Last 12 months
Inside the activity.
0 purchase rows · 169 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 23 |
| Dec 2025 | 0 | 18 |
| Jan 2026 | 0 | 44 |
| Feb 2026 | 0 | 22 |
| Mar 2026 | 0 | 8 |
| Apr 2026 | 0 | 10 |
| May 2026 | 0 | 19 |
| Jun 2026 | 0 | 13 |
| Jul 2026 | 0 | 7 |
| Aug 2026 | 0 | 4 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
OtherStock Option (right to buy) · Derivative | 57,000 | $0.00 Strike: $14.24 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 25 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 57,000 shares Expires 2023-10-31 F6 · kind: The reported transactions involve transfers of options from the reporting person's spouse to a family trust, ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST, of which the reporting person is a trustee. The reporting person and members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
OtherStock Option (right to buy) · Derivative | 67,257 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 21 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 67,257 shares Expires 2023-05-23 F6 · kind: The reported transactions involve transfers of options from the reporting person's spouse to a family trust, ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST, of which the reporting person is a trustee. The reporting person and members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
OtherStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 17 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 83,333 shares Expires 2023-05-23 F6 · kind: The reported transactions involve transfers of options from the reporting person's spouse to a family trust, ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST, of which the reporting person is a trustee. The reporting person and members of the reporting person's immediate family are the sole beneficiaries of the trust. F5 · derivative.exercise_date: These options became exercisable upon the achievement of certain performance criteria. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
OtherStock Option (right to buy) · Derivative | 83,334 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 13 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 Underlying: Common Stock · 83,334 shares Expires 2023-05-23 F6 · kind: The reported transactions involve transfers of options from the reporting person's spouse to a family trust, ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST, of which the reporting person is a trustee. The reporting person and members of the reporting person's immediate family are the sole beneficiaries of the trust. F5 · derivative.exercise_date: These options became exercisable upon the achievement of certain performance criteria. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 22:15 UTC |
Flammer Martina M.D.Chief Medical Officer
|
Tax withholdingCommon Stock | 949 | $33.29 | $31,592.21 |
DisclosureSEC source: 0001104659-21-001608 · tm211774d7_4seq1.xml · nonDerivative · entry 1 Flammer Martina M.D. · CIK 0001796960 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,577 F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 22:14 UTC |
Lewis WilliamChair & CEO
|
Tax withholdingCommon Stock | 4,255 | $33.29 | $141,648.95 |
DisclosureSEC source: 0001104659-21-001607 · tm211774d6_4.xml · nonDerivative · entry 1 Lewis William · CIK 0001402051 · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,532 F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 22:13 UTC |
Adsett RogerChief Commercial Officer
|
Tax withholdingCommon Stock | 2,275 | $33.29 | $75,734.75 |
DisclosureSEC source: 0001104659-21-001605 · tm211774d4_4seq1.xml · nonDerivative · entry 2 Adsett Roger · CIK 0001685904 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,756 F2 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 22:13 UTC |
SORIANO JOHNChief Compliance Officer
|
Tax withholdingCommon Stock | 949 | $33.29 | $31,592.21 |
DisclosureSEC source: 0001104659-21-001606 · tm211774d5_4seq1.xml · nonDerivative · entry 1 SORIANO JOHN · CIK 0001740947 · Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,264 F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 22:12 UTC |
Pellizzari Christine AChief Legal Officer
|
Tax withholdingCommon Stock | 1,814 | $33.29 | $60,388.06 |
DisclosureSEC source: 0001104659-21-001604 · tm211774d3_4seq1.xml · nonDerivative · entry 1 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,188 F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units. Read SEC document |
| January 03, 2021 Filed Jan 6, 2021 22:12 UTC |
Schaeffer Orlov S NicoleChief People Strategy Officer
|
Tax withholdingCommon Stock | 949 | $33.29 | $31,592.21 |
DisclosureSEC source: 0001104659-21-001602 · tm211774-2_4seq1.xml · nonDerivative · entry 1 Schaeffer Orlov S Nicole · CIK 0001401017 · Chief People Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,484 F1 · shares: Shares withheld by the Company to satisfy tax withholding requirements on vesting of time-based restricted stock units. F2 · balance_after: Includes 206 shares acquired through the Company's 2018 Employee Stock Purchase Plan. