INSG

SEC source: 0001683168-22-001427 · ownership.xml · derivative · entry 5

Sharma Ashish · CIK 0001811436 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for ten (10) trading days within any 30 day period prior to the date of exercise.

SEC source: 0001683168-22-001427 · ownership.xml · derivative · entry 4

Sharma Ashish · CIK 0001811436 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for ten (10) trading days within any 30 day period prior to the date of exercise.

SEC source: 0001683168-22-001427 · ownership.xml · derivative · entry 3

Sharma Ashish · CIK 0001811436 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for ten (10) trading days within any 30 day period prior to the date of exercise.

SEC source: 0001683168-22-001427 · ownership.xml · derivative · entry 2

Sharma Ashish · CIK 0001811436 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2032-03-01

F2 · derivative.exercise_date: Twenty-five percent (25%) of the shares subject to the Options shall be first eligible to vest and become exercisable on the first anniversary of the grant date and (b) 1/48 of the shares vest on each monthly anniversary thereafter (such Options which have become so eligible, "Eligible Options"), such that one hundred percent (100%) of the Options shall become Eligible Options on the four-year anniversary of the Grant Date. The Options shall vest and become only if (a) they have become Eligible Options; and (b) the average of the per-share closing price of the Company's common stock as reported on the principal exchange on which the shares are listed has equaled or exceeded the exercise price for ten (10) trading days within any 30 day period prior to the date of exercise.

SEC source: 0001683168-22-001427 · ownership.xml · nonDerivative · entry 1

Sharma Ashish · CIK 0001811436 · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,019

F1 · acquired: Represents restricted stock units scheduled to vest over a four-year period, with one-fourth vesting on each anniversary of the grant date through the fourth anniversary of the grant date.

SEC source: 0001683168-22-001426 · ownership.xml · derivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 375,000 shares

Expires 2031-06-06

F1 · shares: The options were cancelled by mutual agreement of the Reporting Person and the Company in connection with his appointment as Executive Chairman.

F1 · derivative.exercise_date: The options were cancelled by mutual agreement of the Reporting Person and the Company in connection with his appointment as Executive Chairman.

SEC source: 0001022652-21-000102 · wf-form4_163978331795131.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,586

F1 · acquired: Represents restricted stock units scheduled to vest over a four-year period, with one-fourth vesting on each anniversary of the grant date through the fourth anniversary of the grant date.

SEC source: 0001683168-21-005961 · ownership.xml · nonDerivative · entry 1

Sharma Ashish · CIK 0001811436 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,019

SEC source: 0001022652-21-000100 · wf-form4_163776932928848.xml · nonDerivative · entry 1

Sharma Ashish · CIK 0001811436 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,019

SEC source: 0001683168-21-005774 · ownership.xml · nonDerivative · entry 2

Mondor Dan · CIK 0001432653 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,870

F2 · price: Reflects the weighted average purchase price. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker dealer. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. The range of prices for such transaction is $6.75 to $6.88.

SEC source: 0001022652-21-000094 · wf-form4_163719498266064.xml · nonDerivative · entry 1

Lytle Christopher H. · CIK 0001827176 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Family partnership

Disclosed balance after: 10,000

F1 · kind: Reflects the weighted average purchase price.

SEC source: 0001683168-21-005774 · ownership.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,870

F1 · kind: Shares acquired through the Company's employee stock purchase program.

SEC source: 0001022652-21-000098 · wf-form4_163719519012359.xml · nonDerivative · entry 1

Ding Wei · CIK 0001866379 · VP Accounting, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,199

F1 · kind: Shares acquired through the Company's employee stock purchase program.

SEC source: 0001022652-21-000096 · wf-form4_163719507457778.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,586

F1 · kind: Shares acquired through the Company's employee stock purchase program.

SEC source: 0001683168-21-006138 · ownership.xml · derivative · entry 1

BARBIERI ROBERT G · CIK 0001206741 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 375,000 shares

Expires 2031-10-25

F1 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

SEC source: 0000899243-21-037630 · doc4.xml · nonDerivative · entry 2

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to an Exchange Agreement (the "Exchange Agreement") dated September 3, 2021 between the Issuer and Golden Harbor Ltd. ("Golden Harbor"), on September 22, 2021, Golden Harbor exchanged its 7,000 shares of Issuer's Fixed-Rate Cumulative Perpetual Preferred Stock, Series E, par value $0.001 per share, for 1,067,645 shares of the Issuer's common stock (the "Exchange").

F1 · price: Pursuant to an Exchange Agreement (the "Exchange Agreement") dated September 3, 2021 between the Issuer and Golden Harbor Ltd. ("Golden Harbor"), on September 22, 2021, Golden Harbor exchanged its 7,000 shares of Issuer's Fixed-Rate Cumulative Perpetual Preferred Stock, Series E, par value $0.001 per share, for 1,067,645 shares of the Issuer's common stock (the "Exchange").

