subject to 50% acceleration upon a change of control and subject to 100% acceleration upon termination of service by the Issuer without cause within 24 months of a change of control. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 22:25 UTC |
Burkavage BrianChief Accounting Officer
|
GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $4.83 | $0.00 |
DisclosureSEC source: 0001567619-22-012194 · doc1.xml · derivative · entry 1 Burkavage Brian · CIK 0001865633 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2032-05-31 F1 · derivative.exercise_date: One-fourth of these options vest on 5/31/2023, and 1/48th of these options vest each month thereafter, subject to the reporting person's continued service through the applicable vesting date, and subject to 50% acceleration upon a change of control and subject to 100% acceleration upon termination of service by the Issuer without cause within 24 months of a change of control. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:42 UTC |
Hirth PeterDirector
|
GrantStock Option (Right to Buy) · Derivative | 23,885 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001567619-22-011963 · doc1.xml · derivative · entry 1 Hirth Peter · CIK 0001813780 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,885 Underlying: Common Stock · 23,885 shares Expires 2032-05-26 F1 · derivative.exercise_date: These options vest on May 26, 2023, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:40 UTC |
Smith David VDirector
|
GrantStock Option (Right to Buy) · Derivative | 23,885 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001567619-22-011962 · doc1.xml · derivative · entry 1 Smith David V · CIK 0001229447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,885 Underlying: Common Stock · 23,885 shares Expires 2032-05-26 F1 · derivative.exercise_date: These options vest on May 26, 2023, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:39 UTC |
Glaub Kathleen SeredaDirector
|
GrantStock Option (Right to Buy) · Derivative | 23,885 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001567619-22-011961 · doc1.xml · derivative · entry 1 Glaub Kathleen Sereda · CIK 0001619612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,885 Underlying: Common Stock · 23,885 shares Expires 2032-05-26 F1 · derivative.exercise_date: These options vest on May 26, 2023, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:36 UTC |
Elling Christian EDirector
|
GrantStock Option (Right to Buy) · Derivative | 23,885 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001567619-22-011960 · doc1.xml · derivative · entry 1 Elling Christian E · CIK 0001891306 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,885 Underlying: Common Stock · 23,885 shares Expires 2032-05-26 F1 · derivative.exercise_date: These options vest on May 26, 2023, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:34 UTC |
Nielsen JackDirector
|
GrantStock Option (Right to Buy) · Derivative | 23,885 | $0.00 Strike: $4.85 | $0.00 |
DisclosureSEC source: 0001567619-22-011959 · doc1.xml · derivative · entry 1 Nielsen Jack · CIK 0001602402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,885 Underlying: Common Stock · 23,885 shares Expires 2032-05-26 F1 · derivative.exercise_date: These options vest on May 26, 2023, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:30 UTC |
Smith David VDirector
|
GrantStock Option (Right to Buy) · Derivative | 28,019 | $0.00 Strike: $6.89 | $0.00 |
DisclosureSEC source: 0001140361-22-007684 · form4.xml · derivative · entry 1 Smith David V · CIK 0001229447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,019 Underlying: Common Stock · 28,019 shares Expires 2032-03-01 F1 · derivative.exercise_date: These options vest monthly over three years from the vesting commencement date of March 1, 2022, subject to the reporting person's continued service through the applicable vesting date, and subject to 100% acceleration upon a change of control. Read SEC document |
| November 09, 2021 Filed Nov 11, 2021 00:04 UTC |
NOVO HOLDINGS A/S10% owner
|
ConversionSERIES C CONVERTIBLE PREFERRED STOCK · Derivative | 75,267 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-063969 · doc4.xml · derivative · entry 4 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 946,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. F1 · price: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. F1 · derivative.exercise_date: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. F1 · derivative.expiration_date: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. Read SEC document |
| November 09, 2021 Filed Nov 11, 2021 00:04 UTC |
NOVO HOLDINGS A/S10% owner
|
ConversionSERIES B CONVERTIBLE PREFERRED STOCK · Derivative | 217,107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-063969 · doc4.xml · derivative · entry 3 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 2,006,715 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. F1 · price: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. F1 · derivative.exercise_date: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. F1 · derivative.expiration_date: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. Read SEC document |
