Last 12 months
Inside the activity.
4 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 2 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 16, 2021 21:19 UTC |
PAXTON MICHAEL L10% owner
|
SaleCommon Stock | 7,500 | $26.80 | $201,000.00 |
DisclosureSEC source: 0001179110-21-003484 · edgar.xml · nonDerivative · entry 3 PAXTON MICHAEL L · CIK 0001231369 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,824,956 F4 · shares: Planned sale as reported on Form 144 on 3-12-2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $26.00 to $28.00, the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 21:19 UTC |
PAXTON MICHAEL L10% owner
|
OtherCommon Stock | 245,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003484 · edgar.xml · nonDerivative · entry 2 PAXTON MICHAEL L · CIK 0001231369 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,832,456 F1 · shares: Common Stock distributed out of a trust to the adult children of filer. F2 · price: Distribution only (no sale) of shares from a trust to an individual. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 21:19 UTC |
PAXTON MICHAEL L10% owner
|
SaleCommon Stock | 2,500 | $24.80 | $62,000.00 |
DisclosureSEC source: 0001179110-21-003484 · edgar.xml · nonDerivative · entry 1 PAXTON MICHAEL L · CIK 0001231369 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,077,456 F4 · shares: Planned sale as reported on Form 144 on 3-12-2021. Read SEC document |
| March 11, 2021 Filed Mar 11, 2021 22:58 UTC |
BOOTH DALEDirector
|
PurchaseCommon Stock | 4,800 | $23.50 | $112,800.00 |
DisclosureSEC source: 0001683168-21-000898 · ownership.xml · nonDerivative · entry 1 BOOTH DALE · CIK 0001145086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,050 Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 16:30 UTC |
LEVECCHIO ANTHONY JDirector
|
GrantCommon Stock | 5,000 | $18.55 | $92,750.00 |
DisclosureSEC source: 0001683168-21-000778 · ownership.xml · nonDerivative · entry 2 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 16:30 UTC |
LEVECCHIO ANTHONY JDirector
|
GrantCommon Stock | 5,000 | $21.00 | $105,000.00 |
DisclosureSEC source: 0001683168-21-000778 · ownership.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| February 01, 2021 Filed Apr 4, 2022 20:07 UTC |
HEAD T JOEChief Technology Officer
|
Exercise / conversionIncentive Stock Option · Derivative | 80,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001683168-22-002313 · ownership.xml · derivative · entry 4 HEAD T JOE · CIK 0001231361 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Common Stock · 80,000 shares Expires 2021-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Apr 4, 2022 20:07 UTC |
HEAD T JOEChief Technology Officer
|
GrantCommon Stock | 80,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-002313 · ownership.xml · nonDerivative · entry 2 HEAD T JOE · CIK 0001231361 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,089 F2 · security: Common Stock acquired as a result of an exercise of options. F2 · price: Common Stock acquired as a result of an exercise of options. Read SEC document |
| October 09, 2020 Filed Oct 21, 2020 22:20 UTC |
Puckett Julie Paxton10% owner
|
Disposition to issuerCommon Stock | 265,448 | $8.00 | $2,123,584.00 |
DisclosureSEC source: 0001179110-20-010642 · edgar.xml · nonDerivative · entry 1 Puckett Julie Paxton · CIK 0001487017 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,448 F1 · shares: Common stock sold under an effective registration statement. Read SEC document |
| October 09, 2020 Filed Oct 21, 2020 21:44 UTC |
Paxton Mark Alan10% owner
|
Disposition to issuerCommon Stock | 219,469 | $8.00 | $1,755,752.00 |
DisclosureSEC source: 0001179110-20-010637 · edgar.xml · nonDerivative · entry 1 Paxton Mark Alan · CIK 0001487018 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,469 F1 · shares: Common stock sold under an effective registration statement. Read SEC document |
| October 09, 2020 Filed Feb 26, 2021 22:09 UTC Amendment |
Paxton Mark Alan10% owner
|
Disposition to issuerCommon Stock | 219,469 | $8.00 | $1,755,752.00 |
DisclosureSEC source: 0001179110-21-002355 · edgar.xml · nonDerivative · entry 1 Paxton Mark Alan · CIK 0001487018 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407,033 F1 · shares: Common stock sold under an effective registration statement. F2 · balance_after: Reporting Owner no longer 10% owner. Read SEC document |
| October 09, 2020 Filed Feb 26, 2021 22:08 UTC Amendment |
Puckett Julie Paxton10% owner
|
Disposition to issuerCommon Stock | 265,448 | $8.00 | $2,123,584.00 |
DisclosureSEC source: 0001179110-21-002354 · edgar.xml · nonDerivative · entry 1 Puckett Julie Paxton · CIK 0001487017 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701,802 F1 · shares: Common stock sold under an effective registration statement. F2 · balance_after: Reporting Owner no longer 10% owner. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 22:22 UTC |
LEVECCHIO ANTHONY JDirector
|
GrantCommon Stock | 10,000 | $8.00 | $80,000.00 |
DisclosureSEC source: 0001179110-20-010378 · edgar.xml · nonDerivative · entry 1 LEVECCHIO ANTHONY J · CIK 0001262684 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Common stock purchased under an effective registration statement. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 22:20 UTC |
PAXTON MICHAEL LDirector · Vice President & CFO · 10% owner