F2 · ownership.direct: These securities are owned directly by Golden Harbor, which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd., Golden Harbor, Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor. Each of Golden Harbor and Mr. Lewis is deemed a director by deputization by virtue of their relationship with James B. Avery, a director of the issuer. The Exchange is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemptions provided in Rule 16b-3.

SEC source: 0000899243-21-037630 · doc4.xml · nonDerivative · entry 1

Golden Harbor Ltd. · CIK 0001747770 · Director · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,908,149

F1 · kind: Pursuant to an Exchange Agreement (the "Exchange Agreement") dated September 3, 2021 between the Issuer and Golden Harbor Ltd. ("Golden Harbor"), on September 22, 2021, Golden Harbor exchanged its 7,000 shares of Issuer's Fixed-Rate Cumulative Perpetual Preferred Stock, Series E, par value $0.001 per share, for 1,067,645 shares of the Issuer's common stock (the "Exchange").

F1 · price: Pursuant to an Exchange Agreement (the "Exchange Agreement") dated September 3, 2021 between the Issuer and Golden Harbor Ltd. ("Golden Harbor"), on September 22, 2021, Golden Harbor exchanged its 7,000 shares of Issuer's Fixed-Rate Cumulative Perpetual Preferred Stock, Series E, par value $0.001 per share, for 1,067,645 shares of the Issuer's common stock (the "Exchange").

F2 · ownership.direct: These securities are owned directly by Golden Harbor, which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd., Golden Harbor, Tavistock Financial, LLC and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Golden Harbor. Each of Golden Harbor and Mr. Lewis is deemed a director by deputization by virtue of their relationship with James B. Avery, a director of the issuer. The Exchange is exempt from Section 16(b) of the Securities Exchange Act by virtue of the exemptions provided in Rule 16b-3.

SEC source: 0000899243-21-030828 · doc4.xml · nonDerivative · entry 1

Tavistock Financial, LLC · CIK 0001812712 · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,585

F1 · shares: Reflects restricted stock units ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits thereof, to Tavistock Financial, LLC ("Tavistock Financial"). Tavistock Financial may be deemed the direct beneficial owner of the RSUs.

F2 · shares: Represents restricted stock units scheduled to vest on the one-year anniversary of the grant date. The restricted stock units convert into common stock on a one-for-one basis.

F3 · ownership.direct: These securities are beneficially owned directly by Tavistock Financial which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd, Golden Harbor Ltd. and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Tavistock Financial.

SEC source: 0001022652-21-000074 · wf-form4_162768685019316.xml · nonDerivative · entry 1

Harland Christopher · CIK 0001790755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,502

F1 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The restricted stock units will vest in full on the first anniversary of the grant date.

SEC source: 0001022652-21-000072 · wf-form4_162768673877999.xml · nonDerivative · entry 1

Lytle Christopher H. · CIK 0001827176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,437

F1 · shares: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis.

F2 · shares: The restricted stock units will vest in full on the first anniversary of the grant date.

SEC source: 0001683168-21-006134 · ownership.xml · nonDerivative · entry 2

Bowers Stephanie Lynne · CIK 0001895950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,594

F2 · shares: Represents restricted stock units scheduled to vest in full on the first anniversary of the grant date.

SEC source: 0001022652-21-000070 · wf-form4_162768590297877.xml · derivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 85,000 shares

Expires 2031-06-30

F1 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

SEC source: 0001683168-21-006134 · ownership.xml · nonDerivative · entry 1

Bowers Stephanie Lynne · CIK 0001895950 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,373

F1 · shares: Represents restricted stock units scheduled to vest over a three-year period, with one-third vesting on each anniversary of the grant date through the third anniversary of the grant date.

SEC source: 0001022652-21-000052 · wf-form4_162328656728667.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,767

SEC source: 0001022652-21-000050 · wf-form4_162328646883262.xml · derivative · entry 1

Sharma Ashish · CIK 0001811436 · President IoT & Mobile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

SEC source: 0001022652-21-000048 · wf-form4_162328633251361.xml · derivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2031-06-06

F1 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

SEC source: 0001022652-21-000062 · wf-form4_162337168807666.xml · nonDerivative · entry 2

Ding Wei · CIK 0001866379 · VP Accounting, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

SEC source: 0001022652-21-000062 · wf-form4_162337168807666.xml · nonDerivative · entry 1

Ding Wei · CIK 0001866379 · VP Accounting, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,844

F1 · shares: Shares acquired through the Company's employee stock purchase program.

SEC source: 0001022652-21-000056 · wf-form4_162336585131708.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,410

F1 · kind: Shares acquired through the Company's employee stock purchase program.

