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NYSE · USD

INSP

Inspire Medical Systems, Inc.

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1186
SEC CIK
0001609550
Parsed reports
589

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2022 Filed Jan 31, 2022 21:20 UTC
Phillips Bryan KSee Remarks
Tax withholdingCommon Stock 205 $208.00 $42,640.00
Disclosure

SEC source: 0001104659-22-009574 · tm224900-1_4seq1.xml · nonDerivative · entry 1

Phillips Bryan K · CIK 0001412895 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070

F1 · shares: Reflects shares of common stock that were withheld by the Issuer to satisfy taxes incident to vesting of a restricted stock unit award.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:23 UTC
Herbert Timothy P.Director · CEO and President
Exercise / conversionStock Option (Right to Buy) · Derivative 37,993 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001104659-22-009590 · tm224900-2_4seq1.xml · derivative · entry 6

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,698

Underlying: Common Stock · 37,993 shares

Expires 2024-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 21:23 UTC
Herbert Timothy P.Director · CEO and President
Exercise / conversionCommon Stock 37,993 $2.07 $78,645.51
Disclosure

SEC source: 0001104659-22-009590 · tm224900-2_4seq1.xml · nonDerivative · entry 1

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2022 Filed Mar 13, 2023 20:51 UTC
Herbert Timothy P.Director · CEO and President
GiftCommon Stock 15,084 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031810 · tm239130-3_4seq1.xml · nonDerivative · entry 16

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 107,740

F8 · ownership.nature: Securities held by the Timothy P. Herbert 2018 Family Continuation Trust c/u the Timothy P. Herbert 2018 Grantor Retained Annuity Trust.

Read SEC document
January 27, 2022 Filed Mar 13, 2023 20:51 UTC
Herbert Timothy P.Director · CEO and President
GiftCommon Stock 14,892 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031810 · tm239130-3_4seq1.xml · nonDerivative · entry 15

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 49,742

F3 · ownership.nature: Securities held by the Margaret C. Herbert 2018 Family Irrevocable GST Trust.

Read SEC document
January 27, 2022 Filed Mar 13, 2023 20:51 UTC
Herbert Timothy P.Director · CEO and President
GiftCommon Stock 29,976 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031810 · tm239130-3_4seq1.xml · nonDerivative · entry 14

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,563

Read SEC document
January 24, 2022 Filed Jan 27, 2022 01:52 UTC
Herbert Timothy P.Director · CEO and President
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001104659-22-007937 · tm224511-1_4seq1.xml · derivative · entry 8

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,691

Underlying: Common Stock · 25,000 shares

Expires 2024-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 01:52 UTC
Herbert Timothy P.Director · CEO and President
Exercise / conversionStock Option (Right to Buy) · Derivative 12,062 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001104659-22-007937 · tm224511-1_4seq1.xml · derivative · entry 7

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,062 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 01:52 UTC
Herbert Timothy P.Director · CEO and President
Exercise / conversionCommon Stock 25,000 $2.07 $51,750.00
Disclosure

SEC source: 0001104659-22-007937 · tm224511-1_4seq1.xml · nonDerivative · entry 3

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2022 Filed Jan 27, 2022 01:52 UTC
Herbert Timothy P.Director · CEO and President
Exercise / conversionCommon Stock 12,062 $0.94 $11,338.28
Disclosure

SEC source: 0001104659-22-007937 · tm224511-1_4seq1.xml · nonDerivative · entry 2

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2022 Filed Mar 13, 2023 20:51 UTC
Herbert Timothy P.Director · CEO and President
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031810 · tm239130-3_4seq1.xml · nonDerivative · entry 13

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By family trust

Disclosed balance after: 34,850

F3 · ownership.nature: Securities held by the Margaret C. Herbert 2018 Family Irrevocable GST Trust.

Read SEC document
January 24, 2022 Filed Mar 13, 2023 20:51 UTC
Herbert Timothy P.Director · CEO and President
GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031810 · tm239130-3_4seq1.xml · nonDerivative · entry 12

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,539

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:16 UTC GrantCommon Stock 60 $227.56 $13,653.60
Disclosure

SEC source: 0001104659-22-003601 · tm222681-3_4seq1.xml · nonDerivative · entry 1

Melenikiotou Georgia · CIK 0001817552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:18 UTC GrantCommon Stock 57 $227.56 $12,970.92
Disclosure

SEC source: 0001104659-22-003605 · tm222681-5_4seq1.xml · nonDerivative · entry 1

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:16 UTC GrantCommon Stock 65 $227.56 $14,791.40
Disclosure

SEC source: 0001104659-22-003600 · tm222681-2_4seq1.xml · nonDerivative · entry 1

Ellis Gary Lee · CIK 0001290170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,975

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:17 UTC GrantCommon Stock 101 $227.56 $22,983.56
Disclosure