|
Disposition to issuerCommon Stock | 324,432 | $8.00 | $2,595,456.00 |
DisclosureSEC source: 0001179110-20-010377 · edgar.xml · nonDerivative · entry 1 PAXTON MICHAEL L · CIK 0001231369 · Director · Vice President & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079,956 F1 · shares: Common stock sold under an effective registration statement. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 22:20 UTC |
HEAD T JOEDirector · Vice President, Vice Chairman
|
Disposition to issuerCommon Stock | 100,000 | $8.00 | $800,000.00 |
DisclosureSEC source: 0001179110-20-010376 · edgar.xml · nonDerivative · entry 1 HEAD T JOE · CIK 0001231361 · Director · Vice President, Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 929,115 F1 · shares: Common stock sold under an effective registration statement. Read SEC document |
| August 06, 2020 Filed Aug 11, 2020 22:42 UTC |
GERO JAMESDirector
|
ConversionPreferred Stock · Derivative | 182,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008912 · edgar.xml · derivative · entry 2 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Preferred Stock · 182,942 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$5.00. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. F1 · price: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$5.00. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. F1 · derivative.exercise_date: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$5.00. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. F1 · derivative.expiration_date: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$5.00. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. Read SEC document |
| August 06, 2020 Filed Aug 11, 2020 22:42 UTC |
GERO JAMESDirector
|
Exercise / conversionCommon Stock | 182,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008912 · edgar.xml · nonDerivative · entry 1 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$5.00. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. F1 · price: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$5.00. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. Read SEC document |
| August 06, 2020 Filed Aug 11, 2020 22:40 UTC |
PAXTON MICHAEL LDirector · Vice President & CFO · 10% owner
|
ConversionPreferred Stock · Derivative | 168,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008911 · edgar.xml · derivative · entry 2 PAXTON MICHAEL L · CIK 0001231369 · Director · Vice President & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Preferred Stock · 168,808 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$2.50. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. F1 · price: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$2.50. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. F1 · derivative.exercise_date: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$2.50. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. F1 · derivative.expiration_date: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$2.50. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. Read SEC document |
| August 06, 2020 Filed Aug 11, 2020 22:40 UTC |
PAXTON MICHAEL LDirector · Vice President & CFO · 10% owner
|
Exercise / conversionCommon Stock | 168,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008911 · edgar.xml · nonDerivative · entry 1 PAXTON MICHAEL L · CIK 0001231369 · Director · Vice President & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$2.50. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. F1 · price: Common shares acquired as a result of conversion of preferred shares to common. The price of the preferred shares ranged from $2.18-$2.50. There was no expiration date on the preferred and exercisable at any time. There was no additional expense related to the conversion of the preferred stock into shares of common stock. Read SEC document |
| May 22, 2020 Filed May 22, 2020 20:59 UTC |
GERO JAMESDirector
|
GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 8,000 | $4.30 Strike: $4.30 | $34,400.00 |
DisclosureSEC source: 0001179110-20-006501 · edgar.xml · derivative · entry 1 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-05-22 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| May 22, 2020 Filed May 22, 2020 20:57 UTC |
BOOTH DALEDirector
|
GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 8,000 | $4.30 Strike: $4.30 | $34,400.00 |
DisclosureSEC source: 0001179110-20-006499 · edgar.xml · derivative · entry 1 BOOTH DALE · CIK 0001145086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-05-22 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| May 22, 2020 Filed May 22, 2020 20:58 UTC |
JOHNSTON DONALDDirector
|
GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 8,000 | $4.30 Strike: $4.30 | $34,400.00 |
DisclosureSEC source: 0001179110-20-006500 · edgar.xml · derivative · entry 1 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2030-05-22 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| May 19, 2020 Filed May 19, 2020 21:01 UTC |
GERO JAMESDirector
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001179110-20-006322 · edgar.xml · derivative · entry 2 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on May 20, 2011. Read SEC document |
| May 19, 2020 Filed May 19, 2020 21:01 UTC |
GERO JAMESDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.83 | $4,150.00 |