| November 09, 2021 Filed Nov 11, 2021 00:04 UTC |
NOVO HOLDINGS A/S10% owner
|
PurchaseCOMMON STOCK | 325,000 | $14.00 | $4,550,000.00 |
DisclosureSEC source: 0001209191-21-063969 · doc4.xml · nonDerivative · entry 2 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,277,932 F2 · price: Represents a purchase from the underwriters in the Issuer's initial public offering. Read SEC document |
| November 09, 2021 Filed Nov 11, 2021 00:04 UTC |
NOVO HOLDINGS A/S10% owner
|
ConversionCOMMON STOCK | 2,952,932 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-063969 · doc4.xml · nonDerivative · entry 1 Novo Holdings A/S · CIK 0001388325 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,952,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of preferred stock converted to common stock based on a conversion ratio that took into account interest that accrued since the date of issuance of the preferred stock and the price of the common stock sold to the underwriters in the IPO. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 16:15 UTC |
Zocca Mai-BrittDirector · Chief Executive Officer
|
ConversionClass A Stock · Derivative | 26,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037654 · form4.xml · derivative · entry 3 Zocca Mai-Britt · CIK 0001890736 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Zocca Consulting ApS Disclosed balance after: 0 Underlying: Common Stock · 26,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Class A Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Class A Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Class A Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Class A Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Class A Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Class A Stock had no expiration date. F2 · ownership.nature: The reporting person is the sole owner of Zocca Consulting ApS and, in such capacity, may be deemed to beneficially own the shares held directly by Zocca Consulting ApS. The reporting person disclaims beneficial ownership of the shares held directly by Zocca Consulting ApS except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 16:15 UTC |
Zocca Mai-BrittDirector · Chief Executive Officer
|
ConversionCommon Stock | 26,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-037654 · form4.xml · nonDerivative · entry 1 Zocca Mai-Britt · CIK 0001890736 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Zocca Consulting ApS Disclosed balance after: 26,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Class A Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Class A Stock had no expiration date. F2 · ownership.nature: The reporting person is the sole owner of Zocca Consulting ApS and, in such capacity, may be deemed to beneficially own the shares held directly by Zocca Consulting ApS. The reporting person disclaims beneficial ownership of the shares held directly by Zocca Consulting ApS except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC | ConversionSeries C Preferred Stock · Derivative | 188,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-138088 · tm2131875-2_4seq1.xml · derivative · entry 3 HBM Healthcare Investments (Cayman) Ltd. · CIK 0001232258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,365,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. Read SEC document |
|
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC | PurchaseCommon Stock | 325,000 | $14.00 | $4,550,000.00 |
DisclosureSEC source: 0001104659-21-138088 · tm2131875-2_4seq1.xml · nonDerivative · entry 2 HBM Healthcare Investments (Cayman) Ltd. · CIK 0001232258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,690,545 Read SEC document |
|
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC | ConversionCommon Stock | 2,365,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-138088 · tm2131875-2_4seq1.xml · nonDerivative · entry 1 HBM Healthcare Investments (Cayman) Ltd. · CIK 0001232258 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,365,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. Read SEC document |
|
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Malier VanessaDirector
|
ConversionSeries C Preferred Stock · Derivative | 21,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037655 · form4.xml · derivative · entry 6 Malier Vanessa · CIK 0001891515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 267,977 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F3 · ownership.nature: The securities are held by SKCI FPCI. Kurma Partners is the management company of SKCI FPCI. The reporting person is a member of the board of directors of Kurma Partners, and may be deemed to share voting and investment power with respect to the shares beneficially owned by SKCI FPCI and disclaims Section 16 beneficial ownership of such securities held by SKCI FPCI, except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Malier VanessaDirector
|
