Tapewire

NYSE · USD

INUV

Inuvo, Inc.

Export transactions ↓
Tapewire entity
7934
SEC CIK
0000829323
Parsed reports
286

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2022 Filed May 19, 2022 21:04 UTC PurchaseCommon Stock 157,480 $0.48 $74,928.98
Disclosure

SEC source: 0001225208-22-007205 · doc4.xml · nonDerivative · entry 2

Lee Kenneth Ewell · CIK 0001919294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

F2 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.468999 to $0.47618. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
May 17, 2022 Filed May 19, 2022 21:04 UTC PurchaseCommon Stock 108,520 $0.45 $48,844.85
Disclosure

SEC source: 0001225208-22-007205 · doc4.xml · nonDerivative · entry 1

Lee Kenneth Ewell · CIK 0001919294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,520

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.45008 to $0.46. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:14 UTC GrantRestricted Stock Unit · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005733 · doc4.xml · derivative · entry 1

Bond Jonathan · CIK 0001747800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2023-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:14 UTC GrantRestricted Stock Unit · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005732 · doc4.xml · derivative · entry 1

Lee Kenneth Ewell · CIK 0001919294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2023-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:53 UTC Tax withholdingCommon Stock 26,194 $0.47 $12,311.18
Disclosure

SEC source: 0001225208-22-005202 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,111

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:53 UTC GrantCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005202 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,305

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:52 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 94,690 $0.47 $44,504.30
Disclosure

SEC source: 0001225208-22-005200 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661,070

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:52 UTC
Howe Richard KDirector · Chairman & CEO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005200 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755,760

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:52 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 21,962 $0.47 $10,322.14
Disclosure

SEC source: 0001225208-22-005201 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,514

Read SEC document
March 25, 2022 Filed Mar 29, 2022 21:52 UTC
PISARIS JOHN BGeneral Counsel
GrantCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-005201 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,476

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001569 · doc4.xml · derivative · entry 4

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,334

Underlying: Common Stock · 58,333 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC GrantRestricted Stock Unit · Derivative 225,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001569 · doc4.xml · derivative · entry 3

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2025-02-03

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC Tax withholdingCommon Stock 26,481 $0.39 $10,327.59
Disclosure

SEC source: 0001225208-22-001569 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,972

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC Exercise / conversionCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001569 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001568 · doc4.xml · derivative · entry 4

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,334

Underlying: Common Stock · 58,333 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC
PISARIS JOHN BGeneral Counsel
GrantRestricted Stock Unit · Derivative 225,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001568 · doc4.xml · derivative · entry 3

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2025-02-03

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 21,962 $0.39 $8,565.18
Disclosure

SEC source: 0001225208-22-001568 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,143

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001568 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001567 · doc4.xml · derivative · entry 4

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F3 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC
Howe Richard KDirector · Chairman & CEO
GrantRestricted Stock Unit · Derivative 1,100,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001567 · doc4.xml · derivative · entry 3

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,000

Underlying: Common Stock · 1,100,000 shares

Expires 2025-02-03

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% per year beginning on the first anniversary of the date of grant.

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 108,949 $0.39 $42,490.11
Disclosure

SEC source: 0001225208-22-001567 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,505,760

Read SEC document
February 03, 2022 Filed Feb 7, 2022 22:53 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-001567 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,614,709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:34 UTC GrantRestricted Stock Unit · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000238 · doc4.xml · derivative · entry 1

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2023-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:34 UTC GrantRestricted Stock Unit · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000237 · doc4.xml · derivative · entry 1

Cameron Gordon J · CIK 0001688988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2023-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 22:34 UTC GrantRestricted Stock Unit · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-000236 · doc4.xml · derivative · entry 1

BURNETT G KENT · CIK 0001182840 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2023-01-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
November 17, 2021 Filed Nov 19, 2021 22:24 UTC PurchaseCommon Stock 307,965 $0.68 $207,876.38
Disclosure

SEC source: 0001225208-21-013980 · doc4.xml · nonDerivative · entry 2

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,548,965

F1 · price: Price represents a weighted average of the purchase price. Shares were purchased at prices ranging from $0.672 to $0.683. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares purchased at each separate price.