DisclosureSEC source: 0001179110-20-006322 · edgar.xml · nonDerivative · entry 1 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that is due to expire on May 20, 2020. Read SEC document |
| May 19, 2020 Filed May 19, 2020 21:01 UTC |
JOHNSTON DONALDDirector
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001179110-20-006321 · edgar.xml · derivative · entry 2 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2020-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on May 20, 2011. Read SEC document |
| May 19, 2020 Filed May 19, 2020 21:01 UTC |
JOHNSTON DONALDDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.83 | $4,150.00 |
DisclosureSEC source: 0001179110-20-006321 · edgar.xml · nonDerivative · entry 1 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that is due to expire on May 20, 2020. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:29 UTC |
HEAD T JOEDirector · Vice President, Vice Chairman
|
Exercise / conversionIncentive Stock Option · Derivative | 100,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001179110-20-001261 · edgar.xml · derivative · entry 2 HEAD T JOE · CIK 0001231361 · Director · Vice President, Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2020-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on February 4, 2011. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:29 UTC |
HEAD T JOEDirector · Vice President, Vice Chairman
|
Exercise / conversionCommon Stock | 100,000 | $0.40 | $40,000.00 |
DisclosureSEC source: 0001179110-20-001261 · edgar.xml · nonDerivative · entry 1 HEAD T JOE · CIK 0001231361 · Director · Vice President, Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that was due to expire on February 4, 2020. Read SEC document |
| May 16, 2019 Filed May 16, 2019 21:12 UTC |
BOOTH DALEDirector
|
GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 8,000 | $4.25 Strike: $4.25 | $34,000.00 |
DisclosureSEC source: 0001179110-19-006187 · edgar.xml · derivative · entry 1 BOOTH DALE · CIK 0001145086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2029-05-16 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| May 16, 2019 Filed May 16, 2019 21:11 UTC |
GERO JAMESDirector
|
GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 8,000 | $4.25 Strike: $4.25 | $34,000.00 |
DisclosureSEC source: 0001179110-19-006186 · edgar.xml · derivative · entry 1 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2029-05-16 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| May 16, 2019 Filed May 16, 2019 21:11 UTC |
JOHNSTON DONALDDirector
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $0.41 Strike: $0.41 | $2,050.00 |
DisclosureSEC source: 0001179110-19-006185 · edgar.xml · derivative · entry 3 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2019-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in 3 equal installments beginning on May 21 2010. Read SEC document |
| May 16, 2019 Filed May 16, 2019 21:11 UTC |
JOHNSTON DONALDDirector
|
GrantNon-Qualified Stock Option · Derivative | 8,000 | $4.25 Strike: $4.25 | $34,000.00 |
DisclosureSEC source: 0001179110-19-006185 · edgar.xml · derivative · entry 2 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2029-05-16 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| May 16, 2019 Filed May 16, 2019 21:11 UTC |
JOHNSTON DONALDDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.41 | $2,050.00 |
DisclosureSEC source: 0001179110-19-006185 · edgar.xml · nonDerivative · entry 1 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Common shares acquired as a result of an option exercise that is due to expire on May 21, 2019. Read SEC document |
| April 25, 2019 Filed Apr 25, 2019 20:34 UTC |
GERO JAMESDirector
|
Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001179110-19-005176 · edgar.xml · derivative · entry 2 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on May 21, 2010. Read SEC document |
| April 25, 2019 Filed Apr 25, 2019 20:34 UTC |
GERO JAMESDirector
|
Exercise / conversionCommon Stock | 5,000 | $0.41 | $2,050.00 |
DisclosureSEC source: 0001179110-19-005176 · edgar.xml · nonDerivative · entry 1 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that is due to expire on May 21, 2019. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 21:28 UTC |
PAXTON MICHAEL LVice President & CFO · 10% owner
|
Exercise / conversionIncentive Stock Option · Derivative | 25,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001179110-19-001328 · edgar.xml · derivative · entry 2 PAXTON MICHAEL L · CIK 0001231369 · Vice President & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on February 6, 2015. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 21:28 UTC |
PAXTON MICHAEL LVice President & CFO · 10% owner
|
Exercise / conversionCommon Stock | 25,000 | $1.98 | $49,500.00 |
DisclosureSEC source: 0001179110-19-001328 · edgar.xml · nonDerivative · entry 1 PAXTON MICHAEL L · CIK 0001231369 · Vice President & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that was due to expire on February 6, 2019. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 21:27 UTC |
PAXTON G WARDDirector · Chairman President & CEO
|
Exercise / conversionIncentive Stock Option · Derivative | 50,000 | $0.00 Strike: $1.98 | $0.00 |
DisclosureSEC source: 0001179110-19-001326 · edgar.xml · derivative · entry 2 PAXTON G WARD · CIK 0001241228 · Director · Chairman President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on February 6, 2015. Read SEC document |