SEC source: 0001104659-22-003603 · tm222681-4_4seq1.xml · nonDerivative · entry 1

NELSON MARILYN C · CIK 0001199894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:15 UTC GrantCommon Stock 65 $227.56 $14,791.40
Disclosure

SEC source: 0001104659-22-003597 · tm222681-1_4seq1.xml · nonDerivative · entry 1

Tansey Casey M · CIK 0001474322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,274

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 21:15 UTC
Ban RandyChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,532 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001104659-22-001912 · tm221891-1_4seq1.xml · derivative · entry 10

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,532 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 21:15 UTC
Ban RandyChief Commercial Officer
SaleCommon Stock 3,532 $244.67 $864,174.44
Disclosure

SEC source: 0001104659-22-001912 · tm221891-1_4seq1.xml · nonDerivative · entry 5

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 5, 2021.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 21:15 UTC
Ban RandyChief Commercial Officer
Exercise / conversionCommon Stock 3,532 $2.07 $7,311.24
Disclosure

SEC source: 0001104659-22-001912 · tm221891-1_4seq1.xml · nonDerivative · entry 4

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:15 UTC
Ban RandyChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,740 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001104659-22-001912 · tm221891-1_4seq1.xml · derivative · entry 9

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,533

Underlying: Common Stock · 1,740 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:15 UTC
Ban RandyChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,035 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001104659-22-001912 · tm221891-1_4seq1.xml · derivative · entry 8

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,532

Underlying: Common Stock · 5,035 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:15 UTC
Ban RandyChief Commercial Officer
SaleCommon Stock 6,775 $240.00 $1,626,000.00
Disclosure

SEC source: 0001104659-22-001912 · tm221891-1_4seq1.xml · nonDerivative · entry 3

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 5, 2021.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:15 UTC
Ban RandyChief Commercial Officer
Exercise / conversionCommon Stock 1,740 $0.94 $1,635.60
Disclosure

SEC source: 0001104659-22-001912 · tm221891-1_4seq1.xml · nonDerivative · entry 2

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 21:15 UTC
Ban RandyChief Commercial Officer
Exercise / conversionCommon Stock 5,035 $2.07 $10,422.45
Disclosure

SEC source: 0001104659-22-001912 · tm221891-1_4seq1.xml · nonDerivative · entry 1

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 18 additional shares acquired under the Inspire Medical Systems, Inc. 2018 Employee Stock Purchase Plan since the Reporting Person's ownership report filed on December 28, 2021.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 772 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · derivative · entry 12

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,273

Underlying: Common Stock · 772 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 646 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · derivative · entry 11

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,567

Underlying: Common Stock · 646 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
SaleCommon Stock 1,418 $240.00 $340,320.00
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · nonDerivative · entry 6

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 5, 2021.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
Exercise / conversionCommon Stock 772 $0.94 $725.68
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · nonDerivative · entry 5

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
Exercise / conversionCommon Stock 646 $2.07 $1,337.22
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · nonDerivative · entry 4

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,488 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · derivative · entry 10

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,045

Underlying: Common Stock · 5,488 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

F4 · derivative.expiration_date: This option grant was previously reported as having an expiration date of December 31, 2026, which has been revised herein.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,854 $0.00 Strike: $2.07 $0.00
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · derivative · entry 9

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

Underlying: Common Stock · 2,854 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
SaleCommon Stock 8,342 $240.00 $2,002,080.00
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · nonDerivative · entry 3

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan dated November 5, 2021.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
Exercise / conversionCommon Stock 5,488 $0.94 $5,158.72
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · nonDerivative · entry 2

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:32 UTC
Ban RandyChief Commercial Officer
Exercise / conversionCommon Stock 2,854 $2.07 $5,907.78
Disclosure

SEC source: 0001104659-21-153990 · tm2136468-1_4seq1.xml · nonDerivative · entry 1

Ban Randy · CIK 0001737127 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 19 additional shares acquired under the Inspire Medical Systems, Inc. 2018 Employee Stock Purchase Plan since the Reporting Person's ownership report filed on January 6, 2021.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:15 UTC SaleCommon Stock 25,106 $215.00 $5,397,790.00
Disclosure

SEC source: 0001104659-21-148163 · tm2134992-1_4seq1.xml · nonDerivative · entry 1

NELSON MARILYN C · CIK 0001199894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 101,130

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · ownership.nature: Shares held by GDN Holdings, LLC, of which the Reporting Person is the managing member.

Read SEC document
November 20, 2021 Filed Mar 13, 2023 20:51 UTC
Herbert Timothy P.Director · CEO and President
GiftCommon Stock 8,420 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031810 · tm239130-3_4seq1.xml · nonDerivative · entry 11

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,539

Read SEC document
November 20, 2021 Filed Mar 13, 2023 20:51 UTC
Herbert Timothy P.Director · CEO and President
GiftCommon Stock 8,420 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-031810 · tm239130-3_4seq1.xml · nonDerivative · entry 10

Herbert Timothy P. · CIK 0001737136 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 1,229

F7 · ownership.nature: Securities held by the Timothy P. Herbert 2020 Grantor Retained Annuity Trust.

