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NYSE · USD

INUV

Inuvo, Inc.

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7934
SEC CIK
0000829323
Parsed reports
286

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2021 Filed Jan 5, 2021 22:49 UTC Exercise / conversionCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000338 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000337 · doc4.xml · derivative · entry 3

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 44,475 $0.47 $20,703.11
Disclosure

SEC source: 0001225208-21-000337 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 498,310

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000337 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 433,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000336 · doc4.xml · derivative · entry 3

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 433,333 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 150,569 $0.47 $70,089.87
Disclosure

SEC source: 0001225208-21-000336 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210,370

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionCommon Stock 433,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000336 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 233,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000335 · doc4.xml · derivative · entry 3

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 233,333 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
BARRETT DON WALKER IIIChief Operating Officer
Tax withholdingCommon Stock 85,283 $0.47 $39,699.24
Disclosure

SEC source: 0001225208-21-000335 · doc4.xml · nonDerivative · entry 2

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,794

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionCommon Stock 233,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000335 · doc4.xml · nonDerivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000334 · doc4.xml · derivative · entry 2

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC Exercise / conversionCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000334 · doc4.xml · nonDerivative · entry 1

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,198,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Morgan may be deemed to be the beneficial owner of 5,198,965 shares of Common Stock held by Ingalls & Snyder, LLC on his behalf.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000332 · doc4.xml · derivative · entry 2

BURNETT G KENT · CIK 0001182840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:48 UTC Exercise / conversionCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000332 · doc4.xml · nonDerivative · entry 1

BURNETT G KENT · CIK 0001182840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:48 UTC Exercise / conversionRestricted Stock Unit · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000333 · doc4.xml · derivative · entry 3

Cameron Gordon J · CIK 0001688988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:48 UTC Exercise / conversionCommon Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000333 · doc4.xml · nonDerivative · entry 1

Cameron Gordon J · CIK 0001688988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,792 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000100 · doc4.xml · derivative · entry 3

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,792 shares

Expires 2020-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC Tax withholdingCommon Stock 1,968 $0.46 $900.95
Disclosure

SEC source: 0001225208-21-000100 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,593

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC Exercise / conversionCommon Stock 5,792 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000100 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 16,578 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000098 · doc4.xml · derivative · entry 3

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,578 shares

Expires 2020-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 5,181 $0.46 $2,371.86
Disclosure

SEC source: 0001225208-21-000098 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,927,606

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionCommon Stock 16,578 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000098 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 5,792 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000099 · doc4.xml · derivative · entry 3

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,792 shares

Expires 2020-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 1,410 $0.46 $645.50
Disclosure

SEC source: 0001225208-21-000099 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,785

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionCommon Stock 5,792 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000099 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,901 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000097 · doc4.xml · derivative · entry 3

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,901 shares

Expires 2020-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
BARRETT DON WALKER IIIChief Operating Officer
Tax withholdingCommon Stock 1,219 $0.46 $558.06
Disclosure

SEC source: 0001225208-21-000097 · doc4.xml · nonDerivative · entry 2

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,744

Read SEC document
December 30, 2020 Filed Jan 4, 2021 22:24 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionCommon Stock 3,901 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000097 · doc4.xml · nonDerivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,548 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014820 · doc4.xml · derivative · entry 3

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,548 shares

Expires 2020-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC Tax withholdingCommon Stock 1,545 $0.41 $635.00
Disclosure

SEC source: 0001225208-20-014820 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,769

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC Exercise / conversionCommon Stock 4,548 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014820 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 4,548 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014819 · doc4.xml · derivative · entry 3

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,548 shares

Expires 2020-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 1,107 $0.41 $454.98
Disclosure

SEC source: 0001225208-20-014819 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,403

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionCommon Stock 4,548 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014819 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 13,017 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014818 · doc4.xml · derivative · entry 3

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,017 shares

Expires 2020-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 4,068 $0.41 $1,671.95
Disclosure

SEC source: 0001225208-20-014818 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,916,209

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionCommon Stock 13,017 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014818 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,920,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 3,063 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014817 · doc4.xml · derivative · entry 3

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,063 shares

Expires 2020-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
BARRETT DON WALKER IIIChief Operating Officer
Tax withholdingCommon Stock 957 $0.41 $393.33
Disclosure

SEC source: 0001225208-20-014817 · doc4.xml · nonDerivative · entry 2

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,062

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:29 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionCommon Stock 3,063 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014817 · doc4.xml · nonDerivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 465,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014226 · doc4.xml · derivative · entry 3

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,222 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC Tax withholdingCommon Stock 2,453 $0.37 $897.55
Disclosure

SEC source: 0001225208-20-014226 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,766

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC Exercise / conversionCommon Stock 7,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014226 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,863 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014227 · doc4.xml · derivative · entry 3

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,863 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC
BARRETT DON WALKER IIIChief Operating Officer
Tax withholdingCommon Stock 1,520 $0.37 $556.17
Disclosure

SEC source: 0001225208-20-014227 · doc4.xml · nonDerivative · entry 2

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,956

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC
BARRETT DON WALKER IIIChief Operating Officer
Exercise / conversionCommon Stock 4,863 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014227 · doc4.xml · nonDerivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 7,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014225 · doc4.xml · derivative · entry 3

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,222 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

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November 30, 2020 Filed Dec 3, 2020 22:13 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 1,759 $0.37 $643.62
Disclosure

SEC source: 0001225208-20-014225 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,962

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionCommon Stock 7,222 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014225 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 22:13 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 20,668 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-014224 · doc4.xml · derivative · entry 3

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,668 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.