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Nasdaq · USD

INVE

INVE Technologies, Inc.

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Tapewire entity
7037
SEC CIK
0001036044
Parsed reports
280

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2023 Filed Aug 2, 2023 16:19 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,193 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-036906 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,206

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
July 01, 2023 Filed Sep 11, 2024 01:30 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 2,628 $8.41 $22,101.48
Disclosure

SEC source: 0000950170-24-105328 · ownership.xml · nonDerivative · entry 3

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,370

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:50 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-031544 · ownership.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,013

Read SEC document
June 30, 2023 Filed Jul 5, 2023 16:50 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 2,913 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-031544 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,054

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 18:02 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,450 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025978 · ownership.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,141

Read SEC document
May 31, 2023 Filed Jun 2, 2023 18:02 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,376 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-025978 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,591

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
May 15, 2023 Filed May 15, 2023 21:06 UTC
HUMPHREYS STEVENDirector · CEO
PurchaseCommon Stock 5,000 $6.93 $34,650.00
Disclosure

SEC source: 0000950170-23-022279 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,215

F1 · price: Represents a weighted average price. Actual purchase prices ranged from $6.91 to $6.94. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares purchased.

Read SEC document
May 11, 2023 Filed May 11, 2023 20:52 UTC
HUMPHREYS STEVENDirector · CEO
PurchaseCommon Stock 1,368 $7.09 $9,699.12
Disclosure

SEC source: 0000950170-23-021349 · ownership.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,215

F2 · price: Represents a weighted average price. Actual purchase prices ranged from $7.06 to $7.09. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares purchased.

Read SEC document
May 11, 2023 Filed May 11, 2023 20:52 UTC
HUMPHREYS STEVENDirector · CEO
PurchaseCommon Stock 3,632 $6.89 $25,024.48
Disclosure

SEC source: 0000950170-23-021349 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,847

F1 · price: Represents a weighted average price. Actual purchase prices ranged from $6.65 to $6.99. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares purchased.

Read SEC document
May 10, 2023 Filed May 11, 2023 01:29 UTC
HUMPHREYS STEVENDirector · CEO
PurchaseCommon Stock 10,000 $6.76 $67,600.00
Disclosure

SEC source: 0000950170-23-020761 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,215

F1 · price: Represents a weighted average price. Actual purchase prices ranged from $6.66 to $6.90. Reporting person undertakes to provide upon request by the Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares purchased.

Read SEC document
April 28, 2023 Filed May 2, 2023 17:43 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,823 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-016563 · ownership.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,215

Read SEC document
April 28, 2023 Filed May 2, 2023 17:43 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 4,469 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-016563 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,038

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100^ on the date of grant.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 20:29 UTC OtherWarrant to Purchase Common Stock · Derivative 275,000 Not disclosed Strike: $3.50 Not disclosed
Disclosure

SEC source: 0001781002-23-000032 · primary_doc.xml · derivative · entry 2

Bleichroeder LP · CIK 0001781002 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 275,000 shares

Expires not disclosed

F1 · security: On May 5, 2020, 21 April Fund, Ltd., 21 April Fund, LP and Identiv, Inc. (the "Issuer") entered into an agreement under which 21 April Fund, Ltd. purchased from the Issuer a secured subordinated promissory note in a principal amount of $2,800,000 and a warrant to purchase 192,500 shares of the Issuer's common stock at a per share exercise price of $3.50, and 21 April Fund LP purchased from the Issuer a secured subordinated promissory note in a principal amount of $1,200,000 and a warrant to purchase 82,500 shares of the Issuer's common stock at a per share exercise price of $3.50.

F1 · price: On May 5, 2020, 21 April Fund, Ltd., 21 April Fund, LP and Identiv, Inc. (the "Issuer") entered into an agreement under which 21 April Fund, Ltd. purchased from the Issuer a secured subordinated promissory note in a principal amount of $2,800,000 and a warrant to purchase 192,500 shares of the Issuer's common stock at a per share exercise price of $3.50, and 21 April Fund LP purchased from the Issuer a secured subordinated promissory note in a principal amount of $1,200,000 and a warrant to purchase 82,500 shares of the Issuer's common stock at a per share exercise price of $3.50.