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 245,950 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 28 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 245,950 Underlying: Common Stock · 245,950 shares Expires 2026-05-19 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 245,950 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 27 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 245,950 shares Expires 2026-05-19 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 57,000 | $0.00 Strike: $14.24 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 24 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 57,000 Underlying: Common Stock · 57,000 shares Expires 2023-10-31 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 57,000 | $0.00 Strike: $14.24 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 23 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,456 Underlying: Common Stock · 57,000 shares Expires 2023-10-31 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 67,257 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 20 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 67,257 Underlying: Common Stock · 67,257 shares Expires 2023-05-23 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 67,257 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 19 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,257 shares Expires 2023-05-23 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 16 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 83,333 Underlying: Common Stock · 83,333 shares Expires 2023-05-23 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F5 · derivative.exercise_date: These options became exercisable upon the achievement of certain performance criteria. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 83,333 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 15 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,333 shares Expires 2023-05-23 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F5 · derivative.exercise_date: These options became exercisable upon the achievement of certain performance criteria. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 83,334 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 12 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 83,334 Underlying: Common Stock · 83,334 shares Expires 2023-05-23 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F5 · derivative.exercise_date: These options became exercisable upon the achievement of certain performance criteria. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 83,334 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 11 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,334 shares Expires 2023-05-23 F4 · kind: The reported transactions involve a gift of securities by the reporting person to his spouse. F5 · derivative.exercise_date: These options became exercisable upon the achievement of certain performance criteria. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 175,530 | $0.00 Strike: $13.67 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 10 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Disclosed balance after: 175,530 Underlying: Common Stock · 175,530 shares Expires 2027-01-05 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · derivative.exercise_date: The options were granted on January 9, 2017 and become exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 175,530 | $0.00 Strike: $13.67 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 9 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 175,530 shares Expires 2027-01-05 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F3 · derivative.exercise_date: The options were granted on January 9, 2017 and become exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $12.58 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 8 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-06-02 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $12.58 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 7 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2024-06-02 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 55,500 | $0.00 Strike: $14.24 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 6 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Disclosed balance after: 55,500 Underlying: Common Stock · 55,500 shares Expires 2023-10-31 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 55,500 | $0.00 Strike: $14.24 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 5 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,456 Underlying: Common Stock · 55,500 shares Expires 2023-10-31 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 186,170 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 4 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Disclosed balance after: 186,170 Underlying: Common Stock · 186,170 shares Expires 2022-09-28 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 186,170 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 3 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 186,170 shares Expires 2022-09-28 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 30,630 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 2 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Disclosed balance after: 30,630 Underlying: Common Stock · 30,630 shares Expires 2022-09-10 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 30, 2020 Filed Jan 6, 2021 22:11 UTC |
Lewis WilliamDirector · Chair & CEO
|
GiftStock Option (right to buy) · Derivative | 30,630 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-21-001601 · tm211774-1_4seq1.xml · derivative · entry 1 Lewis William · CIK 0001402051 · Director · Chair & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 30,360 shares Expires 2022-09-10 F1 · kind: The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. F2 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:15 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001104659-20-139098 · tm2039285d1_4.xml · derivative · entry 4 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,630 Underlying: Common Stock · 50,000 shares Expires 2022-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:15 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 11,633 | $36.98 | $430,188.34 |
DisclosureSEC source: 0001104659-20-139098 · tm2039285d1_4.xml · nonDerivative · entry 3 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,787 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · price: This is the weighted average sales price representing 11,633 shares sold at prices ranging from $36.83 to $37.46 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:15 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
SaleCommon Stock | 38,367 | $36.45 | $1,398,477.15 |