SEC source: 0001022652-21-000054 · wf-form4_162336575341414.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,446

F1 · kind: Shares acquired through the Company's employee stock purchase program.

SEC source: 0001022652-21-000060 · wf-form4_162337161299980.xml · nonDerivative · entry 1

Ding Wei · CIK 0001866379 · VP Accounting, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: The restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The restricted stock units will vest in full six months from the grant date.

SEC source: 0001022652-21-000038 · wf-form4_162033972688328.xml · nonDerivative · entry 1

Lytle Christopher H. · CIK 0001827176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,216

F1 · shares: Represents restricted stock units scheduled to vest on July 27, 2021.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001022652-21-000043 · wf-form4_162068696284879.xml · nonDerivative · entry 1

Harland Christopher · CIK 0001790755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,281

F1 · shares: Represents restricted stock units scheduled to vest on July 27, 2021.

F2 · shares: The restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000899243-21-019101 · doc4.xml · nonDerivative · entry 1

Tavistock Financial, LLC · CIK 0001812712 · 10% owner

LEWIS JOSEPH · CIK 0001015747 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,364

F1 · shares: Reflects restricted stock units ("RSUs") granted to James B. Avery, a member of the issuer's board of directors. Mr. Avery is obligated to transfer any shares issued pursuant to any equity awards made to him by the issuer, or the economic benefits thereof, to Tavistock Financial, LLC ("Tavistock Financial"). Tavistock Financial may be deemed the direct beneficial owner of the RSUs.

F2 · shares: The RSUs convert into common stock on a one-for-one basis, and vest on July 27, 2021.

F3 · ownership.direct: These securities are beneficially owned directly by Tavistock Financial which may be deemed to be a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, consisting of Braslyn Ltd, Golden Harbor Ltd. and Joseph C. Lewis. Mr. Lewis is the sole indirect beneficial owner of and controls Tavistock Financial.

SEC source: 0001022652-21-000024 · wf-form4_161551511772355.xml · nonDerivative · entry 2

Sharma Ashish · CIK 0001811436 · President IoT & Mobile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,019

F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001022652-21-000025 · wf-form4_161551515949256.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,767

F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001022652-21-000023 · wf-form4_161551504605253.xml · nonDerivative · entry 2

Foster Craig L · CIK 0001572394 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,295

F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001022652-21-000021 · wf-form4_161551492001935.xml · nonDerivative · entry 2

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,317

F2 · kind: Represents the number of shares sold to cover the statutory tax withholding obligations in connection with the vesting of the Restricted Stock Units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell-to-cover" transaction and does not represent a discretionary sale by the Reporting Person.

SEC source: 0001022652-21-000024 · wf-form4_161551511772355.xml · nonDerivative · entry 1

Sharma Ashish · CIK 0001811436 · President IoT & Mobile

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,873

F1 · kind: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis.

SEC source: 0001022652-21-000025 · wf-form4_161551515949256.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,076

F1 · kind: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis.

SEC source: 0001022652-21-000023 · wf-form4_161551504605253.xml · nonDerivative · entry 1

Foster Craig L · CIK 0001572394 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,713

F1 · kind: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis.

SEC source: 0001022652-21-000021 · wf-form4_161551492001935.xml · nonDerivative · entry 1

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,232

F1 · kind: The restricted stock units are scheduled to vest immediately upon grant and convert into common stock on a one-for-one basis.

SEC source: 0001022652-21-000006 · wf-form4_161368315520216.xml · derivative · entry 6

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 4,167 shares

Expires 2029-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

SEC source: 0001022652-21-000006 · wf-form4_161368315520216.xml · derivative · entry 5

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 1,042 shares

Expires 2029-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options are scheduled to vest over a four-year period, with one-fourth vesting on the first anniversary of the grant date and the remainder vesting ratably on a monthly basis thereafter through the fourth anniversary of the grant date.

SEC source: 0001022652-21-000006 · wf-form4_161368315520216.xml · nonDerivative · entry 4

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,279

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

SEC source: 0001022652-21-000006 · wf-form4_161368315520216.xml · nonDerivative · entry 3

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,446

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

SEC source: 0001022652-21-000006 · wf-form4_161368315520216.xml · nonDerivative · entry 2

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

SEC source: 0001022652-21-000006 · wf-form4_161368315520216.xml · nonDerivative · entry 1

Kahn Doug · CIK 0001811155 · EVP of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on May 15, 2020.

SEC source: 0001022652-21-000004 · wf-form4_161317096567957.xml · derivative · entry 6

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Common Stock · 75,000 shares

Expires 2027-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001022652-21-000004 · wf-form4_161317096567957.xml · nonDerivative · entry 4

Mondor Dan · CIK 0001432653 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,488

F1 · kind: Automatic option exercise and same day sale pursuant to 10b5-1 trading plan adopted by the Reporting Person on December 10, 2020.