Read SEC document
November 06, 2021 Filed Jan 12, 2021 21:16 UTC GiftCommon Stock 11,781 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-003447 · a4.xml · nonDerivative · entry 1

NELSON MARILYN C · CIK 0001199894 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 126,236

F1 · ownership.nature: Shares held by GDN Holdings, LLC, of which the Reporting Person is the managing member.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:11 UTC
Jandrich StevenVP, Human Resources
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001104659-21-127570 · tm2130515-1_4seq.xml · derivative · entry 4

Jandrich Steven · CIK 0001737203 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,075

Underlying: Common Stock · 2,000 shares

Expires 2027-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is fully vested and exercisable

Read SEC document
October 15, 2021 Filed Oct 19, 2021 20:11 UTC
Jandrich StevenVP, Human Resources
Exercise / conversionCommon Stock 2,000 $0.94 $1,880.00
Disclosure

SEC source: 0001104659-21-127570 · tm2130515-1_4seq.xml · nonDerivative · entry 1

Jandrich Steven · CIK 0001737203 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 20:49 UTC GrantCommon Stock 59 $231.04 $13,631.36
Disclosure

SEC source: 0001104659-21-125835 · tm2129887-4_4seq1.xml · nonDerivative · entry 1

Melenikiotou Georgia · CIK 0001817552 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 20:50 UTC GrantCommon Stock 56 $231.04 $12,938.24
Disclosure

SEC source: 0001104659-21-125836 · tm2129887-5_4seq1.xml · nonDerivative · entry 1

Broader Shelley G. · CIK 0001426843 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy.

Read SEC document
October 08, 2021 Filed Oct 13, 2021 20:48 UTC GrantCommon Stock 64 $231.04 $14,786.56
Disclosure

SEC source: 0001104659-21-125834 · tm2129887-3_4seq1.xml · nonDerivative · entry 1

Ellis Gary Lee · CIK 0001290170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy.

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October 08, 2021 Filed Oct 13, 2021 20:46 UTC GrantCommon Stock 100 $231.04 $23,104.00
Disclosure

SEC source: 0001104659-21-125829 · tm2129887-1_4seq1.xml · nonDerivative · entry 1

NELSON MARILYN C · CIK 0001199894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,609

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Company's Non-Employee Director Compensation Policy.

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October 08, 2021 Filed Oct 13, 2021 20:47 UTC GrantCommon Stock 64 $231.04 $14,786.56
Disclosure

SEC source: 0001104659-21-125831 · tm2129887-2_4seq1.xml · nonDerivative · entry 1

Tansey Casey M · CIK 0001474322 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,209

F1 · shares: Represents shares of common stock received in lieu of cash fees pursuant to the Issuer's Non-Employee Director Compensation Policy.

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September 28, 2021 Filed Sep 30, 2021 20:23 UTC
Buchholz RichardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 329 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0001104659-21-121240 · tm2128930-1_4seq1.xml · derivative · entry 6

Buchholz Richard · CIK 0001737133 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 329 shares

Expires 2027-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

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September 28, 2021 Filed Sep 30, 2021 20:23 UTC
Buchholz RichardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 2,819 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001104659-21-121240 · tm2128930-1_4seq1.xml · derivative · entry 5

Buchholz Richard · CIK 0001737133 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,290

Underlying: Common Stock · 2,819 shares

Expires 2028-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% of the original 22,556 underlying shares on April 9, 2019 and has vested or will vest and become exercisable with respect to the remaining 75% of the original underlying shares in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through the relevant vesting dates.

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September 28, 2021 Filed Sep 30, 2021 20:23 UTC
Buchholz RichardChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,607 $0.00 Strike: $42.15 $0.00
Disclosure

SEC source: 0001104659-21-121240 · tm2128930-1_4seq1.xml · derivative · entry 4

Buchholz Richard · CIK 0001737133 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,852

Underlying: Common Stock · 1,607 shares

Expires 2028-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested and became exercisable as to 25% of the original 25,000 underlying shares on December 18, 2019 and has vested or will vest and become exercisable with respect to the remaining 75% of the original underlying shares in 36 equal monthly installments thereafter, subject to the Reporting Person's continuous employment with the Issuer through the relevant vesting dates.

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September 28, 2021 Filed Sep 30, 2021 20:23 UTC
Buchholz RichardChief Financial Officer
Exercise / conversionCommon Stock 329 $0.94 $309.26
Disclosure

SEC source: 0001104659-21-121240 · tm2128930-1_4seq1.xml · nonDerivative · entry 3

Buchholz Richard · CIK 0001737133 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.