F1 · derivative.exercise_date: On May 5, 2020, 21 April Fund, Ltd., 21 April Fund, LP and Identiv, Inc. (the "Issuer") entered into an agreement under which 21 April Fund, Ltd. purchased from the Issuer a secured subordinated promissory note in a principal amount of $2,800,000 and a warrant to purchase 192,500 shares of the Issuer's common stock at a per share exercise price of $3.50, and 21 April Fund LP purchased from the Issuer a secured subordinated promissory note in a principal amount of $1,200,000 and a warrant to purchase 82,500 shares of the Issuer's common stock at a per share exercise price of $3.50.

F1 · derivative.expiration_date: On May 5, 2020, 21 April Fund, Ltd., 21 April Fund, LP and Identiv, Inc. (the "Issuer") entered into an agreement under which 21 April Fund, Ltd. purchased from the Issuer a secured subordinated promissory note in a principal amount of $2,800,000 and a warrant to purchase 192,500 shares of the Issuer's common stock at a per share exercise price of $3.50, and 21 April Fund LP purchased from the Issuer a secured subordinated promissory note in a principal amount of $1,200,000 and a warrant to purchase 82,500 shares of the Issuer's common stock at a per share exercise price of $3.50.

F2 · ownership.nature: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 24, 2023 Filed Apr 25, 2023 20:29 UTC OtherCommon Stock 275,000 $3.50 $962,500.00
Disclosure

SEC source: 0001781002-23-000032 · primary_doc.xml · nonDerivative · entry 1

Bleichroeder LP · CIK 0001781002 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,884,495

F2 · ownership.nature: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

Read SEC document
April 01, 2023 Filed Sep 11, 2024 01:30 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 1,837 $6.14 $11,279.18
Disclosure

SEC source: 0000950170-24-105328 · ownership.xml · nonDerivative · entry 2

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,998

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
March 31, 2023 Filed Apr 1, 2023 00:15 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,672 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010142 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,569

Read SEC document
March 31, 2023 Filed Apr 1, 2023 00:15 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 4,099 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-010142 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,241

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 20:45 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,503 $6.37 $22,314.11
Disclosure

SEC source: 0000950170-23-007890 · ownership.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,142

Read SEC document
March 14, 2023 Filed Mar 14, 2023 20:45 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,497 $6.33 $9,476.01
Disclosure

SEC source: 0000950170-23-007890 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,639

Read SEC document
March 13, 2023 Filed Mar 13, 2023 22:58 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 2,500 $6.30 $15,750.00
Disclosure

SEC source: 0000899243-23-008264 · doc4.xml · nonDerivative · entry 3

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,142

Read SEC document
March 13, 2023 Filed Mar 13, 2023 22:58 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 652 $6.22 $4,055.44
Disclosure

SEC source: 0000899243-23-008264 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,642

Read SEC document
March 13, 2023 Filed Mar 13, 2023 22:58 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,848 $6.20 $11,457.60
Disclosure

SEC source: 0000899243-23-008264 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,990

Read SEC document
March 13, 2023 Filed Mar 15, 2023 20:23 UTC OtherCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001781002-23-000025 · primary_doc.xml · nonDerivative · entry 1

Bleichroeder LP · CIK 0001781002 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,609,495

F1 · price: This form is being filed in connection with an in kind transfer of shares to underlying beneficiaries of a client account for no consideration.

F2 · ownership.nature: This form is filed by Bleichroeder LP. Bleichroeder LP serves as registered investment adviser to 21 April Fund, Ltd., 21 April Fund, LP and other managed accounts. Bleichroeder LP disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that Bleichroeder LP is the beneficial owner of the securities for purposes of Section 16 or for any other purposes.