| February 05, 2019 Filed Feb 5, 2019 21:27 UTC |
PAXTON G WARDDirector · Chairman President & CEO
|
Exercise / conversionCommon Stock | 50,000 | $1.98 | $99,000.00 |
DisclosureSEC source: 0001179110-19-001326 · edgar.xml · nonDerivative · entry 1 PAXTON G WARD · CIK 0001241228 · Director · Chairman President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that was due to expire on February 6, 2019. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:01 UTC |
HEAD T JOEDirector · Vice President, Vice Chairman
|
Exercise / conversionIncentive Stock Option · Derivative | 100,000 | $0.00 Strike: $0.28 | $0.00 |
DisclosureSEC source: 0001179110-19-001220 · edgar.xml · derivative · entry 2 HEAD T JOE · CIK 0001231361 · Director · Vice President, Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on February 4, 2010. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:01 UTC |
HEAD T JOEDirector · Vice President, Vice Chairman
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Exercise / conversionCommon Stock | 100,000 | $0.28 | $28,000.00 |
DisclosureSEC source: 0001179110-19-001220 · edgar.xml · nonDerivative · entry 1 HEAD T JOE · CIK 0001231361 · Director · Vice President, Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,029,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that was due to expire on February 4, 2019. Read SEC document |
| May 17, 2018 Filed May 17, 2018 20:41 UTC |
JOHNSTON DONALDDirector
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GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 8,000 | $1.15 Strike: $1.15 | $9,200.00 |
DisclosureSEC source: 0001179110-18-007039 · edgar.xml · derivative · entry 1 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| May 17, 2018 Filed May 17, 2018 20:40 UTC |
GERO JAMESDirector
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GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 8,000 | $1.15 Strike: $1.15 | $9,200.00 |
DisclosureSEC source: 0001179110-18-007038 · edgar.xml · derivative · entry 1 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| May 17, 2018 Filed May 17, 2018 20:39 UTC |
BOOTH DALEDirector
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GrantNon-Qualified Stock Option (Right To Buy) · Derivative | 8,000 | $1.15 Strike: $1.15 | $9,200.00 |
DisclosureSEC source: 0001179110-18-007037 · edgar.xml · derivative · entry 1 BOOTH DALE · CIK 0001145086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 8,000 shares Expires 2028-05-17 F1 · derivative.exercise_date: The option vests equally over a three year period beginning one year from the date of grant. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:58 UTC |
JOHNSTON DONALDDirector
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Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001179110-18-005377 · edgar.xml · derivative · entry 2 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on May 30, 2009. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:58 UTC |
JOHNSTON DONALDDirector
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Exercise / conversionCommon Stock | 5,000 | $0.20 | $1,000.00 |
DisclosureSEC source: 0001179110-18-005377 · edgar.xml · nonDerivative · entry 1 JOHNSTON DONALD · CIK 0001231362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that is due to expire on May 29, 2018. Read SEC document |
| February 13, 2018 Filed Feb 13, 2018 21:34 UTC |
GERO JAMESDirector
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Exercise / conversionNon-Qualified Stock Option · Derivative | 5,000 | $0.00 Strike: $0.20 | $0.00 |
DisclosureSEC source: 0001179110-18-002007 · edgar.xml · derivative · entry 2 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on May 30, 2009. Read SEC document |
| February 13, 2018 Filed Feb 13, 2018 21:34 UTC |
GERO JAMESDirector
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Exercise / conversionCommon Stock | 5,000 | $0.20 | $1,000.00 |
DisclosureSEC source: 0001179110-18-002007 · edgar.xml · nonDerivative · entry 1 GERO JAMES · CIK 0001213182 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that is due to expire on May 29, 2018. Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 21:17 UTC |
PAXTON MICHAEL LVice President & CFO · 10% owner
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Exercise / conversionIncentive Stock Option · Derivative | 25,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001179110-18-001714 · edgar.xml · derivative · entry 2 PAXTON MICHAEL L · CIK 0001231369 · Vice President & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in 3 equal annual installments beginning on February 8, 2014. Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 21:17 UTC |
PAXTON MICHAEL LVice President & CFO · 10% owner
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Exercise / conversionCommon Stock | 25,000 | $0.53 | $13,250.00 |
DisclosureSEC source: 0001179110-18-001714 · edgar.xml · nonDerivative · entry 1 PAXTON MICHAEL L · CIK 0001231369 · Vice President & CFO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,377,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Common shares acquired as a result of an option exercise that was due to expire on February 7, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.