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Nasdaq · USD

INTU

INTUIT INC.

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Tapewire entity
2373
SEC CIK
0000896878
Parsed reports
1,182

Last 12 months

Inside the activity.

2 purchase rows · 118 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 20250103
Jan 202604
Feb 202600
Mar 202603
Apr 202600
May 202620
Jun 202605
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 21, 2022 Filed Jan 25, 2022 01:03 UTC GrantRestricted Stock Unit · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001507 · form4.xml · derivative · entry 1

Mawakana Tekedra · CIK 0001828813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires 2027-01-21

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 01:03 UTC
Liu DeborahDirector
GrantRestricted Stock Unit · Derivative 50 $528.55 $26,427.50
Disclosure

SEC source: 0001062993-22-001506 · form4.xml · derivative · entry 2

Liu Deborah · CIK 0001712627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 50 shares

Expires 2032-01-21

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 01:03 UTC
Liu DeborahDirector
GrantRestricted Stock Unit · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001506 · form4.xml · derivative · entry 1

Liu Deborah · CIK 0001712627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires 2032-01-21

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 01:02 UTC
Burton Eve BDirector
GrantRestricted Stock Unit · Derivative 56 $528.55 $29,598.80
Disclosure

SEC source: 0001062993-22-001505 · form4.xml · derivative · entry 2

Burton Eve B · CIK 0001587289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56

Underlying: Common Stock · 56 shares

Expires 2029-01-21

F1 · derivative.exercise_price: 1-for-1

F4 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 01:02 UTC
Burton Eve BDirector
GrantRestricted Stock Unit · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001505 · form4.xml · derivative · entry 1

Burton Eve B · CIK 0001587289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires 2029-01-21

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 00:56 UTC
Vazquez RaulDirector
GrantRestricted Stock Unit · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001499 · form4.xml · derivative · entry 3

Vazquez Raul · CIK 0001578544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires 2027-01-21

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 00:54 UTC
WEINER JEFFDirector
GrantRestricted Stock Unit · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001498 · form4.xml · derivative · entry 5

WEINER JEFF · CIK 0001234665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires 2027-01-21

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 00:53 UTC GrantRestricted Stock Unit · Derivative 58 $528.55 $30,655.90
Disclosure

SEC source: 0001062993-22-001497 · form4.xml · derivative · entry 9

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58

Underlying: Common Stock · 58 shares

Expires 2027-01-21

F1 · derivative.exercise_price: 1-for-1

F5 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 00:53 UTC GrantRestricted Stock Unit · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001497 · form4.xml · derivative · entry 8

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires 2027-01-21

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 00:52 UTC GrantRestricted Stock Unit · Derivative 663 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001495 · form4.xml · derivative · entry 3

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663

Underlying: Common Stock · 663 shares

Expires 2027-01-21

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 21, 2022 Filed Jan 25, 2022 00:53 UTC GrantRestricted Stock Unit · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001496 · form4.xml · derivative · entry 3

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492

Underlying: Common Stock · 492 shares

Expires 2027-01-21

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:56 UTC
Vazquez RaulDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001499 · form4.xml · derivative · entry 2

Vazquez Raul · CIK 0001578544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,220 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:56 UTC
Vazquez RaulDirector
Exercise / conversionCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001499 · form4.xml · nonDerivative · entry 1

Vazquez Raul · CIK 0001578544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:54 UTC
WEINER JEFFDirector
Exercise / conversionRestricted Stock Unit · Derivative 725 $117.10 $84,897.50
Disclosure

SEC source: 0001062993-22-001498 · form4.xml · derivative · entry 4

WEINER JEFF · CIK 0001234665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 725 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F4 · derivative.exercise_date: 25% of these Restricted Stock Units vested on each of 1/31/2017, 4/30/2017, 7/31/2017, and 10/31/2017 and were subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:54 UTC
WEINER JEFFDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001498 · form4.xml · derivative · entry 3

WEINER JEFF · CIK 0001234665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,220 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:54 UTC
WEINER JEFFDirector
Exercise / conversionCommon Stock 725 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001498 · form4.xml · nonDerivative · entry 2

WEINER JEFF · CIK 0001234665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:54 UTC
WEINER JEFFDirector
Exercise / conversionCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001498 · form4.xml · nonDerivative · entry 1

WEINER JEFF · CIK 0001234665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 918 $117.10 $107,497.80
Disclosure

SEC source: 0001062993-22-001497 · form4.xml · derivative · entry 7

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 918 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · price: Fair Market Value of Intuit Inc. Common Stock on date of grant; award pursuant to reporting person's election to receive payment of director's fees in the form of restricted stock units.

F4 · derivative.exercise_date: 25% of these Restricted Stock Units vested on each of 1/31/2017, 4/30/2017, 7/31/2017, and 10/31/2017 and were subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001497 · form4.xml · derivative · entry 6

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,220 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:53 UTC Exercise / conversionCommon Stock 918 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001497 · form4.xml · nonDerivative · entry 2

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:53 UTC Exercise / conversionCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001497 · form4.xml · nonDerivative · entry 1

DALZELL RICHARD L · CIK 0001184753 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:52 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001495 · form4.xml · derivative · entry 2

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,220 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:52 UTC Exercise / conversionCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001495 · form4.xml · nonDerivative · entry 1

NORA JOHNSON SUZANNE M · CIK 0001310264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:53 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001496 · form4.xml · derivative · entry 2

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,220 shares

Expires 2022-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Represents vesting date for these Restricted Stock Units, subject to deferred release.