ConversionSeries C Preferred Stock · Derivative | 63,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037655 · form4.xml · derivative · entry 5 Malier Vanessa · CIK 0001891515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 796,059 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · ownership.nature: The securities are held by Kurma Biofund III FPCI. Kurma Partners is the management company of Kurma Biofund III FPCI. The reporting person is a member of the board of directors of Kurma Partners, and may be deemed to share voting and investment power with respect to the shares beneficially owned by Kurma Biofund III FPCI and disclaims Section 16 beneficial ownership of such securities held by Kurma Biofund III FPCI, except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Malier VanessaDirector
|
PurchaseCommon Stock | 162,500 | $14.00 | $2,275,000.00 |
DisclosureSEC source: 0001140361-21-037655 · form4.xml · nonDerivative · entry 4 Malier Vanessa · CIK 0001891515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 430,477 F3 · ownership.nature: The securities are held by SKCI FPCI. Kurma Partners is the management company of SKCI FPCI. The reporting person is a member of the board of directors of Kurma Partners, and may be deemed to share voting and investment power with respect to the shares beneficially owned by SKCI FPCI and disclaims Section 16 beneficial ownership of such securities held by SKCI FPCI, except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Malier VanessaDirector
|
PurchaseCommon Stock | 162,500 | $14.00 | $2,275,000.00 |
DisclosureSEC source: 0001140361-21-037655 · form4.xml · nonDerivative · entry 3 Malier Vanessa · CIK 0001891515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 958,559 F2 · ownership.nature: The securities are held by Kurma Biofund III FPCI. Kurma Partners is the management company of Kurma Biofund III FPCI. The reporting person is a member of the board of directors of Kurma Partners, and may be deemed to share voting and investment power with respect to the shares beneficially owned by Kurma Biofund III FPCI and disclaims Section 16 beneficial ownership of such securities held by Kurma Biofund III FPCI, except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Malier VanessaDirector
|
ConversionCommon Stock | 267,977 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-037655 · form4.xml · nonDerivative · entry 2 Malier Vanessa · CIK 0001891515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 267,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F3 · ownership.nature: The securities are held by SKCI FPCI. Kurma Partners is the management company of SKCI FPCI. The reporting person is a member of the board of directors of Kurma Partners, and may be deemed to share voting and investment power with respect to the shares beneficially owned by SKCI FPCI and disclaims Section 16 beneficial ownership of such securities held by SKCI FPCI, except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Malier VanessaDirector
|
ConversionCommon Stock | 796,059 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-037655 · form4.xml · nonDerivative · entry 1 Malier Vanessa · CIK 0001891515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 796,059 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · ownership.nature: The securities are held by Kurma Biofund III FPCI. Kurma Partners is the management company of Kurma Biofund III FPCI. The reporting person is a member of the board of directors of Kurma Partners, and may be deemed to share voting and investment power with respect to the shares beneficially owned by Kurma Biofund III FPCI and disclaims Section 16 beneficial ownership of such securities held by Kurma Biofund III FPCI, except to the extent of her pecuniary interest therein, if any. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Vivo Capital IX, LLC10% owner
Vivo Capital Fund IX, L.P.10% owner
|
ConversionSeries C Preferred Stock · Derivative | 188,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037658 · form4.xml · derivative · entry 3 Vivo Capital IX, LLC · CIK 0001750698 · 10% owner Vivo Capital Fund IX, L.P. · CIK 0001750117 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,365,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · ownership.direct: The shares are held directly by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the general partner of Vivo Capital Fund IX, L.P. As the managing members of Vivo Capital IX, LLC, Frank Kung, Edgar Engleman, Shan Fu, Hongbo Lu, Mahendra Shah, Jack Nielsen and Michael Chang share voting and dispositive power over the shares held by Vivo Capital Fund IX, L.P., but each disclaims beneficial ownership of such shares except to the extent of their individual pecuniary interest therein Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Vivo Capital IX, LLC10% owner
Vivo Capital Fund IX, L.P.10% owner
|
PurchaseCommon Stock | 650,000 | $14.00 | $9,100,000.00 |
DisclosureSEC source: 0001140361-21-037658 · form4.xml · nonDerivative · entry 2 Vivo Capital IX, LLC · CIK 0001750698 · 10% owner Vivo Capital Fund IX, L.P. · CIK 0001750117 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,015,545 F2 · ownership.direct: The shares are held directly by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the general partner of Vivo Capital Fund IX, L.P. As the managing members of Vivo Capital IX, LLC, Frank Kung, Edgar Engleman, Shan Fu, Hongbo Lu, Mahendra Shah, Jack Nielsen and Michael Chang share voting and dispositive power over the shares held by Vivo Capital Fund IX, L.P., but each disclaims beneficial ownership of such shares except to the extent of their individual pecuniary interest therein Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Vivo Capital IX, LLC10% owner