Read SEC document
March 10, 2023 Filed Mar 11, 2023 01:51 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,403 $6.14 $20,894.42
Disclosure

SEC source: 0000950170-23-007394 · ownership.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,142

Read SEC document
March 10, 2023 Filed Mar 11, 2023 01:51 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,481 $6.11 $9,048.91
Disclosure

SEC source: 0000950170-23-007394 · ownership.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,739

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:26 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,425 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-006696 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,258

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:26 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,494 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-006696 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,683

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:00 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,236 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-003353 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,189

Read SEC document
January 31, 2023 Filed Feb 2, 2023 18:00 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,030 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-003353 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,425

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
January 01, 2023 Filed Sep 11, 2024 01:30 UTC
Scarpulla JustinChief Financial Officer
Tax withholdingCommon Stock 8,665 $7.24 $62,734.60
Disclosure

SEC source: 0000950170-24-105328 · ownership.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,835

F1 · shares: Represents the withholding of shares to cover tax withholding obligations associated with the vesting and settlement of Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 18:11 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 1,243 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-000146 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,395

Read SEC document
December 30, 2022 Filed Jan 3, 2023 18:11 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 3,594 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-000146 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,638

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:23 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 969 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037282 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,044

Read SEC document
November 30, 2022 Filed Dec 1, 2022 21:23 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 2,802 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-037282 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,013

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 22:58 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 705 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034802 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,211

Read SEC document
October 31, 2022 Filed Nov 2, 2022 22:58 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 2,036 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034802 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,916

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 22:50 UTC
Scarpulla JustinChief Financial Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034797 · doc4.xml · nonDerivative · entry 1

Scarpulla Justin · CIK 0001540963 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,500

F1 · shares: Shares issuable upon settlement of a restricted stock unit award that vests 25% on December 1, 2023, with the remainder vesting in equal quarterly installments over the following three years, subject to continued service with the Issuer through the applicable vesting dates.

F2 · balance_after: Includes an aggregate of 85,000 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:03 UTC GrantCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034780 · doc4.xml · nonDerivative · entry 1

OUSLEY JAMES E · CIK 0001200933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,419

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vest on a monthly basis beginning on the vesting commencement date of October 31, 2022 through May 31, 2023. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:01 UTC GrantCommon Stock 3,343 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034777 · doc4.xml · nonDerivative · entry 1

Angelini Laura · CIK 0001949708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,343

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vest on a monthly basis beginning on the vesting commencement date of October 18, 2022 through May 31, 2023. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:59 UTC GrantCommon Stock 3,343 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-034775 · doc4.xml · nonDerivative · entry 1

Kuntz Richard · CIK 0001341125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,343

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vest on a monthly basis beginning on the vesting commencement date of October 18, 2022 through May 31, 2023. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:16 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 673 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032445 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,880

Read SEC document
September 30, 2022 Filed Oct 3, 2022 22:16 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,945 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-032445 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,553

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 00:28 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-030144 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,608

Read SEC document
August 31, 2022 Filed Sep 1, 2022 00:28 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,614 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-030144 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,167

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 18:58 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 656 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027363 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,553

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July 29, 2022 Filed Aug 2, 2022 18:58 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 1,896 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-027363 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,209

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

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June 30, 2022 Filed Jul 1, 2022 01:26 UTC
HUMPHREYS STEVENDirector · CEO
Tax withholdingCommon Stock 740 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024701 · doc4.xml · nonDerivative · entry 2

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,313

Read SEC document
June 30, 2022 Filed Jul 1, 2022 01:26 UTC
HUMPHREYS STEVENDirector · CEO
GrantCommon Stock 2,138 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-024701 · doc4.xml · nonDerivative · entry 1

HUMPHREYS STEVEN · CIK 0001229295 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,053

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation vesting 100% on the date of grant.

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June 01, 2022 Filed Jun 2, 2022 23:18 UTC GrantCommon Stock 5,528 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020798 · doc4.xml · nonDerivative · entry 1

Braun Robin R. · CIK 0001778883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,201

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2022. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

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June 01, 2022 Filed Jun 2, 2022 23:19 UTC
KREMEN GARYDirector
GrantCommon Stock 6,552 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-020799 · doc4.xml · nonDerivative · entry 1

KREMEN GARY · CIK 0001600778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,539

F1 · shares: Restricted Stock Units granted pursuant to Issuer's 2011 Incentive Compensation Plan vesting 1/12th monthly beginning the vesting commencement date of June 1, 2022. Vested shares will be delivered to the reporting person on the earlier of (i) three years from the initial vesting start date of the award or (ii) the separation of service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.