F2 · balance_after: Mr. Morgan may be deemed to be the beneficial owner of 5,548,965 shares of Common Stock held by Ingalls & Snyder, LLC on his behalf.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 22:24 UTC PurchaseCommon Stock 42,035 $0.68 $28,499.73
Disclosure

SEC source: 0001225208-21-013980 · doc4.xml · nonDerivative · entry 1

MORGAN CHARLES D · CIK 0001179677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,241,000

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:16 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011237 · doc4.xml · derivative · entry 3

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock · 58,333 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:16 UTC
PISARIS JOHN BGeneral Counsel
Tax withholdingCommon Stock 18,871 $0.80 $15,189.27
Disclosure

SEC source: 0001225208-21-011237 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,772

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:16 UTC
PISARIS JOHN BGeneral Counsel
Exercise / conversionCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011237 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011236 · doc4.xml · derivative · entry 3

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,667

Underlying: Common Stock · 58,333 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:15 UTC Tax withholdingCommon Stock 23,132 $0.80 $18,618.95
Disclosure

SEC source: 0001225208-21-011236 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,120

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:15 UTC Exercise / conversionCommon Stock 58,333 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011236 · doc4.xml · nonDerivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:14 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionRestricted Stock Unit · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011235 · doc4.xml · derivative · entry 3

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 250,000 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:14 UTC
Howe Richard KDirector · Chairman & CEO
Tax withholdingCommon Stock 95,661 $0.80 $76,997.54
Disclosure

SEC source: 0001225208-21-011235 · doc4.xml · nonDerivative · entry 2

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,364,709

Read SEC document
August 03, 2021 Filed Aug 5, 2021 22:14 UTC
Howe Richard KDirector · Chairman & CEO
Exercise / conversionCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-011235 · doc4.xml · nonDerivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2021 Filed Feb 19, 2021 23:10 UTC
BARRETT DON WALKER IIIChief Operating Officer
SaleCommon Stock 25,000 $1.39 $34,750.00
Disclosure

SEC source: 0001225208-21-003219 · doc4.xml · nonDerivative · entry 4

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,425

Read SEC document
February 19, 2021 Filed Feb 19, 2021 23:10 UTC
BARRETT DON WALKER IIIChief Operating Officer
SaleCommon Stock 16,369 $1.48 $24,226.12
Disclosure

SEC source: 0001225208-21-003219 · doc4.xml · nonDerivative · entry 3

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,425

Read SEC document
February 19, 2021 Filed Feb 19, 2021 23:10 UTC
PISARIS JOHN BGeneral Counsel
SaleCommon Stock 20,000 $1.45 $29,000.00
Disclosure

SEC source: 0001225208-21-003218 · doc4.xml · nonDerivative · entry 4

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,310

Read SEC document
February 18, 2021 Filed Feb 19, 2021 23:10 UTC
BARRETT DON WALKER IIIChief Operating Officer
SaleCommon Stock 30,000 $1.38 $41,400.00
Disclosure

SEC source: 0001225208-21-003219 · doc4.xml · nonDerivative · entry 2

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 564,794

Read SEC document
February 18, 2021 Filed Feb 19, 2021 23:10 UTC
PISARIS JOHN BGeneral Counsel
SaleCommon Stock 40,000 $1.40 $56,000.00
Disclosure

SEC source: 0001225208-21-003218 · doc4.xml · nonDerivative · entry 3

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,310

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:10 UTC
BARRETT DON WALKER IIIChief Operating Officer
SaleCommon Stock 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0001225208-21-003219 · doc4.xml · nonDerivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,794

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:10 UTC
PISARIS JOHN BGeneral Counsel
SaleCommon Stock 39,100 $1.45 $56,695.00
Disclosure

SEC source: 0001225208-21-003218 · doc4.xml · nonDerivative · entry 2

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,310

Read SEC document
February 17, 2021 Filed Feb 19, 2021 23:10 UTC
PISARIS JOHN BGeneral Counsel
SaleCommon Stock 900 $1.46 $1,314.00
Disclosure

SEC source: 0001225208-21-003218 · doc4.xml · nonDerivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,410

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:24 UTC
PISARIS JOHN BGeneral Counsel
GrantRestricted Stock Unit · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001763 · doc4.xml · derivative · entry 1

PISARIS JOHN B · CIK 0001306764 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2022-08-03

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:24 UTC GrantRestricted Stock Unit · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001764 · doc4.xml · derivative · entry 1

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2022-08-03

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:24 UTC
Howe Richard KDirector · Chairman & CEO
GrantRestricted Stock Unit · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001762 · doc4.xml · derivative · entry 1

Howe Richard K · CIK 0001292118 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2022-08-03

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 22:24 UTC
BARRETT DON WALKER IIIChief Operating Officer
GrantRestricted Stock Unit · Derivative 175,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-001761 · doc4.xml · derivative · entry 1

BARRETT DON WALKER III · CIK 0001570410 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: Common Stock · 175,000 shares

Expires 2022-08-03

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

F2 · derivative.exercise_date: The restricted stock units become vested 33.33% on each of August 3, 2021, February 3, 2022 and August 3, 2022.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC Exercise / conversionRestricted Stock Unit · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-000338 · doc4.xml · derivative · entry 3

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's Common Stock.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:49 UTC Tax withholdingCommon Stock 59,674 $0.47 $27,778.25
Disclosure

SEC source: 0001225208-21-000338 · doc4.xml · nonDerivative · entry 2

RUIZ WALLACE D · CIK 0001220268 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,919

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.