Vivo Capital Fund IX, L.P.10% owner
|
ConversionCommon Stock | 2,365,545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-037658 · form4.xml · nonDerivative · entry 1 Vivo Capital IX, LLC · CIK 0001750698 · 10% owner Vivo Capital Fund IX, L.P. · CIK 0001750117 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,365,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · ownership.direct: The shares are held directly by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the general partner of Vivo Capital Fund IX, L.P. As the managing members of Vivo Capital IX, LLC, Frank Kung, Edgar Engleman, Shan Fu, Hongbo Lu, Mahendra Shah, Jack Nielsen and Michael Chang share voting and dispositive power over the shares held by Vivo Capital Fund IX, L.P., but each disclaims beneficial ownership of such shares except to the extent of their individual pecuniary interest therein Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Andersson Claus A.Director
|
ConversionSeries C Preferred Stock · Derivative | 28,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037657 · form4.xml · derivative · entry 5 Andersson Claus A. · CIK 0001890710 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 354,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · derivative.exercise_date: Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · derivative.expiration_date: Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F3 · ownership.nature: Sunstone Life Science Ventures Fund III K/S ("Sunstone Fund III"). Sunstone LSV General Partner III ApS ("Sunstone LSV GP III") is the general partner of Sunstone Fund III and has voting and dispositive power over all of the shares of held by Sunstone Fund III. The reporting person is a General Partner of Sunstone Life Science Ventures A/S and a member of the executive board of Sunstone LSV GP III, and shares voting and dispositive power with respect to the shares held by Sunstone Fund III. The reporting person disclaims beneficial ownership of the shares held directly by Sunstone Fund III except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Andersson Claus A.Director
|
ConversionSeries B Preferred Stock · Derivative | 147,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037657 · form4.xml · derivative · entry 4 Andersson Claus A. · CIK 0001890710 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 1,361,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date. F3 · ownership.nature: Sunstone Life Science Ventures Fund III K/S ("Sunstone Fund III"). Sunstone LSV General Partner III ApS ("Sunstone LSV GP III") is the general partner of Sunstone Fund III and has voting and dispositive power over all of the shares of held by Sunstone Fund III. The reporting person is a General Partner of Sunstone Life Science Ventures A/S and a member of the executive board of Sunstone LSV GP III, and shares voting and dispositive power with respect to the shares held by Sunstone Fund III. The reporting person disclaims beneficial ownership of the shares held directly by Sunstone Fund III except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Andersson Claus A.Director
|
PurchaseCommon Stock | 75,000 | $14.00 | $1,050,000.00 |
DisclosureSEC source: 0001140361-21-037657 · form4.xml · nonDerivative · entry 3 Andersson Claus A. · CIK 0001890710 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,791,490 F3 · ownership.nature: Sunstone Life Science Ventures Fund III K/S ("Sunstone Fund III"). Sunstone LSV General Partner III ApS ("Sunstone LSV GP III") is the general partner of Sunstone Fund III and has voting and dispositive power over all of the shares of held by Sunstone Fund III. The reporting person is a General Partner of Sunstone Life Science Ventures A/S and a member of the executive board of Sunstone LSV GP III, and shares voting and dispositive power with respect to the shares held by Sunstone Fund III. The reporting person disclaims beneficial ownership of the shares held directly by Sunstone Fund III except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Andersson Claus A.Director
|
ConversionCommon Stock | 354,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-037657 · form4.xml · nonDerivative · entry 2 Andersson Claus A. · CIK 0001890710 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,716,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F3 · ownership.nature: Sunstone Life Science Ventures Fund III K/S ("Sunstone Fund III"). Sunstone LSV General Partner III ApS ("Sunstone LSV GP III") is the general partner of Sunstone Fund III and has voting and dispositive power over all of the shares of held by Sunstone Fund III. The reporting person is a General Partner of Sunstone Life Science Ventures A/S and a member of the executive board of Sunstone LSV GP III, and shares voting and dispositive power with respect to the shares held by Sunstone Fund III. The reporting person disclaims beneficial ownership of the shares held directly by Sunstone Fund III except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:16 UTC |
