Last 12 months
Inside the activity.
0 purchase rows · 169 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 23 |
| Dec 2025 | 0 | 18 |
| Jan 2026 | 0 | 44 |
| Feb 2026 | 0 | 22 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 10 |
| May 2026 | 0 | 19 |
| Jun 2026 | 0 | 13 |
| Jul 2026 | 0 | 7 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,311 | $0.00 Strike: $12.58 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 34 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,689 Underlying: Common Stock · 12,311 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 15,665 | $34.38 | $538,562.70 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 23 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F11 · price: This is the weighted average sales price representing 15,665 shares sold at prices ranging from $34.28 to $34.49 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 15,665 | $12.58 | $197,065.70 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 22 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 2,024 | $34.55 | $69,929.20 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 21 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F10 · price: This is the weighted average sales price representing 2,024 shares sold at prices ranging from $34.50 to $34.62 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 2,024 | $12.58 | $25,461.92 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 20 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 12,311 | $34.10 | $419,805.10 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 19 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F9 · price: This is the weighted average sales price representing 12,311 shares sold at prices ranging from $34.00 to $34.28 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 12,311 | $12.58 | $154,872.38 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 18 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 17,349 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 34 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,630 Underlying: Common Stock · 17,349 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,123 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 33 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,979 Underlying: Common Stock · 4,123 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 17,802 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 32 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,102 Underlying: Common Stock · 17,802 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,221 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 31 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,904 Underlying: Common Stock · 24,221 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 26,169 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 30 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,125 Underlying: Common Stock · 26,169 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 49,736 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 29 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,294 Underlying: Common Stock · 49,736 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 21,748 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 28 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 370,030 Underlying: Common Stock · 21,748 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 13,534 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 27 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,778 Underlying: Common Stock · 13,534 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 18,976 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 26 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,312 Underlying: Common Stock · 18,976 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,342 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 25 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,288 Underlying: Common Stock · 6,342 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 17,349 | $33.59 | $582,752.91 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 21 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F11 · price: This is the weighted average sales price representing 17,349 shares sold at prices ranging from $32.96 to $33.69 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 17,349 | $3.40 | $58,986.60 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 20 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,136 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 4,123 | $35.19 | $145,088.37 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 19 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F10 · price: This is the weighted average sales price representing 4,123 shares sold at prices ranging from $35.14 to $35.22 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 4,123 | $3.40 | $14,018.20 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 18 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 17,802 | $34.88 | $620,933.76 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 17 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F9 · price: This is the weighted average sales price representing 17,802 shares sold at prices ranging from $34.73 to $35.11 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 17,802 | $3.40 | $60,526.80 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 16 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 24,221 | $34.05 | $824,725.05 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 15 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F8 · price: This is the weighted average sales price representing 24,221 shares sold at prices ranging from $33.94 to $34.25 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 24,221 | $3.40 | $82,351.40 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 14 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 26,169 | $34.62 | $905,970.78 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 13 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F7 · price: This is the weighted average sales price representing 26,169 shares sold at prices ranging from $34.50 to $34.72 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 26,169 | $3.40 | $88,974.60 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 12 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 49,736 | $33.78 | $1,680,082.08 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 11 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F6 · price: This is the weighted average sales price representing 49,736 shares sold at prices ranging from $33.70 to $33.93 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 49,736 | $3.40 | $169,102.40 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 10 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 21,748 | $34.41 | $748,348.68 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 9 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F5 · price: This is the weighted average sales price representing 21,748 shares sold at prices ranging from $34.26 to $34.49 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 21,748 | $3.40 | $73,943.20 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 8 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 13,534 | $33.22 | $449,599.48 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 7 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F4 · price: This is the weighted average sales price representing 13,534 shares sold at prices ranging from $33.00 to $33.36 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 13,534 | $3.40 | $46,015.60 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 6 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 18,976 | $33.46 | $634,936.96 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 5 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F3 · price: This is the weighted average sales price representing 18,976 shares sold at prices ranging from $33.36 to $33.55 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 18,976 | $3.40 | $64,518.40 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 4 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 6,342 | $33.58 | $212,964.36 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 3 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,787 F2 · price: This is the weighted average sales price representing 6,342 shares sold at prices ranging from $33.56 to $33.63 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 6,342 | $3.40 | $21,562.80 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 2 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 38,696 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 33 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,696 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 400 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 32 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,696 Underlying: Common Stock · 400 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 31 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,096 Underlying: Common Stock · 25,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 11,317 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 30 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,096 Underlying: Common Stock · 11,317 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 29 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,413 Underlying: Common Stock · 1,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 14,351 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 28 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,413 Underlying: Common Stock · 14,351 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 10,649 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 27 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,764 Underlying: Common Stock · 10,649 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,683 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 26 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,413 Underlying: Common Stock · 12,683 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 38,396 | $32.95 | $1,265,148.20 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 17 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F8 · price: This is the weighted average sales price representing 38,696 shares sold at prices ranging from $32.81 to $33.09 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 38,396 | $11.14 | $427,731.44 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 16 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 400 | $33.10 | $13,240.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 15 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 400 | $11.14 | $4,456.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 14 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
SaleCommon Stock | 25,000 | $32.32 | $808,000.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 13 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,348 F7 · price: This is the weighted average sales price representing 25,000 shares sold at prices ranging from $32.25 to $32.45 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.