F3 · derivative.expiration_date: Represents release date for these Restricted Stock Units. Restricted Stock Units do not expire; they either vest or are canceled prior to vest date.

Read SEC document
January 20, 2022 Filed Jan 25, 2022 00:53 UTC Exercise / conversionCommon Stock 2,220 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001496 · form4.xml · nonDerivative · entry 1

POWELL DENNIS D · CIK 0001231878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 3,653 $611.19 $2,232,688.03
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 9

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,439

F9 · price: This transaction was executed in multiple trades ranging from $611.12 to $611.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 2,554 $610.09 $1,558,180.08
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 8

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,092

F8 · price: This transaction was executed in multiple trades ranging from $609.92 to $610.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 400 $608.67 $243,468.00
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 7

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,646

F7 · price: This transaction was executed in multiple trades ranging from $608.45 to $609.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 1,800 $607.57 $1,093,618.80
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 6

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,046

F6 · price: This transaction was executed in multiple trades ranging from $607.19 to $608.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 900 $606.73 $546,059.70
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 5

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,846

F5 · price: This transaction was executed in multiple trades ranging from $606.17 to $607.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 1,600 $605.20 $968,313.60
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 4

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,746

F4 · price: This transaction was executed in multiple trades ranging from $605 to $605.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 750 $604.03 $453,024.00
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 3

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,346

F3 · price: This transaction was executed in multiple trades ranging from $603.92 to $604.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 2,993 $603.36 $1,805,868.45
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 2

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,096

F2 · price: This transaction was executed in multiple trades ranging from $602.86 to $603.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 20:34 UTC
FENNELL LAURA AEVP, People and Places
SaleCommon Stock 350 $602.45 $210,856.45
Disclosure

SEC source: 0001062993-22-000726 · form4.xml · nonDerivative · entry 1

FENNELL LAURA A · CIK 0001286631 · EVP, People and Places

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,089

F1 · price: This transaction was executed in multiple trades ranging from $601.78 to $602.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 04, 2022 Filed Jan 4, 2022 23:06 UTC SaleCommon Stock 479 $631.47 $302,474.13
Disclosure

SEC source: 0001062993-22-000373 · form4.xml · nonDerivative · entry 5

Chriss James Alexander · CIK 0001762736 · EVP, SBSEG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in June 2021.

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January 03, 2022 Filed Jan 4, 2022 23:07 UTC SaleCommon Stock 620 $640.03 $396,818.60
Disclosure

SEC source: 0001062993-22-000374 · form4.xml · nonDerivative · entry 5

Clatterbuck Michelle M · CIK 0001730247 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

F1 · kind: Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in September 2021.

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December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 309 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · derivative · entry 13

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

Underlying: Common Stock · 309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and release date for these Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

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December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 444 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · derivative · entry 12

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,664

Underlying: Common Stock · 444 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F8 · derivative.exercise_date: Represents vesting and release date for these Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

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December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 35 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · derivative · entry 11

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

Underlying: Common Stock · 35 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and release date for this portion of Restricted Stock Units to accommodate tax withholding obligations in connection with vesting and deferred release of certain Restricted Stock Units granted on 7/29/2021.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

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December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Unit · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · derivative · entry 10

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F7 · derivative.exercise_date: Represents vesting and release date for this portion of Restricted Stock Units to accommodate tax withholding obligations in connection with vesting and deferred release of certain Restricted Stock Units granted on 7/29/2021.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 804 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · derivative · entry 9

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,285

Underlying: Common Stock · 804 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F5 · shares: Represents 768 vested Restricted Stock Units which were subject to a one year deferred release and 36 vested Restricted Stock Units for which release was accelerated to accommodate tax withholding obligations in connection with Restricted Stock Units which vested on 12/31/2021 but are subject to deferred release.

F6 · derivative.exercise_date: Represents release date for 768 Restricted Stock Units and vesting and release date for 36 Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

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December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,281 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · derivative · entry 8

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,456

Underlying: Common Stock · 1,281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F2 · shares: Represents 1,223 vested Restricted Stock Units which were subject to a one year deferred release and 58 vested Restricted Stock Units for which release was accelerated to accommodate tax withholding obligations in connection with Restricted Stock Units which vested on 12/31/2021 but are subject to deferred release.

F3 · derivative.exercise_date: Represents release date for 1,223 Restricted Stock Units and vesting and release date for 58 Restricted Stock Units.

F4 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

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December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Tax withholdingCommon Stock 1,461 $650.00 $949,650.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · nonDerivative · entry 7

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,549

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 309 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · nonDerivative · entry 6

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 444 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · nonDerivative · entry 5

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 35 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · nonDerivative · entry 4

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 16 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · nonDerivative · entry 3

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 804 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · nonDerivative · entry 2

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:05 UTC
SMITH BRAD DDirector · Executive Chairman
Exercise / conversionCommon Stock 1,281 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000460 · form4.xml · nonDerivative · entry 1

SMITH BRAD D · CIK 0001284323 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2021 Filed Jan 5, 2022 02:05 UTC
Goodarzi Sasan KDirector · CEO, President and Director
Exercise / conversionRestricted Stock Unit · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-000459 · form4.xml · derivative · entry 7

Goodarzi Sasan K · CIK 0001412321 · Director · CEO, President and Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,366

Underlying: Common Stock · 44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

F6 · derivative.exercise_date: Represents vesting and release date for this portion of Restricted Stock Units to accommodate tax withholding obligations in connection with vesting and deferred release of certain Restricted Stock Units granted on 7/30/2020.

F3 · derivative.expiration_date: Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.