Andersson Claus A.Director
|
ConversionCommon Stock | 1,361,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-037657 · form4.xml · nonDerivative · entry 1 Andersson Claus A. · CIK 0001890710 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,361,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date. F3 · ownership.nature: Sunstone Life Science Ventures Fund III K/S ("Sunstone Fund III"). Sunstone LSV General Partner III ApS ("Sunstone LSV GP III") is the general partner of Sunstone Fund III and has voting and dispositive power over all of the shares of held by Sunstone Fund III. The reporting person is a General Partner of Sunstone Life Science Ventures A/S and a member of the executive board of Sunstone LSV GP III, and shares voting and dispositive power with respect to the shares held by Sunstone Fund III. The reporting person disclaims beneficial ownership of the shares held directly by Sunstone Fund III except to the extent of his pecuniary interest therein. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:15 UTC |
Lundbeckfond Invest A/S10% owner
|
ConversionSeries C Preferred Stock · Derivative | 150,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037653 · form4.xml · derivative · entry 5 Lundbeckfond Invest A/S · CIK 0001591046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,892,434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · derivative.exercise_date: Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · derivative.expiration_date: Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:15 UTC |
Lundbeckfond Invest A/S10% owner
|
ConversionSeries B Preferred Stock · Derivative | 219,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037653 · form4.xml · derivative · entry 4 Lundbeckfond Invest A/S · CIK 0001591046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,014,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:15 UTC |
Lundbeckfond Invest A/S10% owner
|
PurchaseCommon Stock | 2,142,857 | $14.00 | $29,999,998.00 |
DisclosureSEC source: 0001140361-21-037653 · form4.xml · nonDerivative · entry 3 Lundbeckfond Invest A/S · CIK 0001591046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,049,452 Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:15 UTC |
Lundbeckfond Invest A/S10% owner
|
ConversionCommon Stock | 1,892,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-037653 · form4.xml · nonDerivative · entry 2 Lundbeckfond Invest A/S · CIK 0001591046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,906,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Upon the closing of the IPO, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:15 UTC |
Lundbeckfond Invest A/S10% owner
|
ConversionCommon Stock | 2,014,161 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-037653 · form4.xml · nonDerivative · entry 1 Lundbeckfond Invest A/S · CIK 0001591046 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,014,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon the closing of the Issuer's initial public offering ("IPO"), each share of Series B Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series B Preferred Stock had no expiration date. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:15 UTC |
Nielsen JackDirector
|
ConversionSeries C Preferred Stock · Derivative | 188,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-037652 · form4.xml · derivative · entry 3 Nielsen Jack · CIK 0001602402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 2,365,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.exercise_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F1 · derivative.expiration_date: Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date. F2 · ownership.nature: The securities are held by Vivo Capital Fund IX, L.P. ("Fund IX"). Vivo Capital IX, LLC ("Capital IX") is the general partner of Fund IX. The reporting person is a managing member of Capital IX and may be deemed to share voting and investment power with respect to the shares beneficially owned by Fund IX and disclaims Section 16 beneficial ownership of such securities held by Fund IX, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 09, 2021 Filed Nov 12, 2021 21:15 UTC |
Nielsen JackDirector
|
PurchaseCommon Stock | 650,000 | $14.00 | $9,100,000.00 |
DisclosureSEC source: 0001140361-21-037652 · form4.xml · nonDerivative · entry 2 Nielsen Jack · CIK 0001602402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,015,545 F2 · ownership.nature: The securities are held by Vivo Capital Fund IX, L.P. ("Fund IX"). Vivo Capital IX, LLC ("Capital IX") is the general partner of Fund IX. The reporting person is a managing member of Capital IX and may be deemed to share voting and investment power with respect to the shares beneficially owned by Fund IX and disclaims Section 16 beneficial ownership of such securities held by Fund IX, except to the extent of his pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.