DisclosureSEC source: 0001104659-20-139098 · tm2039285d1_4.xml · nonDerivative · entry 2 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,420 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This is the weighted average sales price representing 38,367 shares sold at prices ranging from $35.83 to $36.82 per share. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer the number of shares sold at each price within the price range upon request. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 21:15 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 50,000 | $3.40 | $170,000.00 |
DisclosureSEC source: 0001104659-20-139098 · tm2039285d1_4.xml · nonDerivative · entry 1 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:09 UTC |
ALTOMARI ALFREDDirector
|
SaleCommon Stock | 20,000 | $39.57 | $791,400.00 |
DisclosureSEC source: 0001104659-20-133640 · tm2036583-3_4seq1.xml · nonDerivative · entry 1 ALTOMARI ALFRED · CIK 0001285644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,938 F1 · kind: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: This is the weighted average sales price representing 20,000 shares sold at prices ranging from $39.01 to $40.14 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 21:09 UTC |
SHAROKY MELVIN MDDirector
|
SaleCommon Stock | 4,000 | $39.11 | $156,440.00 |
DisclosureSEC source: 0001104659-20-129005 · a4.xml · nonDerivative · entry 2 SHAROKY MELVIN MD · CIK 0001182633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,890 F3 · price: This is the weighted average sales price representing 4,000 shares sold at prices ranging from $39.04 to $39.17 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 21:09 UTC |
SHAROKY MELVIN MDDirector
|
SaleCommon Stock | 4,000 | $38.98 | $155,920.00 |
DisclosureSEC source: 0001104659-20-129005 · a4.xml · nonDerivative · entry 1 SHAROKY MELVIN MD · CIK 0001182633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Baby Gator LLC Disclosed balance after: 5,900 F1 · price: This is the weighted average sales price representing 4,000 shares sold at prices ranging from $38.92 to $39.05 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. F2 · ownership.nature: The Reporting Person is a managing member of Baby Gator LLC. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 21:09 UTC |
SHAROKY MELVIN MDDirector
|
SaleCommon Stock | 4,000 | $39.48 | $157,920.00 |
DisclosureSEC source: 0001104659-20-127949 · a4.xml · nonDerivative · entry 1 SHAROKY MELVIN MD · CIK 0001182633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by The Sharoky Family Foundation, Inc. Disclosed balance after: 7,714 F1 · price: This is the weighted average sales price representing 4,000 shares sold at prices ranging from $39.42 to $39.53 per share. The number sold at each price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request. F2 · ownership.nature: The Reporting Person is Chairman of The Sharoky Family Foundation, Inc. and is one of three individuals who currently share voting and investment power over the shares held by The Sharoky Family Foundation, Inc. The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,880 | $0.00 Strike: $20.49 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 37 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,880 shares Expires 2024-01-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 14,044 | $0.00 Strike: $14.24 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 36 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,044 shares Expires 2023-10-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 16,076 | $0.00 Strike: $12.44 | $0.00 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · derivative · entry 35 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,076 shares Expires 2023-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 4,880 | $20.49 | $99,991.20 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 24 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 14,044 | $14.24 | $199,986.56 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 23 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 23:10 UTC |
Lewis WilliamDirector · Chair&Chief Executive Officer
|
Exercise / conversionCommon Stock | 16,076 | $12.44 | $199,985.44 |
DisclosureSEC source: 0001104659-20-122622 · a4.xml · nonDerivative · entry 22 Lewis William · CIK 0001402051 · Director · Chair&Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,750 | $0.00 Strike: $20.49 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 38 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires 2024-01-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 35,904 | $0.00 Strike: $11.14 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 37 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,904 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 3,750 | $20.49 | $76,837.50 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 25 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionCommon Stock | 35,904 | $11.14 | $399,970.56 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · nonDerivative · entry 24 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,665 | $0.00 Strike: $12.58 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 36 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,665 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
| November 04, 2020 Filed Nov 5, 2020 23:17 UTC |
Pellizzari Christine AChief Legal Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,024 | $0.00 Strike: $12.58 | $0.00 |
DisclosureSEC source: 0001104659-20-121948 · a4.xml · derivative · entry 35 Pellizzari Christine A · CIK 0001127430 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,665 Underlying: Common Stock · 2,024 shares Expires 2024-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: The options became exercisable based on the following vesting schedule: twenty five percent (25%) vest on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.